STATE ETHICS COMMISSION
John W. McCormack Office Building – One Ashburton Place – Room 619
Boston, Massachusetts 02108-1501
PHONE: 617-371-9500 or 888-485-4766  FAX: 617-723-5851
www.mass.gov/ethics

 

Date:  Wednesday, April 20, 2016

Time:  9:00 a.m.

Place:  One Ashburton Place, Room 619, Boston, MA 02108

AGENDA

PUBLIC SESSION

1.  CALL TO ORDER – 9:00 am 

2.  MINUTES

Review and approve the public and executive session minutes of the meeting of March 23, 2016 – Vote Requested

3.  EXECUTIVE DIRECTOR’S REPORT

4.  PUBLIC EDUCATION DIVISION MATTERS

Memorandum is enclosed on the division’s activities for March 2016.

5.  LEGAL DIVISION MATTERS

a.  Status report on new SFI Filing and Management Application

b.  Division metrics for March 2016

c.  Special projects

d.  Adjudicatory matters – hearing and pre-hearing conference schedule (Legal Tab A)

e.  Litigation update

6.  ENFORCEMENT DIVISION MATTERS

a.  Investigations Unit metrics (Enforcement Tab 1)

b.  Attorney metrics (Enforcement Tab 2)

EXECUTIVE SESSION

7.  ENFORCEMENT DIVISION MATTERS

a.  Reconsideration Request (Enforcement Tab 3) – Information Only

b.  Investigations Unit report (Enforcement Tab 4)

c.  Status Memo (Enforcement Tab 5)

d.  List of open Preliminary Inquiries (Enforcement Tab 6)

e.  Report of Cases and Complaints on Hold (Enforcement Tab 7)

f.  The following are enclosed for review and/or action:  2 Preliminary Inquiry Reports (Enforcement Tabs 8 and 9), and 1 Disposition Agreement (Enforcement Tab 10)

8.  LEGAL DIVISION MATTERS

a.  Summaries of selected informal advice are enclosed (Legal Tab B)

b.  Adjudicatory proceedings status report (Legal Tab C)

c.  Requests for confidential Commission opinions and investigative documents (Legal Tab D)

PUBLIC SESSION

9.  LEGAL DIVISION MATTERS

Requests for confidential Commission opinions and investigative documents – Vote Requested

10.  ADJOURN

Date/Time Posted:  April 14, 2016 at 2:30 p.m.