The Commonwealth of Massachusetts
——————
PETITION OF:
——————
In the Year Two Thousand and Seven.
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|
An Act relative to public safety and fair practices in procurement relating to the Commonwealth of Massachusetts selection of architects, engineers and related professionals. |
Be it enacted by the Senate and House of Representatives in General Court assembled, and by the authority of the same, as follows:
SECTION 1. The General Laws are hereby amended by
inserting after Section 19 of Chapter 30B, the following new
Section:—
Section 20 — SELECTION OF ARCHITECTS, ENGINEERS
AND RELATED PROFESSIONALS.
(A) For purposes of this section the following phrases shall
have the following meanings:
(1) “Firm” means any individual, firm, partnership, corporation,
association, or other legal entity permitted by law to practice
the professions of architecture, engineering, land surveying, landscape
architecture, environmental science, planning, and program
management.
(2) “Agency” means any department, commission, council,
board, bureau, committee, institution, agency, state university,
government corporation, authority, or other establishment or procurement
official of the Commonwealth, excluding cities, towns
or municipalities.
(3) “Architectural and engineering services” means —
1. professional services of an architectural or engineering
nature, as defined by State law, which are required to be performed
or approved by a person licensed, registered, or certified
to provide such services as described in this
paragraph;
2. professional services of an architectural or engineering
nature performed by contract that are associated with
research, planning, development, design, investigations,
inspections, tests, evaluations, consultations, program management,
value engineering, construction, alteration, or
repair of real property; and
3. such other professional services of an architectural or engineering
nature, or incidental services, which members of the
architectural and engineering professions (and individuals in
their employ) may logically or justifiably perform, including
studies; investigations; surveying and mapping; soil tests;
construction phase services; drawing reviews; evaluations;
consultations; comprehensive planning; program management;
conceptual designs, plans and specifications; soils
engineering; cost estimates or programs; preparation of
drawings, plans, or specifications; supervision or administration
of a construction contract; construction management
or scheduling; preparation of operation and maintenance
manuals, and other related services.
(4) “Related professional services” means —
1. professional services including land surveying, landscape
architecture, environmental science, planning, and licensed
site professionals, which are required to be performed or
approved by a person licensed, registered, or certified to
provide such services as described in this paragraph;
2. professional services performed by contract that are associated
with research, planning, development, design, investigations,
inspections, surveying and mapping, tests,
evaluations, consultations, comprehensive planning, program
management, value engineering, construction, alteration,
or repair of real property; and
3. such other professional services, or incidental services,
which members of the related professions described in (4)1
above (and individuals in their employ) may logically or justifiably
perform, including master plans, studies, surveys,
soil tests, cost estimates or programs; preparation of drawings,
plans, or specifications; supervision or administration
of a construction contract; construction management or
scheduling; conceptual designs, plans and specifications;
construction phase services, soils engineering, drawing
reviews, cost estimating, preparation of operation and maintenance
manuals, and other related services.
(5) “Project” means any capital improvement project or any
design, study, plan, survey, or new or existing program activity of
a State agency, including development of new or existing programs
that require architectural, engineering or related professional
services.
(B) The Commonwealth of Massachusetts Legislature hereby
declares it to be the policy of the Commonwealth of Massachusetts
to publicly announce all requirements for architectural, engineering,
and related professional services, to procure these
services on the basis of demonstrated competence and qualifications,
and to negotiate contracts after selecting a firm, at fair and
reasonable prices.
(C) PREQUALIFICATION. For those agencies that prequalify
architectural, engineering, and related services, the agency head
shall encourage firms engaged in the lawful practice of their profession
to submit annually a statement of qualifications and performance
data.
(D) PUBLIC NOTICE. Whenever a project requiring architectural,
engineering, or related professional services is proposed for
a State Agency, the agency shall provide no less than 14 days
advance notice published in a professional services bulletin or
advertised within the official State Agency website setting forth
the projects and services to be procured. The professional services
bulletin shall be made available to each firm that requests the
information. The professional services bulletin shall include a
description of each project and shall state the time and place for
interested firms to submit a letter of interest and, if required by
the public notice, a statement of qualifications. If it is determined
that a sole source selection of a qualified firm is in the best
interest of the agency then the project is not publicly advertised.
(E) EVALUATION PROCEDURE. An agency shall evaluate
the firms submitting letters of interest and other prequalified
firms, taking into account qualifications; and the agency may consider,
but shall not be limited to considering, ability of professional
personnel, past record and experience, performance data on
file, willingness to meet time requirements, location, workload of
the firm and any other qualifications based on factors as the
agency may determine in writing are applicable. The agency may
conduct discussions with and require presentations by firms
deemed to be the most qualified regarding their qualifications,
approach to the project and ability to furnish the required services.
In no case shall an agency, prior to selecting a firm for negotiation
seek formal or informal submission of verbal or written estimates
of costs or proposals in terms of dollars, hours required,
percentage of construction cost, or any other measure of compensation.
(F) SELECTION PROCEDURE.
(1) An agency shall select architects, engineers and related
professional firms on the basis of qualifications for the type of
professional services required. An agency may solicit or use
pricing policies and proposals or other pricing information to
determine consultant compensation only after the agency has
selected a firm and initiated negotiations with the selected firm.
(2) The procedures that an agency creates for the screening and
selection of firms shall be within the sole discretion of the agency
and may be adjusted to accommodate the agency's scope, schedule
and budget objectives for a particular project. Adjustments to
accommodate an agency’s objectives may include provision for
the direct appointment of a firm if the value of the project does
not exceed $25,000, or if it is determined that a sole source selection
of a qualified firm is in the best interest of the agency and the
project is not publicly advertised.
(3) The decision of an agency that has complied with the provisions
of this Act is final and binding.
(G) CONTRACT NEGOTIATION.
(1) The agency and the selected firm shall mutually discuss
and refine the scope of services for the project and shall
negotiate conditions, including but not limited to compensation
level and performance schedule based on scope of
services. The compensation level paid must be reasonable
and fair to the agency as determined solely by the agency.
In making such determination, the agency shall take into
account the estimated value of the services to be rendered,
the scope, complexity, and professional nature thereof.
(2) If the agency and the selected firm are unable for any
reason to negotiate a contract at a compensation level that
is reasonable and fair to the agency, the agency shall, in
writing, formally terminate negotiations with the selected
firm. The agency shall then negotiate with the second
ranked most qualified firm. The negotiation process may
continue in this manner through successive ranked firms
until an agreement is reached or the agency terminates the
consultant contracting process.
(H) SMALL CONTRACTS AND SOLE SOURCE CONTRACTS.
The provisions of this Act do not apply to architectural,
engineering, and related professional services contracts of
less than $25,000, or sole source contracts that are awarded to a
qualified firm as determined to be in the best interest of the
agency, where only one firm has been solicited regarding the project
and the project is not publicly advertised.
(I) EMERGENCY SERVICES. The provisions of this Act do
not apply in the procurement of architectural, engineering, and
related professional services by agencies (i) when an agency
determines in writing that it is in the best interest of the State to
proceed with the immediate selection of a firm or (ii) in emergencies
when immediate services are necessary to protect the public
health and safety, including, but not limited to, earthquake, tornado,
storm, or natural or man-made disaster.
(J) FIRM PERFORMANCE EVALUATION. Each agency
shall evaluate the performance of each firm upon completion of a
contract. That evaluation shall be made available to the firm who
may submit a written response, with the evaluation and response
retained solely by the agency. The evaluation and response shall
not be made available to any other person or firm and is exempt
from disclosure under the Freedom of Information Act.
(K) CERTIFICATE OF COMPLIANCE. Each contract for
architectural, engineering, and related professional services by an
agency shall contain a certificate signed by a representative of the
agency and the firm that each has complied with the provisions of
this Act.
SECTION 2. Chapter 30B, Section 1, subsection 15 of the
General Laws are hereby amended by striking the word
“designers” and adding the following new subsection:
(34A) contracts with architects, engineers and related professionals.
SECTION 3. Chapters 30B, Section 2 of the General Laws are
hereby amended by striking the definition of “Designer” and
replacing it with the following text:
“Architects and Engineers”, a person performing professional
services of an architectural or engineering nature, as defined by
State law, which are required to be performed or approved by a
person licensed, registered, or certified to provide such services as
described in this paragraph; professional services of an architectural
or engineering nature performed by contract that are associated
with research, planning, development, design, investigations,
inspections, tests, evaluations, consultations, program management,
value engineering, construction, alteration, or repair of real
property; and such other professional services of an architectural
or engineering nature, or incidental services, which members of
the architectural and engineering professions (and individuals in
their employ) may logically or justifiably perform, including
studies; investigations; surveying and mapping; soil tests; construction
phase services; drawing reviews; evaluations; consultations;
comprehensive planning; program management; conceptual
designs, plans and specifications; soils engineering; cost estimates
or programs; preparation of drawings, plans, or specifications;
supervision or administration of a construction contract; construc-
tion management or scheduling; preparation of operation and
maintenance manuals, and other related services.
“Related Professionals” are professionals engaged in professional
services including land surveying, landscape architecture,
environmental science, planning, and licensed site professionals,
which are required to be performed or approved by a person
licensed, registered, or certified to provide such services as
described in this paragraph; professional services performed by
contract that are associated with research, planning, development,
design, investigations, inspections, surveying and mapping, tests,
evaluations, consultations, comprehensive planning, program
management, value engineering, construction, alteration, or repair
of real property; and such other professional services, or incidental
services, which members of the related professions
described in (4)1 above (and individuals in their employ) may logically
or justifiably perform, including master plans, studies, surveys,
soil tests, cost estimates or programs; preparation of
drawings, plans, or specifications; supervision or administration
of a construction contract; construction management or scheduling;
conceptual designs, plans and specifications; construction
phase services, soils engineering, drawing reviews, cost estimating,
preparation of operation and maintenance manuals, and
other related services.
SECTION 4. Chapter 7 of the General Laws is hereby
amended by adding the following new section.
Section 30P — SELECTION OF ARCHITECTS, ENGINEERS
AND RELATED PROFESSIONALS.
(A) For purposes of this section the following phrases shall
have the following meanings:
(1) “Firm” means any individual, firm, partnership, corporation,
association, or other legal entity permitted by law to practice
the professions of architecture, engineering, land surveying, landscape
architecture, environmental science, planning, and program
management.
(2) “Agency” means any department, commission, council,
board, bureau, committee, institution, agency, state university,
government corporation, authority, or other establishment or procurement
official of the Commonwealth, excluding cities, towns
or municipalities.
(3) “Architectural and engineering services” means —
4. professional services of an architectural or engineering
nature, as defined by State law, which are required to be performed
or approved by a person licensed, registered, or certified
to provide such services as described in this paragraph;
5. professional services of an architectural or engineering
nature performed by contract that are associated with
research, planning, development, design, investigations,
inspections, tests, evaluations, consultations, program management,
value engineering, construction, alteration, or
repair of real property; and
6. such other professional services of an architectural or engineering
nature, or incidental services, which members of the
architectural and engineering professions (and individuals in
their employ) may logically or justifiably perform, including
studies; investigations; surveying and mapping; soil tests;
construction phase services; drawing reviews; evaluations;
consultations; comprehensive planning; program management;
conceptual designs, plans and specifications; soils
engineering; cost estimates or programs; preparation of
drawings, plans, or specifications; supervision or administration
of a construction contract; construction management or
scheduling; preparation of operation and maintenance manuals,
and other related services.
(4) “Related Professional Services” means —
1. professional services including land surveying, landscape
architecture, environmental science, planning, and licensed
site professionals, which are required to be performed or
approved by a person licensed, registered, or certified to provide
such services as described in this paragraph;
2. professional services performed by contract that are associated
with research, planning, development, design, investigations,
inspections, surveying and mapping, tests, evaluations,
consultations, comprehensive planning, program management,
value engineering, construction, alteration, or repair of
real property; and
3. such other professional services, or incidental services,
which members of the related professions described in (4)1
above (and individuals in their employ) may logically or justifiably
perform, including master plans, studies, surveys,
soil tests, cost estimates or programs; preparation of drawings,
plans, or specifications; supervision or administration
of a construction contract; construction management or
scheduling; conceptual designs, plans and specifications;
construction phase services, soils engineering, drawing
reviews, cost estimating, preparation of operation and maintenance
manuals, and other related services.
(5) “Project” means any capital improvement project or any
design, study, plan, survey, or new or existing program activity of
a State agency or municipality, including development of new or
existing programs that require architectural, engineering or related
professional services.
(B) The Commonwealth of Massachusetts Legislature hereby
declares it to be the policy of the Commonwealth of Massachusetts
to publicly announce all requirements for architectural, engineering,
and related professional services, to procure these
services on the basis of demonstrated competence and qualifications,
and to negotiate contracts after selecting a firm, at fair and
reasonable prices.
(C) PREQUALIFICATION. For those agencies that prequalify
architectural, engineering, and related services, the agency head
shall encourage firms engaged in the lawful practice of their profession
to submit annually a statement of qualifications and performance
data.
(D) PUBLIC NOTICE. Whenever a project requiring architectural,
engineering, or related professional services is proposed for
a State Agency, the agency shall provide no less than 14 days
advance notice published in a professional services bulletin or
advertised within the official State Agency website setting forth
the projects and services to be procured. The professional services
bulletin shall be made available to each firm that requests the
information. The professional services bulletin shall include a
description of each project and shall state the time and place for
interested firms to submit a letter of interest and, if required by
the public notice, a statement of qualifications. If it is determined
that a sole source selection of a qualified firm is in the best
interest of the agency then the project is not publicly advertised.
(E) EVALUATION PROCEDURE. An agency shall evaluate
the firms submitting letters of interest and other prequalified
firms, taking into account qualifications; and the agency may consider,
but shall not be limited to considering, ability of professional
personnel, past record and experience, performance data on
file, willingness to meet time requirements, location, workload of
the firm and any other qualifications based on factors as the
agency may determine in writing are applicable. The agency may
conduct discussions with and require presentations by firms
deemed to be the most qualified regarding their qualifications,
approach to the project and ability to furnish the required services.
In no case shall an agency, prior to selecting a firm for negotiation
seek formal or informal submission of verbal or written estimates
of costs or proposals in terms of dollars, hours required,
percentage of construction cost, or any other measure of compensation.
(F) SELECTION PROCEDURE.
(1) An agency shall select architects, engineers and related
professional firms on the basis of qualifications for the type
of professional services required. An agency may solicit or
use pricing policies and proposals or other pricing information
to determine consultant compensation only after the
public agency has selected a firm and initiated negotiations
with the selected firm.
(2) The procedures that an agency creates for the screening and
selection of firms shall be within the sole discretion of the
agency and may be adjusted to accommodate the agency's
scope, schedule and budget objectives for a particular project.
Adjustments to accommodate an agency’s objectives
may include provision for the direct appointment of a firm
if the value of the project does not exceed $25,000, or if it
is determined that a sole source selection of a qualified
firm is in the best interest of the agency and the project is
not publicly advertised.
(3) The decision of an agency that has complied with the provisions
of this Act is final and binding.
(G) CONTRACT NEGOTIATION.
(1) The agency and the selected firm shall mutually discuss
and refine the scope of services for the project and shall
negotiate conditions, including but not limited to compensation
level and performance schedule based on scope of
services. The compensation level paid must be reasonable
and fair to the agency as determined solely by the agency.
In making such determination, the agency shall take into
account the estimated value of the services to be rendered,
the scope, complexity, and professional nature thereof.
(2) If the agency and the selected firm are unable for any
reason to negotiate a contract at a compensation level that
is reasonable and fair to the agency, the agency shall, in
writing, formally terminate negotiations with the selected
firm. The agency shall then negotiate with the second
ranked most qualified firm. The negotiation process may
continue in this manner through successive ranked firms
until an agreement is reached or the agency terminates the
consultant contracting process.
(H) SMALL CONTRACTS AND SOLE SOURCE CONTRACTS.
The provisions of this Act do not apply to architectural,
engineering, and related professional services contracts of
less than $25,000, or sole source contracts that are awarded to a
qualified firm as determined to be in the best interest of the
agency, where only one firm has been solicited regarding the project
and the project is not publicly advertised.
(I) EMERGENCY SERVICES. The provisions of this Act do
not apply in the procurement of architectural, engineering, and
related professional services by agencies (i) when an agency
determines in writing that it is in the best interest of the State
Agency to proceed with the immediate selection of a firm or (ii) in
emergencies when immediate services are necessary to protect the
public health and safety, including, but not limited to, earthquake,
tornado, storm, or natural or man-made disaster.
(J) FIRM PERFORMANCE EVALUATION. Each agency
shall evaluate the performance of each firm upon completion of a
contract. That evaluation shall be made available to the firm who
may submit a written response, with the evaluation and response
retained solely by the agency. The evaluation and response shall
not be made available to any other person or firm and is exempt
from disclosure under the Freedom of Information Act.
(K) CERTIFICATE OF COMPLIANCE. Each contract for
architectural, engineering, and related professional services by an
agency shall contain a certificate signed by a representative of the
agency and the firm that each has complied with the provisions of this Act.