GENERAL LAWS OF MASSACHUSETTS

CHAPTER 110A. UNIFORM SECURITIES ACT.

PART I. FRAUDULENT AND OTHER PROHIBITED PRACTICES.

Chapter 110A, Section 101. Sales and Purchases.

Chapter 110A, Section 102. Advisory Activities.

PART II. REGISTRATION OF BROKER-DEALERS AND AGENTS.

Chapter 110A, Section 201. Registration Requirement.

Chapter 110A, Section 202. Registration Procedure.

Chapter 110A, Section 203. Post-Registration Provisions.

Chapter 110A, Section 203A. Disclosure document.

Chapter 110A, Section 204. Denial, Revocation, Suspension, Cancellation, and Withdrawal of Registration.

PART III. REGISTRATION OF SECURITIES.

Chapter 110A, Section 301. Registration Requirement.

Chapter 110A, Section 302. Registration by Coordination.

Chapter 110A, Section 303. Registration by Qualification.

Chapter 110A, Section 304. Provisions Applicable to Registration Generally.

Chapter 110A, Section 305. Denial, Suspension, and Revocation of Registration.

PART IV. GENERAL PROVISIONS.

Chapter 110A, Section 401. Definitions.

Chapter 110A, Section 402. Exemptions.

Chapter 110A, Section 403. Filing of Sales and Advertising Literature.

Chapter 110A, Section 404. Misleading Filings.

Chapter 110A, Section 405. Unlawful Representations Concerning Registration or Exemption.

Chapter 110A, Section 406. Administration of Chapter.

Chapter 110A, Section 407. Investigations and Subpoenas.

Chapter 110A, Section 407A. Violations; Cease and Desist Orders; Costs.

Chapter 110A, Section 408. Injunctions.

Chapter 110A, Section 409. Criminal Penalties.

Chapter 110A, Section 410. Civil Liabilities.

Chapter 110A, Section 411. Judicial Review of Orders.

Chapter 110A, Section 412. Rules, Forms, Orders, and Hearings.

Chapter 110A, Section 413. Administrative Files and Opinions.

Chapter 110A, Section 414. Scope of the Act and Service of Process.

Chapter 110A, Section 415. Statutory Policy.

Chapter 110A, Section 416. Short Title.

Chapter 110A, Section 417. Severability of Provisions.


Return to:

** Next Chapter TOC ** Previous Chapter TOC ** Legislative Home Page