The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between January, 2003 and March, 2003. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.
Licensee Name Type of License Case No. Primary Allegation(s) Disposition Effective Date
Lincoln Benefit Life Insurance CompanyLife, Accident & Health Company2731DPaying Commission to Unlicensed EntitySettlement Agreement: $3,200 Administrative Assessment; Cease & Desist1/3/03
Everett, Michael J. Beverly, MAUnlicensed3553AEngaging in business of insurance while unlicensed; Forgery of producer's licenseSettlement Agreement: 10 year license revocation; Disposition of all interest in any insurance business; Cease & Desist1/3/03
Federal Kemper Life Insurance Company Long Grove, ILLife, Accident & Health Company2731GPaying Commission to Unlicensed EntitySettlement Agreement: $400 Administrative Assessment; Cease & Desist1/17/03
Golden Rule Insurance Company Lawrenceville, ILLife, Accident & Health Company4315Paying Commission to Unlicensed EntitySettlement Agreement: $2,400 Administrative Assessment; Cease & Desist1/20/03
Gaboury, Roland West Brookfield, MAAgent3871Failure to Remit Insurance PremiumSettlement Agreement: Permanent License Revocation; Disposition of all interest in any insurance business; Cease & Desist1/21/03
International Insurance Agency, Inc. Brockton, MAFull Lines Corporate Broker4145DEngaging in business of insurance while unlicensedSettlement Agreement: $5,000 Administrative Assessment; Cease & Desist1/23/03
Petronio, Aldo Brockton, MAFull Lines Broker4145AFailure to Make Required Disclosure on license applicationsSettlement Agreement: $2,000 Administrative Assessment; Cease & Desist1/23/03
Goselin, Diane M. dba Aable Auto Insurance Agency Worcester, MAFull Lines Broker3716Failure to properly supervise agency; improperly charging customer fees for certain servicesSettlement Agreement: $1,000 Administrative Assessment; Cease & Desist1/27/03
S. Trombly & Goldsmith Insurance Agency, Inc. Wilbraham, MAUnlicensed3417AEngaging in business of insurance while unlicensedSettlement Agreement: $2,500 Administrative Assessment; Cease & Desist1/27/03
Arbella Protection Insurance Company Quincy, MADomestic Property Casualty Company4145CPaying Commission to Unlicensed EntitySettlement Agreement: $600 Administrative Assessment; Cease & Desist1/28/03
Security Connecticut Life Insurance Company Avon, CTLife, Accident & Health Company2731KPaying Commission to Unlicensed EntitySettlement Agreement: $700 Administrative Assessment; Cease & Desist1/28/03
Old Republic Life Insurance Company Chicago, ILLife, Accident & Health Company4298Paying Commission to Unlicensed EntitySettlement Agreement: $3,000 Administrative Assessment; Cease & Desist1/28/03
Lydon & Murphy Insurance Agency, Inc. Norwood, MACorporate Broker4150CFailure to Notify Commissioner of Dissolution of CorporationSettlement Agreement: $1,500 Administrative Assessment; Cease & Desist1/29/03
First Penn Pacific Life Insurance Company Fort Wayne, INLife, Accident & Health Company2731EPaying Commission to Unlicensed EntitySettlement Agreement: $2,200 Adminstrative Assessment; Cease & Desist1/31/03
All American Life Insurance Company Milwaukee, WILife, Accident & Health Company4342Paying Commission to Unlicensed EntitySettlement Agreement: $440 Administrative Assessment; Cease & Desist2/4/03
ZC Sterling Insurance Agency, Inc. Atlanta, GAUnlicensed4176AEngaging in business of insurance while unlicensedSettlement Agreement: $3,000 Administrative Assessment; Cease & Desist2/5/03
Sullivan, Gary D. Chelmsford, MABroker4253Failure to Make Required Disclosure on license applicationsSettlement Agreement: $5,000 Adminstrative Assessment; Cease & Desist2/6/03
Strassman, Charles L. Sharon, MAAgent & Full Lines Broker3764Selling insurance from unlicensed carrierSettlement Agreement: $800 Administrative Assessment; Continuing Education courses; Cease & Desist2/6/03
Thorne, Jason A. Milford, MAUnlicensed2726AEngaging in business of insurance while unlicensedHearing Officer Order on Motion for Summary Decision: License Revocation2/7/03
Sanviti Insurance Agency, Inc. Everett, MACorporate Broker3639GPaying Commission to Unlicensed EntitySettlement Agreement: $2,500 Administrative Assessment; Cease & Desist2/11/03
Empire General Life Assurance Corporation Birmingham, ALLife, Accident & Health Company4332Paying Commission to Unlicensed EntitySettlement Agreement: $330 Administrative Assessment; Cease & Desist2/13/03
Garrick, Trevor A. Dorchester, MAUnlicensed4228Engaging in business of insurance while unlicensed; Violation of previous settlement agreementSettlement Agreement: Permanent License Revocation2/21/03
Hanover Insurance Company Worcester, MAProperty/Casualty Company4145BPaying Commission to Unlicensed EntitiesSettlement Agreement: $2,900 Adminstrative Assessment; Cease & Desist2/25/03
Fidelity & Deposit Company of Maryland Schaumburg, ILProperty/Casualty Company4176BPaid Commission to Unlicensed EntitySettlement Agreement: $1,500 Administrative Assessment; Cease & Desist2/27/03
Protective Life Insurance Company Nashville, TNLife, Accident & Health Company4137Paid Commission to Unlicensed Entity; Failure to comply with previous settlement agreementSettlement Agreement: $30,000 Fine; Cease & Desist2/27/03
State Life Insurance Company Indianapolis, INLife, Accident & Health Company4357Paid Comission to Unlicensed EntitySettlement Agreement: $5,800 Administrative Assessment; Cease & Desist2/27/03
R.M. Cataldo Insurance Agency, Inc. Revere, MAAgent & Full Lines Broker4258Paid Commission to Unlicensed EntitySettlement Agreement: Cease & Desist3/3/03
Centre Insurance Company New York, NYProperty/Casualty Company4176CPaid Commission to Unlicensed EntitySettlement Agreement: $3,800 Administrative Assessment; Cease & Desist3/6/03
Fidelity & Guaranty Life Insurance Company Purchase, NYLife, Accident & Health Company4341Paying Commission to Unlicensed EntitySettlement Agreement: $110.00 Administrative Assessment; Cease & Desist3/11/03
Soucy Insurance Agency, Inc. Salem, MAAgent & Full Lines Corporate Broker4322Placing business with an unlicensed companySettlement Agreement: $350 Administrative Assessment; Cease & Desist3/13/03
Bowman, Linda K. Weymouth, MALife, Accident & Health Agent4327Placing health insurance business with unlicensed companySettlement Agreement: $200 Administrative Assessment; Cease & Desist3/13/03
Motta, Annette C. Marshfield, MAAgent & Broker3745Failure to remit premium; Conversion of insurance agency funds for personal useConsent Agreement: Permanent License Revocation; Disposition of all interests in any insurance business.3/18/03
D.J. Rielly Insurance Agency, Inc. Pembroke, MABroker; Surplus Lines Broker3826Engaging in business of insurance in unlicensed name; Causing untrue, deceptive or misleading statements to be placed before publicSettlement Agreement: $5,000 Fine; Cease & Desist3/19/03
Baughman, Tina K. Pacific Palisades, CANon-Resident Agent4082Failure to Make Required Disclosure on license applicationsSettlement Agreement: 3 Year License Revocation; Disposition of all interests in any insurance business3/20/03
Maddaleni, Andrew C. Chelsea, MAPublic Adjuster3612Failure to Make Required Disclosure on license applicationsSettlement Agreement: $500 Fine; Cease & Desist3/20/03
Hollis Insurance Agency, Inc. Plymouth, MAFull Lines Corporate Agent & Broker3876Failure to notify insured of homeowner's policy non-renewalSettlement Agreement: $1,000 Fine; Cease & Desist3/21/03
Nix, Thomas A. Stanton, CANon-Resident Broker4177Failure to Make Required Disclosure on license applicationsSettlement Agreement: $2,000 Administrative Assessment; Cease & Desist3/21/03
Insurance Administrators Agency, Inc. Quincy, MAUnlicensed4170AEngaging in business of insurance while unlicensedSettlement Agreement: $2,600 Administrative Assessment; Cease & Desist3/26/03
Schroth, Charles J. Dba Community Insurance Center Agawam, MAAgent3503Failure to Remit Insurance PremiumConsent Agreement: Permanent License Revocation; Disposition of all interests in any insurance business.3/27/03
Manhattan National Life Insurance Company Cincinnati, OHLife, Accident & Health Company4373Paying Commission to Unlicensed EntitySettlement Agreement: $7,600 Administrative Assessment; Cease & Desist3/27/03