| Licensee Name | Type of License | Case No. | Primary Allegation(s) | Disposition | Effective Date |
|---|
AAA Allied Insurance Services, Inc.
| Producer
| 6712
| Placed policies while unlicensed
| Settlement Agreement: $1,300 fine, cease & desist from violations
| 06/08/10
|
Allied Specialty Insurance, Inc.
|
Producer
| 7231 | Placed policies while unlicensed
| Settlement Agreement: $150 fine, cease & desist from violations
| 06/08/10
|
Amalgamated Life Ins. Co.
| Company
| 6735
| Failed to renew agent appointments
| Settlement Agreement: $500 fine, cease & desist from violations
| 04/01/10
|
Argonaut Great Central Ins. Co.
|
Company
|
7052 | Placed policies while unlicensed
| Settlement Agreement: $1,000 fine, cease & desist from violations
| 05/03/10
|
Atlantic Advisers Insurance Agency, Inc.
|
Producer
|
6952 | Placed policies while unlicensed
| Settlement Agreement: $2,500 fine, cease & desist from violations
| 06/04/10
|
Blanda, Robert S.
| Producer
|
6831 |
Failed to make proper disclosure on licensing application(s)
| Settlement Agreement: $250 fine, cease & desist from violations
| 04/14/10
|
Breed's Hill Insurance Agency, Inc.
|
Producer
|
7135 |
Placed policies while unlicensed
|
Settlement Agreement: $5,000 fine, cease & desist from violations
|
04/21/10
|
.Castaneda, Cynthia Kristel
| Producer
| 6434 | Failed to make proper disclosure on licensing application(s), improperly used notes and reference materials to complete an examination for an insurance license
| Consent Agreement: License Revocation, cease & desist from all insurance activity
| 04/12/10
|
Chipman, Peter S.
|
Producer
|
7430 | Placed surplus lines policies while unlicensed
| Settlement Agreement: $250 fine, cease & desist from violations
| 05/19/10
|
Custom Benefits Group Insurance Brokerage, Inc.
| Producer
| 6948 |
Placed policies while unlicensed
| Settlement Agreement: $100 fine, cease & desist from violations
| 04/29/10
|
E.K. McConkey & Co. Insurance Agency
| Producer
| 7020 | Placed policies while unlicensed
| Settlement Agreement: Cease & desist from violations
| 05/20/10
|
Falcon Insurance Agency, Inc.
|
Producer
|
7267
| Placed policies while unlicensed
| Settlement Agreement: $800 fine, cease & desist from violations
| 04/08/10
|
Genatt Associates, Inc.
| Producer
| 7385
| Placed policies while unlicensed
| Settlement Agreement: $500 fine, cease & desist from violations
| 06/22/10
|
Georgolas, Scott Douglas
|
Producer
|
6634
|
Failed to make proper disclosure on licensing application(s)
|
Settlement Agreement: $250 fine, cease & desist from violations
| 06/04/10
|
Horizon's To Go, Inc.
| Producer
| 7336
| Placed policies while unlicensed
| Settlement Agreement: Cease & desist from violations
| 04/12/10
|
.
Imbert, Richard
| Producer
|
6742
| Failed to timely report administrative action(s)
| Settlement Agreement: $750 fine, cease & desist from violations
| 06/01/10
|
J.H. Albert International Insurance Advisors, Inc.
| Adviser
|
7314
|
Advised without a license
| Settlement Agreement: $8,000 fine, cease & desist from violations
| 06/10/10
|
.
Karas Tours
|
Producer
|
7316
| Placed policies while unlicensed
|
Settlement Agreement: $275 fine, cease & desist from violations
| 06/01/10
|
Lubin, Schwartz & Goldman Insurance
| Producer
| 7040
| Placed policies while unlicensed
|
Settlement Agreement: $200 fine, cease & desist from violations
| 05/25/10
|
.
MaCrae Insurance Agency, Inc.
| Producer
|
6482
|
Placed policies while unlicensed
| Settlement Agreement: $2,900 fine, cease & desist from violations
| 05/19/10
|
Morgan Keegan & Co., Inc.
| Producer
| 7072
| Placed policies while unlicensed
| Settlement Agreement: $250 fine, cease & desist from violations
|
06/22/10
|
Nardiello, Michael A.
| Producer
|
6684
| Failed to make proper disclosure on licensing application(s)
.
| Settlement Agreement: $500 fine, cease & desist from violations
| 06/01/10
|
O'Garro, Shane Reginald
| Producer
|
7179
|
Submitted an improper or unauthorized application for insurance
| Settlement Agreement: License Revocation, cease & desist from all insurance activity
| 06/01/10
|
Ovation Benefits Group, LLC
| Producer
|
7288
| Placed policies while unlicensed
| Settlement Agreement: $50 fine, cease & desist from violations
| 06/24/10
|
Pacific Wholesale Insurance Brokers, LLC
| Producer
| 6865
| Placed policies while unlicensed
| Settlement Agreement: $500 fine, cease & desist from violations
| 05/17/10
|
Polk, Dana Brett
|
Producer
| 7033
| Failed to timely report administrative action(s)
| Administrative Decision: License Revocation, $3,000 fine, cease & desist from all insurance activity
| 06/07/10
|
Professional Planners Marketing Group, LLC
| Producer
| 6377
|
Failed to timely report administrative action(s)
| Settlement Agreement: $250 fine, cease & desist from violations
| 06/29/10
|
PSA Financial Insurance Agency
.
| Producer
|
6388
| Placed policies while unlicensed
| Settlement Agreement: $100 fine, cease & desist from violations
| 04/01/10
|
Rogers & Norman, Inc.
| Producer
| 7332
| Placed policies while unlicensed
| Settlement Agreement: $100 fine, cease & desist from violations
|
05/04/10
|
Schelle, Richard
| Producer
|
6937
| Failed to make proper disclosure on licensing application(s)
|
Settlement Agreement: $250 fine, cease & desist from violations
|
06/08/10
|
Sierra Health & Life Insurance Company, Inc.
| Company
| 7197
| Failed to renew agent appointments
| Settlement Agreement: $500 fine, cease & desist from violations
| 04/09/10
|
Thomas Rutherfoord Insurance, Inc.
| Producer
| 7217
| Failed to timely report administrative action(s)
| Settlement Agreement: $750 fine, cease & desist from violations
| 05/20/10
|
Title Pac, Inc.
| Producer
| 7360
| Placed policies while unlicensed
| Settlement Agreement: $300 fine, cease & desist from violations
| 06/01/10
|
USAssure Insurance Services of Florida, Inc.
| Producer
| 6776
| Failed to make proper disclosure on licensing application(s)
| Settlement Agreement: $250 fine, cease & desist from violations
| 04/07/10
|
Wells Fargo Insurance Services Northeast, Inc.
| Producer
| 7115
| Placed surplus lines policies while unlicensed
| Settlement Agreement: $1,300 fine, cease & desist from violations
| 05/14/10
|
Whitboy, Inc.
| Producer
| 7078
| Placed policies while unlicensed
| Settlement Agreement: $4,000 fine, cease & desist from violations
| 06/09/10
|
Willis, Patricia D.
| Producer
| 7250
| Failed to make proper disclosure on licensing application(s)
| Settlement Agreement: $500 fine, cease & desist from violations
| 05/05/10
|
