The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between January, 2010 and March, 2010. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.
Licensee Name Type of License Case No. Primary Allegation(s) Disposition Effective Date
Adler, MichaelProducer6623
Failed to make proper disclosure on licensing application(s)
Settlement Agreement: $500 fine, cease & desist from violations
02/10/10
Alliant Services Houston, Inc.
Producer
7041
Placed policies while unlicensed
Settlement Agreement: $2,000 fine, cease & desist from violations
03/11/10
Anchor International Insurance Agency, Inc.
Producer
6460
Placed policies while unlicensed
Settlement Agreement: $5,200 fine, cease & desist from violations
02/11/10
Anderson & Murison, Inc.
Producer
7166
Placed policies while unlicensed
Settlement Agreement: $6,500 fine, cease & desist from violations
03/09/10
ARM Insurance Agency of Massachusetts, Inc.
Producer
6917
Placed policies while unlicensed
Settlement Agreement: $150 fine, cease & desist from violations
01/14/10
Brookline Bank
Producer
6167
Placed policies while unlicensed
Settlement Agreement: $16,500 fine, cease & desist from violations
03/11/10
Brown & Brown Insurance Services
Producer
7152
Placed policies while unlicensed
Settlement Agreement: $350 fine, cease & desist from violations
03/24/10
Brown, Kevin E.
.		Producer
6498
Failed to timely report administrative action(s)
Administrative Decision: License Revocation, $1,000 fine, cease & desist from all insurance activity
03/08/10
Cluett, Bruce Edward
Producer
6761
Failed to make proper disclosure on licensing application(s)
Settlement Agreement: $500 fine, cease & desist from violations
01/08/10
CNH Capital Insurance Agency, Inc.
Producer
6331
Placed policies while unlicensed
Settlement Agreement: $2,000 fine, cease & desist from violations
03/02/10
CUSO Financial Services, Inc.
Producer
6835
Placed policies while unlicensed
Settlement Agreement: $400 fine, cease & desist from violations
03/31/10
David G. Sayles Insurance Services
Producer
7210
Placed policies while unlicensed
Settlement Agreement: $250 fine, cease & desist from violations
03/23/10
Industrial Coverage Corporation
Producer
7236
Placed policies while unlicensed
Settlement Agreement: $250 fine, cease & desist from violations
03/11/10
Integrity Underwriters, Inc.
Producer
7187
Placed policies while unlicensed
Settlement Agreement: Cease & desist from violations
03/11/10
J.W. Allen Co., Inc.
Producer
6976
Failed to make proper disclosure on licensing application(s)
Settlement Agreement: $500 fine, cease & desist from violations
03/12/10
Kadiri, Moses E., Sestatic Insurance Agency, Inc.
Producer
6172
Improperly withheld money received in the course of doing business, issued a false binder of insurance, submitted applications for insurance without the knowledge of the applicant, misrepresented the premium on a policy
Administrative Decision: License Revocation, $5,000 fine, cease & desist from all insurance activity
01/27/10
Lucia Insurance and Financial Services, Inc.
Producer
7136
Placed policies while unlicensed
Settlement Agreement: $700 fine, cease & desist from violations
01/28/10
MEDMARC Mutual Ins. Co.
Company
7201
Failed to renew agent appointments
Settlement Agreement: $500 fine, cease & desist from violations
02/18/10
Norwood Insurance Agency, Inc.
Producer
7132
Placed policies while unlicensed
Settlement Agreement: $4,600 fine, cease & desist from violations
01/08/10
OneAmerica Securities Insurance Agency, Inc.
Producer
6415
Failed to make proper disclosure on licensing application(s)
Settlement Agreement: $500 fine, cease & desist from violations
3/121/0
Pelos, Joseph Marc
Producer
6941
Failed to make proper disclosure on licensing application(s)
Settlement Agreement: $300 fine, cease & desist from violations
03/22/10
Peter D. Lepage Ins. Agcy., Inc.
Producer
6962
Placed policies while unlicensed
Settlement Agreement: $4,000 fine, cease & desist from violations
03/31/10
Philadelphia American Life Ins. Co.
Company
7199
Failed to renew agent appointments
Settlement Agreement: $500 fine, cease & desist from violations
02/26/10
Piette, Judith Ann
Producer
7086
Failed to make required disclosure.
Settlement Agreement: $500 fine, cease & desist from violations
03/26/10
Pre-Need Professionals of New England Ins. Agency
Producer
7268
Placed policies while unlicensed
Settlement Agreement: $2,000 fine, cease & desist from violations
03/10/10
Rocco, John Angelo
Producer
6764
Failed to make proper disclosure on licensing application(s)
Administrative Decision: $850 fine, cease & desist from violations
02/26/10
Rockwood Programs, Inc.
Producer
7085
Placed policies while unlicensed
Settlement Agreement: $850 fine, cease & desist from violations
03/31/10
Rollstone Bank & Trust
Producer
6544
Placed policies while unlicensed
Settlement Agreement: $1,500 fine, cease & desist from violations
03/11/10
Strategic Employee Benefit Services of New York
Producer
7137
Placed policies while unlicensed
Settlement Agreement: $400 fine, cease & desist from violations
01/20/10
Sturbridge Insurance Agency, Inc.
Producer
7018
Placed policies while unlicensed
Settlement Agreement: $250 fine, cease & desist from violations
03/02/10
Superior Access Ins. Services, Inc.
Producer
6261
Placed policies while unlicensed
Settlement Agreement: $1,000 fine, cease & desist from violations
01/25/10
The Ivy Insurance Agency, Inc.
Producer
7153
Placed policies while unlicensed
Settlement Agreement: $300 fine, cease & desist from violations
02/08/10