The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between April, 2003 and June, 2003. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.
 
Licensee NameType of LicenseCase No.Primary Allegation(s)DispositionEffective Date
Soares, Diane New
Bedford, MA
Producer3414Conversion of insurance agency funds to personal useHearing Officer Memorandum of Decision & Order: License Revocation; $500 Fine; Disposition of all interest in any insurance business4/1/2003
Reliastar Life Insurance Company of New York
Woodbury, NY
Life, Accident & Health Company4385Failure to Respond to Department InquirySettlement Agreement: $1,500 Administrative Assessment; Cease & Desist4/3/2003
Reliastar Life Insurance Company
Minot, ND
Life, Accident & Health Company4386Failure to Respond to Department InquirySettlement Agreement: $1,500 Administrative Assessment; Cease & Desist4/4/2003
Foy, Charles
Lake Butler, FL
Non-Resident Producer4161Failure to Maintain Trustworthiness & Suitability for LicensureSettlement Agreement: Permanent License Revocation; Disposition of all interests in any insurance business; Cease & Desist4/7/2003
American Republic Insurance Company
Des Moines, IA
Life, Accident & Health Company4135Paying Commission to Unlicensed EntitySettlement Agreement: $1,200 Fine; Cease & Desist4/17/2003
Arpante, Thomas A.
Westboro, MA
Producer4175Failure to Maintain Trustworthiness & Suitability for LicensureSettlement Agreement: Permanent License Revocation; Disposition of all interests in any insurance business; Cease & Desist4/18/2003
Lubrano, S. Robert
Beverly, MA
Producer4272Failure to Make Required Disclosure on License ApplicationSettlement Agreement: $300 Fine; Cease & Desist4/21/2003
Best Quote Agency, Inc.
Beachwood, OH
Non-Resident Producer2984ASale of insurance while unlicensed or unappointedSettlement Agreement: $500 Administrative Assessment; Cease & Desist4/21/2003
Rubin, Steven H.
Beachwood, OH
Non-Resident Producer2984LSale of insurance while unlicensed or unappointedSettlement Agreement: $2,700 Administrative Assessment; Cease & Desist4/21/2003
Lincourt & Pappas Insurance Agency, Inc.
Fall River, MA
Business Entity Producer4245Sale of insurance while unlicensed or unappointedSettlement Agreement: $3,000 Administrative Assessment; Cease & Desist4/23/2003
Jose Vazquez
Shrewsbury, MA
Producer4024Failure to Make Required Disclosure on License ApplicationSettlement Agreement: Permanent License Revocation; Disposition of all interests in any insurance business; Cease & Desist4/28/2003
C.A.Senechal Insurance Agency, Inc.
North Easton, MA
Business Entity Producer3310Misrepresentation in advertisingConsent Agreement: $1,250 Administrative Assessment; Cease & Desist4/30/2003
Transamerica Occidental Life Insurance Company
Kansas City, MO
Life, Accident & Health Company4395Failure to Respond to Department InquirySettlement Agreement: $500 Administrative Assessment; Cease & Desist; Provide Requested Information4/30/2003
Broker's Choice of America
Englewood, CO
Non-Resident Producer4238BSale of insurance while unlicensed or unappointedSettlement Agreement: $16,000 Administrative Assessment; Cease & Desist5/5/2003
Employee Family Protection, Inc.
Glastonbury, CT
Unlicensed4170BSale of insurance while unlicensed or unappointedSettlement Agreement: $30,000 Administrative Assessment; Cease & Desist5/6/2003
Moller, Abigail A.
Granby, MA
Former Producer3694Misrepresentation of Insurance Product/Policy; Failure to Maintain Trustworthiness & Suitability for LicensureSettlement Agreement: Permanent License Revocation; Disposition of all interests in any insurance business; Cease & Desist5/12/2003
Trustmark Insurance Company
Lake Forest, IL
Life, Accident & Health Company4170CPaying Commission to Unlicensed EntitySettlement Agreement: $60,000 Administrative Assessment; Cease & Desist5/15/2003
Marshall, Joseph A.
Fall River, MA
Producer4238HFailure to Make Required Disclosure on License ApplicationSettlement Agreement: $5,000 Fine; Cease & Desist5/21/2003
Silva, David E.
Sandwich, MA
Producer3763Sale of insurance issued by unlicensed company; Failure to make required disclosure on license applicationSettlement Agreement: $25,000 Administrative Assessment; Health Insurance Continuing Education; Restitution5/22/2003
Unum Life Insurance Company of America
Portland, ME
Life, Accident & Health Company4390CPaying Commission to Unlicensed EntitySettlement Agreement: $250 Administrative Assessment; Cease & Desist5/22/2003
Caterpillar Insurance Services Corporation
Nashville, TN
Unlicensed4294ASale of insurance while unlicensed or unappointedSettlement Agreement: $25,000 Administrative Assessment; Cease & Desist5/23/2003
Caterpillar Insurance Company
Nashville, TN
Property/ Casualty Company4294EPaying Commission to Unlicensed EntitySettlement Agreement: $3,000 Administrative Assessment; Cease & Desist5/23/2003
Voykhansky, Grigory I.
Malden, MA
Producer3591Question of Trustworthiness & Suitability for LicensureSettlement Agreement: Cease & Desist5/29/2003
Automatic Data Processing Insurance Agency, Inc.
Roseland, NJ
Unlicensed4194Sale of insurance while unlicensed or unappointedSettlement Agreement: $10,000 Administrative Assessment; Cease & Desist6/13/2003
Khozozian, Mark
Lexington, MA
Producer4263Failure to Make Required Disclosure on License ApplicationSettlement Agreement: $1,000 Administrative Assessment; Cease & Desist6/16/2003
Benway Johnston Insurance Agency, Inc.
Derry, NH
Unlicensed4267Sale of insurance while unlicensed or unappointedSettlement Agreement: $750 Fine; Cease & Desist6/19/2003
Saramago, Carlos
Springfield, MA
Producer / Full Lines3142Failure to Make Required Disclosure on License Application; Misrepresentation on insurance applicationSettlement Agreement: $3,500 Fine; Cease & Desist6/20/2003
Remillard, Rejean J.
Feeding Hills, MA
Producer3976Misrepresentation in advertising; Failure to Make required disclosure on license applicationSettlement Agreement: $5,000 Fine; Cease & Desist6/23/2003
Glynn, Gerald
Hanover, MA
Producer / Life, Accident & Health4262BFailure to Make Required Disclosure on License ApplicationSettlement Agreement: $500 Fine; Cease & Desist6/23/2003
Gerstenblatt, David P.
Newton, MA
Producer3290Improper withdrawal of funds from pension plan accountConsent Agreement: $50,000 Fine; 6 month license suspension; Cease and Desist6/26/2003
Hartford Steam Boiler Inspection & Insurance Company
Hartford, CT
Property/ Casualty Company3630BPaying Commission to Unlicensed EntitySettlement Agreement: $100 Administrative Assessment; Cease & Desist6/27/2003
Vesta Insurance Corporation
Birmingham, AL
Property/ Casualty Company3670AUse of unapproved form; Failure to provide proper notification of intent to non-renewSettlement Agreement: $16,200 Administrative Assessment; Cease & Desist6/27/2003
Shelby Casualty Insurance Company
Birmingham, AL
Property/ Casualty Company3670BUse of unapproved form; Failure to provide proper notification of intent to non-renewSettlement Agreement: $22,100 Administrative Assessment; Cease & Desist6/27/2003
Vesta Fire Insurance Corporation
Birmingham, AL
Property/ Casualty Company3670CUse of unapproved form; Failure to provide proper notification of intent to non-renewSettlement Agreement: $6,700 Administrative Assessment; Cease & Desist6/27/2003
American Zurich Insurance Company
Schaumburg, IL
Property/ Casualty Company4294CPaying Commission to Unlicensed EntitySettlement Agreement: $40,000 Administrative Assessment; Cease & Desist6/30/2003