The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between January, 2003 and March, 2003. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.
 
Licensee NameType of LicenseCase No.Primary Allegation(s)DispositionEffective Date
Lincoln Benefit Life Insurance CompanyLife, Accident & Health Company2731DPaying Commission to Unlicensed EntitySettlement Agreement: $3,200 Administrative Assessment; Cease & Desist1/3/03
Everett, Michael J. Beverly, MAUnlicensed3553AEngaging in business of insurance while unlicensed; Forgery of producer's licenseSettlement Agreement: 10 year license revocation; Disposition of all interest in any insurance business; Cease & Desist1/3/03
Federal Kemper Life Insurance Company Long Grove, ILLife, Accident & Health Company2731GPaying Commission to Unlicensed EntitySettlement Agreement: $400 Administrative Assessment; Cease & Desist1/17/03
Golden Rule Insurance Company Lawrenceville, ILLife, Accident & Health Company4315Paying Commission to Unlicensed EntitySettlement Agreement: $2,400 Administrative Assessment; Cease & Desist1/20/03
Gaboury, Roland West Brookfield, MAAgent3871Failure to Remit Insurance PremiumSettlement Agreement: Permanent License Revocation; Disposition of all interest in any insurance business; Cease & Desist1/21/03
International Insurance Agency, Inc. Brockton, MAFull Lines Corporate Broker4145DEngaging in business of insurance while unlicensedSettlement Agreement: $5,000 Administrative Assessment; Cease & Desist1/23/03
Petronio, Aldo Brockton, MAFull Lines Broker4145AFailure to Make Required Disclosure on license applicationsSettlement Agreement: $2,000 Administrative Assessment; Cease & Desist1/23/03
Goselin, Diane M. dba Aable Auto Insurance Agency Worcester, MAFull Lines Broker3716Failure to properly supervise agency; improperly charging customer fees for certain servicesSettlement Agreement: $1,000 Administrative Assessment; Cease & Desist1/27/03
S. Trombly & Goldsmith Insurance Agency, Inc. Wilbraham, MAUnlicensed3417AEngaging in business of insurance while unlicensedSettlement Agreement: $2,500 Administrative Assessment; Cease & Desist1/27/03
Arbella Protection Insurance Company Quincy, MADomestic Property Casualty Company4145CPaying Commission to Unlicensed EntitySettlement Agreement: $600 Administrative Assessment; Cease & Desist1/28/03
Security Connecticut Life Insurance Company Avon, CTLife, Accident & Health Company2731KPaying Commission to Unlicensed EntitySettlement Agreement: $700 Administrative Assessment; Cease & Desist1/28/03
Old Republic Life Insurance Company Chicago, ILLife, Accident & Health Company4298Paying Commission to Unlicensed EntitySettlement Agreement: $3,000 Administrative Assessment; Cease & Desist1/28/03
Lydon & Murphy Insurance Agency, Inc. Norwood, MACorporate Broker4150CFailure to Notify Commissioner of Dissolution of CorporationSettlement Agreement: $1,500 Administrative Assessment; Cease & Desist1/29/03
First Penn Pacific Life Insurance Company Fort Wayne, INLife, Accident & Health Company2731EPaying Commission to Unlicensed EntitySettlement Agreement: $2,200 Administrative Assessment; Cease & Desist1/31/03
All American Life Insurance Company Milwaukee, WILife, Accident & Health Company4342Paying Commission to Unlicensed EntitySettlement Agreement: $440 Administrative Assessment; Cease & Desist2/4/03
ZC Sterling Insurance Agency, Inc. Atlanta, GAUnlicensed4176AEngaging in business of insurance while unlicensedSettlement Agreement: $3,000 Administrative Assessment; Cease & Desist2/5/03
Sullivan, Gary D. Chelmsford, MABroker4253Failure to Make Required Disclosure on license applicationsSettlement Agreement: $5,000 Administrative Assessment; Cease & Desist2/6/03
Strassman, Charles L. Sharon, MAAgent & Full Lines Broker3764Selling insurance from unlicensed carrierSettlement Agreement: $800 Administrative Assessment; Continuing Education courses; Cease & Desist2/6/03
Thorne, Jason A. Milford, MAUnlicensed2726AEngaging in business of insurance while unlicensedHearing Officer Order on Motion for Summary Decision: License Revocation2/7/03
Sanviti Insurance Agency, Inc. Everett, MACorporate Broker3639GPaying Commission to Unlicensed EntitySettlement Agreement: $2,500 Administrative Assessment; Cease & Desist2/11/03
Empire General Life Assurance Corporation Birmingham, ALLife, Accident & Health Company4332Paying Commission to Unlicensed EntitySettlement Agreement: $330 Administrative Assessment; Cease & Desist2/13/03
Garrick, Trevor A. Dorchester, MAUnlicensed4228Engaging in business of insurance while unlicensed; Violation of previous settlement agreementSettlement Agreement: Permanent License Revocation2/21/03
Hanover Insurance Company Worcester, MAProperty/Casualty Company4145BPaying Commission to Unlicensed EntitiesSettlement Agreement: $2,900 Administrative Assessment; Cease & Desist2/25/03
Fidelity & Deposit Company of Maryland Schaumburg, ILProperty/Casualty Company4176BPaid Commission to Unlicensed EntitySettlement Agreement: $1,500 Administrative Assessment; Cease & Desist2/27/03
Protective Life Insurance Company Nashville, TNLife, Accident & Health Company4137Paid Commission to Unlicensed Entity; Failure to comply with previous settlement agreementSettlement Agreement: $30,000 Fine; Cease & Desist2/27/03
State Life Insurance Company Indianapolis, INLife, Accident & Health Company4357Paid Comission to Unlicensed EntitySettlement Agreement: $5,800 Administrative Assessment; Cease & Desist2/27/03
R.M. Cataldo Insurance Agency, Inc. Revere, MAAgent & Full Lines Broker4258Paid Commission to Unlicensed EntitySettlement Agreement: Cease & Desist3/3/03
Centre Insurance Company New York, NYProperty/Casualty Company4176CPaid Commission to Unlicensed EntitySettlement Agreement: $3,800 Administrative Assessment; Cease & Desist3/6/03
Fidelity & Guaranty Life Insurance Company Purchase, NYLife, Accident & Health Company4341Paying Commission to Unlicensed EntitySettlement Agreement: $110.00 Administrative Assessment; Cease & Desist3/11/03
Soucy Insurance Agency, Inc. Salem, MAAgent & Full Lines Corporate Broker4322Placing business with an unlicensed companySettlement Agreement: $350 Administrative Assessment; Cease & Desist3/13/03
Bowman, Linda K. Weymouth, MALife, Accident & Health Agent4327Placing health insurance business with unlicensed companySettlement Agreement: $200 Administrative Assessment; Cease & Desist3/13/03
Motta, Annette C. Marshfield, MAAgent & Broker3745Failure to remit premium; Conversion of insurance agency funds for personal useConsent Agreement: Permanent License Revocation; Disposition of all interests in any insurance business.3/18/03
D.J. Rielly Insurance Agency, Inc. Pembroke, MABroker; Surplus Lines Broker3826Engaging in business of insurance in unlicensed name; Causing untrue, deceptive or misleading statements to be placed before publicSettlement Agreement: $5,000 Fine; Cease & Desist3/19/03
Baughman, Tina K. Pacific Palisades, CANon-Resident Agent4082Failure to Make Required Disclosure on license applicationsSettlement Agreement: 3 Year License Revocation; Disposition of all interests in any insurance business3/20/03
Maddaleni, Andrew C. Chelsea, MAPublic Adjuster3612Failure to Make Required Disclosure on license applicationsSettlement Agreement: $500 Fine; Cease & Desist3/20/03
Hollis Insurance Agency, Inc. Plymouth, MAFull Lines Corporate Agent & Broker3876Failure to notify insured of homeowner's policy non-renewalSettlement Agreement: $1,000 Fine; Cease & Desist3/21/03
Nix, Thomas A. Stanton, CANon-Resident Broker4177Failure to Make Required Disclosure on license applicationsSettlement Agreement: $2,000 Administrative Assessment; Cease & Desist3/21/03
Insurance Administrators Agency, Inc. Quincy, MAUnlicensed4170AEngaging in business of insurance while unlicensedSettlement Agreement: $2,600 Administrative Assessment; Cease & Desist3/26/03
Schroth, Charles J. Dba Community Insurance Center Agawam, MAAgent3503Failure to Remit Insurance PremiumConsent Agreement: Permanent License Revocation; Disposition of all interests in any insurance business.3/27/03
Manhattan National Life Insurance Company Cincinnati, OHLife, Accident & Health Company4373Paying Commission to Unlicensed EntitySettlement Agreement: $7,600 Administrative Assessment; Cease & Desist3/27/03