The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between April, 2004 and June, 2004. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.
 
Licensee NameType of LicenseCase No.Primary Allegation(s)DispositionEffective Date
McDonald, Joseph F. & J.F.,
McDonald Insurance Agency, Inc.
East Weymouth, MA
Producer / Business Entity Producer4630Failure to Make Required Disclosure on license applicationsSettlement Agreement: $4,000 Fine; Cease & Desist04/06/2004
Carriage Lane Insurance Agency, Inc.
Holbrook, MA
Business Entity Producer4640ASale of insurance while unlicensed or unappointedSettlement Agreement: $5,500 Administrative Assessment; Cease & Desist04/20/2004
Perry, William F.
Falmouth, MA
Producer4674Misrepresentation in advertisingSettlement Agreement: $750 Administrative Assessment; Cease & Desist04/20/2004
Manning, Herschell E.
Winter Park, FL
Non-Resident Producer4494Failure to Make Required Disclosure on license applicationsSettlement Agreement: $150 Administrative Assessment; Cease & Desist04/29/2004
Lemcke, Alfred M.
Boston, MA
Producer4277Failure to Maintain Trustworthiness & Suitability for licensureSettlement Agreement: Permanent License Revocation; Cease & Desist; Disposition of all interests in insurance related businesses05/03/2004
Grupposo, Vito B.
Berkeley Heights, NJ
Non-Resident Producer4685Failure to Remit Premium; Criminal theft convictionsSettlement Agreement: Permanent License Revocation; Cease & Desist; Disposition of all interests in insurance related businesses05/06/2004
Watson Insurance Agency, Inc.
Manchester, NH
Non-Resident Business Entity Producer4695APlacement of insurance coverage for MA insured with non-registered risk retention group.Settlement Agreement: $1,000 Administrative Assessment; $7,898 Restitution; Cease & Desist05/10/2004
Association Insurance Brokerage, Inc.
Amherst, MA
Unlicensed4085ASale of insurance while unlicensed or unappointedSettlement Agreement: $2,500 Administrative Assessment; Cease & Desist05/11/2004
New England Risk Specialists, Inc.
Boston, MA
Unlicensed4625Failure to timely renew surplus lines license; Sale of surplus lines coverage while unlicensedSettlement Agreement: $7,500 Administrative Assessment; Cease & Desist05/12/2004
Montrond, Alcides
Weymouth, MA
Producer4420Failure to Make Required Disclosures on license applicationsSettlement Agreement: $9,000 Fine; Cease & Desist05/21/2004
Holbrook Insurance Center, Inc.
Holbrook, MA
Producer4640CPaying Commission to Unlicensed EntitySettlement Agreement: $500 Administrative Assessment; Cease & Desist05/24/2004
Novak, Peter S.
Springfield, MA
Producer4634Conducting business in an unlicensed nameSettlement Agreement: $200 Administrative Assessment; Cease & Desist05/24/2004
Boston Mutual Life Insurance Company
Canton, MA
Domestic Life, Accident & Health Company4400Unapproved interest payment on surplus noteSettlement Agreement: $500 Fine; Cease & Desist05/25/2004
Salhaney, Steven J.
Weymouth, MA
Producer4628Conducting business in an unlicensed nameSettlement Agreement: Cease & Desist06/01/2004
Smith, Daniel R.
Westborough, MA
Producer4277Failure to Make Required Disclosures on license applicationsSettlement Agreement; $1,000 Fine; Cease & Desist06/01/2004
Wolpert, Michael A.Producer4549MisrepresentationSettlement Agreement: $1,000 Fine; Cease & Desist; Compliance Program06/01/2004
Prevoir, Philip E.
Shirley, MA
Producer4713BFailure to Make Required Disclosures on license applicationsSettlement Agreement: $3,500 Administrative Assessment; Cease & Desist06/02/2004
Wadsworth, Eunice R.
Louisville, KY
Producer4673Failure to Make Required Disclosure on License ApplicationSettlement Agreement: Permanent License Revocation; Cease & Desist; Disposition of all interests in insurance related businesses06/02/2004
William Murphy
Auburn, ME
Non-Resident Producer3781Placing health insurance business with unlicensed companyConsent Agreement: $2,500 Fine; Cease & Desist; Restitution; Compliance Plan06/02/2004
Felix, Fritz J.
Dorchester, MA
Producer4571Failure to supervise unlicensed employees of satellite office locationSettlement Agreement: $3,500 Fine;Cease & Desist ; Compliance Program06/03/2004
Shore, Wendy
Natick, MA
Producer4235Offering inducement to purchase insuranceSettlement Agreement: $250 Fine; Cease & Desist06/03/2004
Gulf Underwriters Insurance Company
Hartford, CT
Surplus Lines Company4306Paying Commission to Unlicensed EntitySettlement Agreement: $500 Administrative Assessment; Cease & Desist06/03/2004
OneBeacon Insurance Company
Foxborough, MA
Domestic Property Casualty Company3548Use of unapproved form for insureds to request low mileage discountSettlement Agreement: $5,000 Fine; Cease & Desist06/08/2004
McNamara, David W.
Cotuit, MA
Producer3757Placing health insurance business with unlicensed companyConsent Order: $2,500 Fine; Cease & Desist; Restitution; Compliance Plan06/08/2004
Hull and Company
St. Petersburg, FL
Non-Resident Business Entity Producer4504Unlicensed negotiation and sale of surplus lines policy; Failure to Pay Surplus Lines TaxSettlement Agreement: $1,000 Fine; Cease & Desist06/08/2004
O'Loughlin, Jr., Michael T.
Sutton, MA
Producer3895Failure to Make Required Disclosures on license applicationsConsent Agreement: $1,000 Fine; Cease & Desist06/09/2004
Anthony O. Harris Insurance Agency, Inc.
Boston, MA
Business Entity Producer4437Sale of insurance after license expirationSettlement Agreement: $600 Administrative Assessment; Cease & Desist06/10/2004
Maryland Casualty Company
Schaumburg, IL
Property Casualty Company4506BPaying Commission to Unlicensed EntitySettlement Agreement: $100 Administrative Assessment; Cease & Desist06/14/2004
Farrell Financial Insurance Agency, Inc.
Taunton, MA
Business Entity Producer4556BPaying Commission to Unlicensed EntitySettlement Agreement: $250 Fine; Cease & Desist06/14/2004
John J. Lawless Insurance Agency, Inc.
Hingham, MA
Business Entity Producer4501Unlicensed negotiation and sale of surplus lines policySettlement Agreement: $100 Administrative Assessment; Cease and Desist06/14/2004
Norwell, Peter T.
Walpole, MA
Producer3759Placing health insurance business with unlicensed companyConsent Agreement: $5,000 Fine; Cease & Desist; Compliance Program; Restitution06/16/2004
Metropolitan Property and Casualty Insurance Company
Warwick, RI
Property Casualty Company4640BPaying Commission to Unlicensed EntitySettlement Agreement: $2,200 Administrative Assessment; Cease & Desist06/18/2004
White, Robert C.
Forestdale, MA
Producer4703Failure to Remit PremiumSettlement Agreement: $1,500 Fine; Cease & Desist06/22/2004
Tran Insurance Brokerage Agency, LLC
Dorchester, MA
Producer4714Use of unapproved auto insurance estimated quotation worksheetSettlement Agreement: $1,000 Administrative Assessment; Cease & Desist06/30/2004
Carey, Thomas V.
Minooka, IL
Non-Resident Producer4434Misuse of employer business account funds; forgerySettlement Agreement: Permanent license revocation; Cease & Desist from all insurance activity6/30/2004