The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between January, 2004 and March, 2004. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.
 
Licensee NameType of LicenseCase No.Primary Allegation(s)DispositionEffective Date
Grundy Worldwide, Inc. Horsham, PAUnlicensed4468ASale of insurance while unlicensed or unappointedSettlement Agreement:$24,000 Administrative Assessment; Cease & Desist1/5/04
Hurley, Daniel J. Danvers, MAProducer4283Failure to Make Required Disclosure on License ApplicationsSettlement Agreement: $750 Fine; Cease & Desist1/8/04
Tech Circle Insurance Agency, Inc. Natick, MAUnlicensed4556ASale of insurance while unlicensed or unappointedSettlement Agreement: $2,500 Fine; Cease & Desist1/13/04
Mount Vernon Fire Insurance Company Wayne, PAProperty / Casualty Company4468CPaying Commission to Unlicensed EntitySettlement Agreement: $25,000 Administrative Assessment; Cease & Desist1/16/04
Kautter, William H. Overland Park, KSNon-Resident Producer4516Failure to Maintain Trustworthiness & suitability for licensureSettlement Agreement: Permanent License Revocation; Cease & Desist from all insurance activity1/20/04
Asendorf, Stephen E. North Falmouth, MAProducer4454Failure to Make Required Disclosure on License ApplicationsSettlement Agreement: $750 Fine; Cease & Desist1/21/04
Corrigan, Michael P. Millbury, MAProducer4465Impersonation; Sale of insurance while unlicensed or unappointedSettlement Agreement: $250 Fine; Cease & Desist1/26/04
DiLascia, Jr., Daniel F. Albany, NYNon-Resident Producer4343Engaging in dishonest practice in business of insuranceSettlement Agreement: $1,000 Fine; Cease & Desist1/30/04
Naumann, Jr., Arthur P. Kingston, MAProducer3758Placing Business with Unlicensed CompanySettlement Agreement: $450 Fine; Cease & Desist; Restitution2/19/04
Miller, Michael J. Worcester, MAProducer4527Failure to Make Required Disclosure on License ApplicationsSettlement Agreement: Permanent License Revocation; Cease & Desist from all insurance activity2/20/04
Amarillas, Derek A. Phoenix, AZNon-Resident Producer4627Failure to Make Required Disclosure on License ApplicationsSettlement Agreement: $250 Administrative Assessment; Cease & Desist2/23/04
Thomas B. Knight & Co. Insurance Agency, Inc. Salem, MABusiness Entity Producer4654Unfair or deceptive act in business of insuranceSettlement Agreement: $1,000 Fine; Cease & Desist2/24/04
Morante, Joseph J. East Boston, MAProducer2979Failure to Remit Premium to insurance company; failure to renew customer's homeowner's policySettlement Agreement:$3,000 Fine; Cease & Desist2/24/04
Snyder, Charles R. III Glastonbury, CTNon-Resident Producer4433Failure to Make Required Disclosure on License ApplicationsSettlement Agreement: $250 Assessment; Cease & Desist3/1/04
Lin, Stacey L. (formerly Lew, Stacey) Hudson, MAProducer4154Failure to Maintain Trustworthiness & suitability for licensure; forgery of customer signatureHearing Officer Order: License Revocation; Cease & Desist from all insurance activity3/3/04
Pellegrino, David A. Bel Air, MDNon-Resident Producer4326Failure to Make Required Disclosure on License ApplicationSettlement Agreement: $1,000 Administrative Assessment; Cease & Desist3/11/04
Washington, Shirlee D. Huntington, WVNon-Resident Producer4249Failure to Make Required Disclosure on License ApplicationSettlement Agreement: $1,000 Fine; Cease & Desist3/19/04
James, Anthony Lasalle Jr. Portsmouth, VANon-Resident Producer4284Failure to Make Required Disclosure on License ApplicationSettlement Agreement: Permanent License Revocation; Cease & Desist from all insurance activity3/22/04
Koty, Lloyd Harris Tucson, AZNon-Resident Producer4570Failure to Make Required Disclosure on License ApplicationSettlement Agreement: $200 Administrative Assessment; Cease & Desist3/23/04
J.C. Macquarrie & Son Insurance Agency, LLC Roslindale, MABusiness Entity Producer4648Sale of insurance while unlicensed or unappointedSettlement Agreement: $12,000 Administrative Assessment; Cease & Desist3/24/04
Herz, Matthew R. Avon, CTProducer4372Failure to Make Required Disclosure on License ApplicationsSettlement Agreement: $1,000 Fine; Cease & Desist3/25/04
MacFarland, Keith Winthrop, MAProducer4646Misrepresentation in advertising as an insurance advisor without a licenseSettlement Agreement: $250 Administrative Assessment; Cease & Desist3/26/04