The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between July, 2004 and September, 2004. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.
 
Licensee NameType of LicenseCase No.Primary Allegation(s)DispositionEffective Date
Eboigbe, Samson E.
Lowell, MA
Producer3661Failure to Maintain Trustworthiness & Suitability for LicensureConsent Agreement: License Revocation; Cease & Desist from all insurance activity06/29/2004
Snape, John W.
Old Lyme, CT
Non-Resident Producer3803Placing health insurance business with unlicensed company; Failure to maintain trustworthiness and suitability for licensureHearing Officer Order on Motion for Summary Decision: License Revocation; $26,000 Fine; Restitution of $4,861; Cease & Desist from all insurance activity07/01/2004
Atwater, David L.
Damariscotta, ME
Non-Resident Producer4390ASale of insurance while unlicensed or unappointedConsent Agreement: $100 Fine; Cease & Desist07/01/2004
Hunt, Thomas F.
Centerville, MA
Producer3830Placing health insurance business with unlicensed company; Failure to make required disclosure on license applications; Conducting business in unlicensed nameConsent Agreement: $2,500 Fine; Cease & Desist; Compliance Program07/02/2004
CIGNA Health Care of Massachusetts, Inc.
Worcester, MA
Health Maintenance Organization4749Failure to comply with utilization requirements of managed care lawSettlement Agreement: $15,000; Demonstrated adherence to proposed compliance plan07/02/2004
Beier, Eric
Haverhill, MA
Producer4495Failure to Make Required Disclosure on license applicationHearing Officer Order on Motion for Summary Decision: License Revocation; $3,000 Fine; Cease & Desist from all insurance activity07/06/2004
Lucia, James D.
Bridgewater, MA
Producer4706BFailure to make required disclosure on license applicationsSettlement Agreement: $3,000 Fine; Cease & Desist07/12/2004
O'Connell, William M. Jr.
Castle Rock, CO
Non-Resident Producer4558Failure to Make Required Disclosure on license applicationSettlement Agreement: $300 Administrative Assessment; Cease & Desist07/21/2004
Mallozzi, Anthony R.
Worcester, MA
Producer4734Misrepresentations on life insurance applicationSettlement Agreement: $2,000 Fine; Cease & Desist07/22/2004
Larkin, Geoffrey B.
Chicago, IL
Non-Resident Producer4694Failure to Make Required Disclosure on license applicationSettlement Agreement: $500 Administrative Assessment; Cease & Desist07/26/2004
Pawtucket Mutual Insurance Company
Pawtucket, RI
Property/Casualty Company (In Rehabilitation)4414DPaying Commission to Unlicensed EntitySettlement Agreement: Cease & Desist07/29/2004
Major, Thomas J.
Great Barrington, MA
Unlicensed4655Acting as insurance adjuster without proper licenseSettlement Agreement: $1,000 Fine; Cease & Desist07/30/2004
Mohawk Insurance Agency, Inc.
Dorchester, MA
Producer4745ASale of insurance while unlicensed or unappointed; Failure to notify Division of dissolution of corporationSettlement Agreement: $20,000 Administrative Assessment; Cease & Desist08/09/2004
Bailey, Viola
Dorchester, MA
Producer4529Failure to Make Required Disclosures on license applicationsSettlement Agreement: $3,000 Administrative Assessment; Cease & Desist08/12/2004
Provencher, Richard R.
Lowell, MA
Producer4561Issuing False Certificates of Insurance; Failure to Remit Premium to Insurance CompanySettlement Agreement: Permanent License Revocation (effective 10/16/2004); Cease & Desist from all insurance activity08/13/2004
Elster, Robert Charles Jr.
Sonoma, CA
Non-Resident Producer4662Failure to Make Required Disclosures on license applicationSettlement Agreement: $350 Fine; Cease & Desist08/16/2004
Mauro, Paul J.
Milford, MA
Producer2904 / 3366Failure to Make Required Disclosure on license applicationsSettlement Agreement: $6,500 Administrative Assessment; Cease & Desist08/17/2004
Guarantee Trust Life Insurance Company
Glenview, IL
Life, Accident & Health Company3087EPaying commission to unlicensed entitySettlement Agreement: $25,000 Civil Penalty; Cease & Desist08/17/2004
Allain, Brian P.
Sterling, MA
Producer4660Failure to make required disclosure on license applicationSettlement Agreement: $500 Administrative Assessment; Cease & Desist08/18/2004
Allstate Life Insurance Company
Northbrook, IL
Life, Accident & Health Company4583AUse of unapproved policy formsSettlement Agreement: $25,000 Civil Penalty;Cease & Desist08/20/2004
Fenton, Sean D.
Boynton Beach, FL
Non-Resident Producer3657Failure to make required disclosure on license applicationSettlement Agreement: $500 Fine; Cease & Desist08/24/2004
Cassin, Daniel J.
West Hartford, CT
Non-Resident Producer4547Failure to report claim; Falsification of claim documentsSettlement Agreement: Permanent License Revocation; Cease & Desist from all insurance activity08/30/2004
Herbert H. Landy Insurance Agency, Inc.
Needham, MA
Business Entity Producer4783Failure to report administrative action within 30 daysSettlement Agreement: $250 Civil Penalty; Cease & Desist08/30/2004
Weiner, Jeffrey A.
Taunton, MA
Producer4528Failure to make required disclosure on license applicationsSettlement Agreement: $75009/02/2004
Bertolino, Richard P.
Lynnfield, MA
Producer3896Failure to make required disclosure on license applicationsSettlement Agreement: $1,500 Civil Penalty;09/06/2004
Palmer, George Albert
Caribou, ME
Non-Resident Producer4380Failure to make required disclosure on license applicationsHearing Officer Decision & Order: License Revocation; Cease & Desist from all insurance activity09/07/2004
Meyers, Cheryl Lynn
Ft. Wayne, IN
Non-Resident Producer4446Failure to make required disclosure on license applicationSettlement Agreement: $500 Administrative Assessment; Cease & Desist09/17/2004
Brown, Richard L.
Framingham, MA
Producer4586Failure to make required disclosure on license applicationsHearing Officer Decision & Order: $2,500 Fine; Cease & Desist09/22/2004
Hartstone, Gerald A.
Jamaica Plain, MA
Producer4757Failure to remit return premium to insuredSettlement Agreement: License Revocation (effective 1/24/05); Immediate Cease & Desist from violations and from all insurance activity09/27/2004
Premier Insurance Company of MA
Worcester, MA
Domestic Property Casualty Company4745BPaying commission to unlicensed entitySettlement Agreement: $3,000 Civil Penalty; Cease and Desist09/30/2004