The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between July, 2005 and September, 2005. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.
Licensee Name Type of License Case No. Primary Allegation(s) Disposition Effective Date
Becker, James DavidProducer4275Trustworthiness, failure to make required disclosure on licensing applicationsSettlement Agreement: License Revocation; cease & desist from all insurance activity and from violations06/25/2005
McCloskey, Robert J.Producer4229Placed policies while unlicensedSettlement Agreement: $3,000 civil penalty, cease & desist from violations06/29/2005
O'Donahue Insurance Agency, Inc.Business Entity Producer5113APlaced policies in unlicensed entitySettlement Agreement: $3,000 civil penalty, recovery of $5,300, cease & desist from violations06/30/2005
Warticki, Edward JohnProducer4479Failure to make required disclosure on license applicationSettlement Agreement: $500 civil penalty, cease & desist from violations07/05/2005
SIA Insurance Company (RRG) LtdCompany4223 / 4695BPlaced policies while unregisteredSettlement Agreement: $2,000 administrative assessment, $1,225 past due fees, cease & desist from violations07/06/2005
Pangione, James CProducer4587Trustworthiness, failure to report administrative actionConsent Agreement: License Revocation; cease & desist from all insurance activity and from violations07/12/2005
Fisher, Brandi NoelleProducer4995Failure to report administrative actionAdministrative Decision: License revocation, $1,000 fine, cease & desist from all insurance activity07/13/2005
Hogge, Jonathan EdwardProducer4846Failure to report administrative actionAdministrative Decision: License revocation, $1,000 fine, cease & desist from all insurance activity07/13/2005
Dominguez, Daniel E.Producer4867Trustworthiness, failure to report administrative actionAdministrative Decision: License revocation, $1,000 fine, cease & desist from all insurance activity07/14/2005
Costello, Stephen F.Producer4715TrustworthinessSettlement Agreement: License Revocation; cease & desist from all insurance activity and from violations07/15/2005
Staunton, Julie EllenProducer4926Failure to make required disclosure on license applicationSettlement Agreement: $500 fine, cease & desist from violations07/20/2005
Tyrell Insurance Agency, Inc.Business Entity Producer5121Placed policies while unlicensedSettlement Agreement: $2,000 civil penalty, cease & desist from violations07/21/2005
Safety Insurance CompanyCompany4781Failure to notify of issuance of dividendSettlement Agreement: $5,000 administrative assessment, cease & desist from violations08/01/2005
Combined Specialties International ,Inc.Business Entity Producer5101Placed policies while unlicensedSettlement Agreement: $350 civil penalty, cease & desist from violations08/01/2005
President Insurance Agency, Inc.Business Entity Producer5166Placed policies while unlicensedSettlement Agreement: $3,000 civil penalty, cease & desist from violations08/02/2005
Frick, Jeffrey EdwardProducer5131Failure to report administrative actionSettlement Agreement: $500 civil penalty, cease & desist from violations08/08/2005
Lloyd Ins. & Financial Svcs. Enterprises, Inc.Business Entity Producer5184Placed policies while unlicensedSettlement Agreement: $100 civil penalty, cease & desist from violations08/08/2005
White, Gary A.Producer5232Misappropriation of fundsSettlement Agreement: License Revocation; cease & desist from all insurance activity and from violations08/09/2005
Northwood Insurance Agency, Inc.Business Entity Producer5007Placed policies while unlicensedSettlement Agreement: $100 civil penalty, cease & desist from violations08/10/2005
Mosse, Michael VonProducer5063Failure to make required disclosure on license applicationSettlement Agreement: $350 fine, cease & desist from violations08/10/2005
MTS Insurance Services, LLCBusiness Entity Produce5187Placed policies while unlicensedSettlement Agreement: $300 civil penalty, cease & desist from violations08/10/2005
EPS Settlement Insurance Agency of Mass., Inc.Business Entity Producer5039Placed policies while unlicensedSettlement Agreement: $750 civil penalty, cease & desist from violations08/10/2005
New England Life Insurance CompanyCompany4824Unapproved reinsuranceSettlement Agreement: $13,000 civil penalty, cease & desist from violations08/17/2005
New England Life Insurance CompanyCompany4822Unapproved reinsuranceSettlement Agreement: $2,000 civil penalty, cease & desist from violations08/17/2005
Fremont, Roger AlbertProducer4314Failure to make required disclosure on license applicationAdministrative Decision: License suspension, $600 fine, cease & desist from all insurance activity08/17/2005
Santos, Nancy M.Producer5128Trustworthiness, misappropriation of fundsSettlement Agreement: License Revocation; restitution, cease & desist from all insurance activity and from violations08/18/2005
Kelly, Gary GerardProducer4415TrustworthinessAdministrative Decision: License revocation, $1,000 fine, cease & desist from all insurance activity08/19/2005
Neal Mandlebaum d/b/a Fairway FinancialProducer5069ImpersonationSettlement Agreement: $400 fine, cease & desist from violations08/22/2005
Faubert, David M.Producer5065TrustworthinessSettlement Agreement: License Revocation; restitution, cease & desist from all insurance activity and from violations08/24/2005
Nationwide Retirement Solutions Insurance Agency, Inc.Business Entity Producer5165Failure to make required disclosure on license applicationSettlement Agreement: $500 civil penalty, cease & desist from violations08/24/2005
J.C. Taylor Antique Automobile Ins Agy of MassBusiness Entity Producer5138Placed policies while unlicensedSettlement Agreement: $12,000 civil penalty, cease & desist from violations08/26/2005
Aon Risk Services Inc. of New YorkBusiness Entity Producer5055Placed policies while unlicensedSettlement Agreement: $1,000 civil penalty, cease & desist from violations08/26/2005
International Excess & Treaty Managers, Inc.Business Entity Producer5064Placed surplus lines policies while unlicensedSettlement Agreement: $7,500 civil penalty, cease & desist from violations08/31/2005
Richenburg Insurance Agency, Inc., Richenburg, Geoffrey R.Business Entity Producer3733Failed to remit and return premiumsSettlement Agreement: $7,500 civil penalty, restitution, cease & desist from violations08/31/2005
Clair Odell Insurance Agency, LLCBusiness Entity Producer4865Failure to report administrative actionSettlement Agreement: $250 civil penalty, restitution, cease & desist from violations08/31/2005
Howe Insurance GroupBusiness Entity Producer5237Placed policies while unlicensedSettlement Agreement: $75 civil penalty, restitution, cease & desist from violations09/06/2005
Glotzbach, Anthony RaymondProducer5171Failure to make required disclosure on license application; failure to report administrative actionSettlement Agreement: $1,500 civil penalty, cease & desist from violations09/06/2005
Arthur J. Gallagher Risk Management Services, Inc.Producer5170Placed policies while unlicensedSettlement Agreement: $3,000 civil penalty, cease & desist from violations09/07/2005
Pimento, Mark JosephProducer5120Failed to cancel a policy in a timely mannerRestitution of $1301.2009/08/2005
Patriot Group Insurance Agency, Inc.Producer5244Placed policies while unlicensedSettlement Agreement: $50 civil penalty, cease & desist from violations09/08/2005
Fradin, GaryProducer5236ImpersonationSettlement Agreement: $250 fine, cease & desist from violations09/14/2005
Eddy, Shannon GayProducer5177Failure to report administrative actionSettlement Agreement: $500 civil penalty, cease & desist from violations09/20/2005
Cordell, Teresa AnnProducer5179Failure to report administrative actionSettlement Agreement: $250 fine, cease & desist from violations09/20/2005
Malcolm and Parsons Insurance Agency, Inc.Producer4900Misrepresentation of policy conditionsSettlement Agreement: $1,000 civil penalty, restitution of $300, cease & desist from violations09/20/2005
Goldstein, Jonathan P.Producer5160ImpersonationSettlement Agreement: $200 civil penalty, cease & desist from violations09/21/2005
Zaleski, Anthony J.Producer5213Failure to report administrative actionSettlement Agreement: $250 civil penalty, cease & desist from violations09/23/2005
Brady, Michael Dennis, Sr.Producer4869Placed policies while unlicensedSettlement Agreement: $450 civil penalty, cease & desist from violations09/23/2005
Dudley, Gary LeeProducer5226Failure to report administrative actionSettlement Agreement: $250 fine, cease & desist from violations09/23/2005
Kaye, BarryProducer4762Failure to report administrative actionSettlement Agreement: $250 civil penalty, cease & desist from violations09/28/2005
Acushnet Insurance Agency, IncProducer5242Forgery, dishonest practicesSettlement Agreement: $2000 civil penalty, cease & desist from violations09/28/2005
Dalton, James R.Producer4496Failure to make required disclosure on license applicationSettlement Agreement: $450 fine, cease & desist from violations09/30/2005