The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between January, 2006 and March, 2006. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.
Licensee Name Type of License Case No. Primary Allegation(s) Disposition Effective Date
Kuhnke, David BruceProducer4746Sale of unauthorized policies, conversion of premium, failure to report administrative action(s)Administrative Decision: License revocation, cease & desist from all insurance activity, $4,000 fine01/03/2006
Winch, Donald H.Producer5317Failure to report administrative action(s)Settlement Agreement: $1,000 civil penalty, cease & desist from violations01/03/2006
Feeney, John MarkProducer4821Failure to report administrative action(s)Administrative Decision: License revocation, cease & desist from all insurance activity, $1,000 fine01/03/2006
Brooks, Patricia AnneProducer5222Failure to make required disclosure on licensing application(s)Settlement Agreement: $5,000 civil penalty, cease & desist from violations01/04/2006
Garcia, Russell JohnProducer4837Failure to report administrative action(s)Administrative Decision: License revocation, cease & desist from all insurance activity, $3,000 fine01/03/2006
Crooke, Roger DaleProducer4897Failure to report administrative action(s)Administrative Decision: License revocation, cease & desist from all insurance activity, $1,000 fine01/03/2006
McKinney, James Douglas, Jr.Producer4860Failure to report administrative action(s)Administrative Decision: License revocation, cease & desist from all insurance activity, $4,000 fine01/03/2006
Riddell, Christine JoannProducer4843Failure to report administrative action(s)Administrative Decision: License revocation, cease & desist from all insurance activity, $5,000 fine01/03/2006
Bayh, Peter S.Producer5023Failure to make required disclosure on licensing application(s)Settlement Agreement: $1,500 civil penalty, cease & desist from violations01/04/2006
Hill, Tonya LeeProducer5338Failure to make required disclosure on licensing application(s), failure to report administrative action(s)Settlement Agreement: License revocation, cease & desist from violations, cease & desist from all insurance activity01/09/2006
Northwestern Mutual Life Insurance CompanyCompany4429BPaid compensation to an unlicensed entitySettlement Agreement: Cease & desist01/06/2006
Nationwide Financial Institutions Dist Ins AgcyProducer5191Placed policies while unlicensedSettlement Agreement: $500 fine, cease & desist from violations01/05/2006
Structured Financial Associates, Inc.Producer5365Placed policies while unlicensedSettlement Agreement: $1,500 civil penalty, cease & desist from violations01/09/2006
Dixon, William R.Producer5042Failure to report administrative action(s)Settlement Agreement: $250 fine, cease & desist from violations01/06/2006
Roth, Samantha LynnProducer5377Failure to report criminal convictionSettlement Agreement: $150 fine, cease & desist from violations01/10/2006
Hodson, Michael GeneProducer4935Failure to report administrative action(s)Settlement Agreement: $250 fine, cease & desist from violations01/12/2006
Washington National Insurance CompanyCompany5255Failed to remit agent license fee in a timely mannerSettlement Agreement: $500 civil penalty, cease & desist from violations01/17/2006
Western Diversified Casualty Insurance CompanyCompany5254Failed to remit agent license fee in a timely mannerSettlement Agreement: $500 civil penalty, cease & desist from violations01/23/2006
Professional Liability Insurance Company of AmericaCompany5208Failed to remit agent license fee in a timely mannerSettlement Agreement: $500 civil penalty, cease & desist from violations01/23/2006
National General Insurance CompanyCompany5206Failed to remit agent license fee in a timely mannerSettlement Agreement: $500 civil penalty, cease & desist from violations01/20/2006
Pacificare Life and health Insurance CompanyCompany5207Failed to remit agent license fee in a timely mannerSettlement Agreement: $500 civil penalty, cease & desist from violations01/20/2006
American Specialty Health Insurance CompanyCompany5258Failed to remit agent license fee in a timely mannerSettlement Agreement: $500 civil penalty, cease & desist from violations01/20/2006
Sage Life Assurance of America, Inc.Company5259Failed to remit agent license fee in a timely mannerSettlement Agreement: $500 civil penalty, cease & desist from violations01/24/2006
Sweeney, John ChristopherProducer5330Failure to report administrative action(s)Settlement Agreement: $250 fine, cease & desist from violations01/23/2006
Cooke & Currie Insurance, Ltd.Producer5379Placed policies while unlicensedSettlement Agreement: $3,500 civil penalty, cease & desist from violations01/16/2006
Sullivan, James E.Producer5123Placed policies in a name not on his licenseConsent Agreement: Cease & desist from violations, compliance plan01/26/2006
Titan Indemnity CompanyCompany5209Failed to remit agent license fee in a timely mannerSettlement Agreement: $500 civil penalty, cease & desist from violations01/27/2006
Victoria Fire & Casualty CompanyCompany5210Failed to remit agent license fee in a timely mannerSettlement Agreement: $500 civil penalty, cease & desist from violations01/27/2006
Volpini, Joy M.Producer5351Failure to make required disclosure on licensing application(s)Settlement Agreement: $750 civil penalty, cease & desist from violations01/31/2006
The Demetriou Insurance GroupProducer5419Placed policies while unlicensedSettlement Agreement: $250 civil penalty, cease & desist from violations02/08/2006
NBOA Marine Insurance Agency, Inc.Producer5383Placed policies while unlicensedSettlement Agreement: $4,000 civil penalty, cease & desist from violations02/10/2006
Kilgore Insurance AgencyProducer5438Placed policies while unlicenseSettlement Agreement: $5,200 civil penalty, cease & desist from violations02/14/2006
Eastern States Insurance Agency, Inc.Producer4737Misrepresentation in insurance application(s)Consent Agreement: $100 fine, cease & desist from violations02/15/2006
Bankers Insurance, LLCProducer5409Placed policies while unlicensedSettlement Agreement: $50 civil penalty, cease & desist from violations02/15/2006
Thos. B. Knight & Co. Ins. Agy., Inc.Producer4851Placed policies while unlicensedSettlement Agreement: $2,000 civil penalty, cease & desist from violations02/17/2006
Arango, Herman G.Producer5334Failure to report administrative action(s)Settlement Agreement: License revocation, cease & desist from violations, cease & desist from all insurance activity02/21/2006
Hatch, James Brainard, Jr.Producer5336Failure to report administrative action(s)Settlement Agreement: $500 civil penalty, cease & desist from violations02/21/2006
Hilb Rogal & Hobbs of Connecticut, LLCProducer5411Failure to report administrative action(s)Settlement Agreement: $250 fine, cease & desist from violations02/21/2006
Liscio, Thomas AlanProducer5145Failure to make required disclosure on licensing application(s), failure to report administrative action(s)Settlement Agreement: $1,000 civil penalty, cease & desist from violations02/21/2006
Bayberry Insurance AgencyProducer5430Placed policies while unlicensedSettlement Agreement: $2,000 civil penalty, cease & desist from violatio02/22/2006
Smith, Jamie LynnProducer5370Failure to make required disclosure on licensing application(s), failure to report administrative action(s)Settlement Agreement: $500 fine, cease & desist from violations02/21/2006
New England Excess Exchange, LTDProducer5436APlaced surplus lines policies while unlicensed for surplus linesSettlement Agreement: $18,000 fine, cease & desist from violations02/23/2006
Schaarschmidt, Ralf HelmutProducer5436BPlaced surplus lines policies while unlicensed for surplus linesSettlement Agreement: $4,000 fine, cease & desist from violations02/23/2006
Morefar Marketing, Inc.Producer3194APlaced policies while unlicensedSettlement Agreement: $5,000 fine, cease & desist from violations02/24/2006
Barbera Insurance Agency, Inc.Producer5307Placed policies while unlicensedSettlement Agreement: $7,000 civil penalty, cease & desist from violations02/27/2006
Lane, H. Thomas, Jr.Producer5401Failure to report administrative action(s)Settlement Agreement: $250 civil penalty, cease & desist from violations02/27/2006
Jurges, Mark RichardProducer4894Failure to make required disclosureSettlement Agreement: $250 fine, cease & desist from violations02/28/2006
Garcia, Jose S.Producer5272Failure to remit premiumsSettlement Agreement: $5,000 fine, cease & desist from violations02/28/2006
Primus, Desmond FrederickProducer5219Failure to report administrative action(s)Administrative Decision: License revocation, cease & desist from all insurance activity, $1,000 fine02/27/2006
Teitelbaum, IsraelProducer5320Failure to report administrative action(s)Settlement Agreement: $250 civil penalty, cease & desist from violations03/01/2006
Golf Marketing Worldwide, LLC; Kolenda, KevinUnlicensed3972Sold unapproved insurance while unlicensedAdministrative Decision: Cease & desist from all insurance activity, $31,000 fine03/01/2006
Schupp, Douglas A.Producer3558Trustworthiness - NASD actionSettlement Agreement: $1,000 fine, cease & desist from violations03/01/2006
Havard, William Jay, IIProducer5422Failure to make required disclosureSettlement Agreement: $50 fine, cease & desist from violations03/02/2006
Melnyck, Stephen Charles, Jr.Producer5399Failure to report administrative action(s)Settlement Agreement: $250 fine, cease & desist from violations03/02/2006
Seifert, Arthur BradfordProducer5385Failure to report administrative action(s)Settlement Agreement: $250 fine, cease & desist from violations03/03/2006
Hannan, Paul R.Producer5221Failure to make required disclosureSettlement Agreement: $500 fine, cease & desist from violations03/15/2006
O'Malley, MartinProducer4378Failure to make required disclosureAdministrative Decision: Cease & desist from all insurance activity, $1,000 fine03/16/2006
Gagaro, Jeffrey T.Producer4436TrustworthinessAdministrative Decision: License Revocation, $1,000 fine, cease & desist from all insurance activity03/16/2006
Ross, Ernest J., Jr.Producer5140Failure to make required disclosure on licensing application(s)Settlement Agreement: $4,500 civil penalty, cease & desist from violations03/22/2006
Connolly, Thomas PatrickProducer3246Failure to make required disclosure on licensing application(s)Settlement Agreement: $500 civil penalty, cease & desist from violations03/23/2006
R. Austin Jenkins Insurance Agency, Inc.Producer5442Placed policies while unlicensedSettlement Agreement: $50 civil penalty, cease & desist from violations03/24/2006
Lawrence F. Briggs Insurance Agency, Inc.Producer5127Trustworthiness - backdating of coverageSettlement Agreement: License revocation, cease & desist from violations, cease & desist from all insurance activity03/27/2006
Equity Risk Partners Insurance ServicesProducer5433Placed policies while unlicensedSettlement Agreement: $150 civil penalty, cease & desist from violations03/27/2006
Williamson, Tami SueProducer4902Failure to make required disclosure on licensing application(s), failure to report administrative action(s)Settlement Agreement: $500 fine, cease & desist from violations03/28/2006
Boardman, Richard G. W.Producer4282TrustworthinessSettlement Agreement: License revocation, cease & desist from violations, cease & desist from all insurance activity03/28/2006