The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between April, 2006 and June, 2006. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.
Licensee Name Type of License Case No. Primary Allegation(s) Disposition Effective Date
Aetna Insurance Company of ConnecticutCompany5196Failed to renew producer appointmentsSettlement Agreement: $500 fine05/24/2006
Arthur J. Gallagher Insurance Services of New YorkProducer5504Placed policies while unlicensedSettlement Agreement: $200 civil penalty, cease & desist from violations06/01/2006
Berkshire Mutual Ins. Co.Company3793APaid compensation to an unlicensed entitySettlement Agreement: $900 administrative assessment, cease & desist from violations04/26/2006
Bertholon-Rowland Corp.Producer5498Failure to report administrative action(s)Settlement Agreement: $500 fine, cease & desist from violations04/24/2006
BMW Insurance Agency, Inc.Producer5466Placed policies while unlicensedSettlement Agreement: $600 civil penalty, cease & desist from violations04/19/2006
Chakan, Scott RichardProducer5182Failure to report administrative action(s)Settlement Agreement: $500 civil penalty, cease & desist from violations04/26/2006
Cole Harrison Agency, Inc.Producer5454Failure to make required disclosure on licensing application(s)Settlement Agreement: $500 civil penalty, cease & desist from violations04/18/2006
Cook & Company Insurance Agency, Inc.Producer5172Placed policies while unlicensedSettlement Agreement: $250 civil penalty, cease & desist from violations05/16/2006
David F. Kelley Insurance Agency, Inc.Producer5512Placed policies while unlicensedSettlement Agreement: $2,500 civil penalty, cease & desist from violations06/13/2006
Decristoforo, Albert P.Producer5230Unfair trade practice.Settlement Agreement: $1,000 civil penalty, cease & desist from violations04/03/2006
Dimaggio, Mark JosephProducer5341Failure to report administrative action(s)Consent Agreement: License revocation, cease & desist from all insurance activity04/18/2006
Diones, PeterProducer5492Failure to report administrative action(s)Settlement Agreement: $250 fine, cease & desist from violations06/12/2006
Dobbs, Andrew ThomasProducer4742Failure to make required disclosure on licensing application(s)Settlement Agreement: $400 civil penalty, cease & desist from violations04/20/2006
Eastern Atlantic Insurance Agency, Inc./Walter A. BrownProducer5429Failure to make required disclosure on licensing application(s)Settlement Agreement: $500 civil penalty, cease & desist from violations05/02/2006
Enko, Cheryl AnnProducer5387Failure to report administrative action(s)Settlement Agreement: License revocation, cease & desist from all insurance activity04/26/2006
Guy, Jeffrey JamesProducer4904Failure to make required disclosure on licensing application(s)Settlement Agreement: $1,000 civil penalty, cease & desist from violations04/06/2006
Hayden, Dennis MichaelProducer3237BPaid compensation to an unlicensed entity, failed to make required disclosure on licensing application(s)Consent Agreement: Agreed to not reapply for a license05/09/2006
James W. Hennigan Ins. Agency, Inc.Producer5478Placed policies while unlicensedSettlement Agreement: $2,500 civil penalty, cease & desist from violations05/10/2006
John F. Stafford Insurance Agency, Inc.Producer5371Failure to return premiumSettlement Agreement: $250 civil penalty, cease & desist from violations06/12/2006
Langlois, Joseph Holland, Jr.Producer5148Failure to report administrative action(s)Settlement Agreement: $200 fine, cease & desist from violations06/12/2006
Machado, Joaquin, C.Producer4493Failure to make required disclosure on licensing application(s)Consent Agreement: $3,000 fine, cease & desist from violations06/20/2006
Manning and Smith Insurance, IncorporatedProducer5453Placed policies while unlicensedSettlement Agreement: $50 civil penalty, cease & desist from violations05/02/2006
Pedack, Richard EmilProducer5491Failure to report administrative action(s)Settlement Agreement: $250 civil penalty, cease & desist from violation05/09/2006
Proctor, Thomas LynnProducer5451Failure to report administrative action(s)Settlement Agreement: $250 fine, cease & desist from violations04/10/2006
Rocco, John AngeloProducer5523Failure to report administrative action(s)Settlement Agreement: $500 fine, cease & desist from violations06/22/2006
Servant, Joseph A.Producer5366Failure to make required disclosureSettlement Agreement: $50 civil penalty, cease & desist from violations05/01/2006
Springfield Insurance Agency, Inc.Producer5490Placed policies while unlicensedSettlement Agreement: $250 civil penalty, cease & desist from violations04/14/2006
Tanenbaum-Harber Insurance Agency of Mass., Inc.Producer5445Placed policies while unlicensedSettlement Agreement: $400 civil penalty, cease & desist from violations05/18/2006
Tucker, Glen D., Jr.Producer4559Failure to report administrative action(s)Administrative Decision: License Revocation; $3,000 fine, Cease & Desist from all insurance activity05/05/2006
Turner, Tyler ParkerProducer4932Failure to report administrative action(s)Administrative Decision: License Revocation; $1,000 fine, Cease & Desist from all insurance activity05/05/2006
Ulico Insurance Group, Inc.Producer4928Placed policies while unlicensedSettlement Agreement: $350 civil penalty, cease & desist from violations05/30/2006
Valley Global Insurance Brokers, LLC/Carmichael. Arthur C., Jr.Producer5167Failure to report administrative action(s), failure to make required disclosure on licensing application(s)Settlement Agreement: $1,500 fine, cease & desist from violations06/19/2006
Walsh, Thomas F.Producer5521Failure to make required disclosure on licensing application(s)Settlement Agreement: $1,000 fine, cease & desist from violations05/24/2006