The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between July, 2009 and September, 2009. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.
 
Licensee NameType of LicenseCase No.Primary Allegation(s)DispositionEffective Date
American Pet Ins. Co.Company6725Failed to renew producer appointmentsSettlement Agreement: $500 fine, cease & desist from violations08/28/09
Arrowood Indemnity CompanyCompany6198Failed to renew agent appointmentsSettlement Agreement: $500 fine, cease & desist from violations07/14/09
Atlantic Insurance Partners, LLCProducer6599Placed policies while unlicensedSettlement Agreement: $2,500 fine, cease & desist from violations08/14/09
Bering, Alex W.Producer6499MisrepresentationSettlement Agreement: $1,000 fine, cease & desist from violations05/08/09
Broker Dealer Financial Svcs CorpProducer6685Placed policies while unlicensedSettlement Agreement: $3,000 fine, cease & desist from violations09/25/09
Bunker Hill Insurance Agency, Inc.Producer6889Placed policies while unlicensedSettlement Agreement: $150 fine, cease & desist from violations07/31/09
C&S International Insurance Brokers, Inc.Producer6663Placed policies while unlicensedSettlement Agreement: $400 fine, cease & desist from violations09/28/09
Cambridge Savings BankProducer6990Placed policies while unlicensedSettlement Agreement: $5,450 fine, cease & desist from violations08/11/09
Care Professional Group, LLCProducer6981Placed policies while unlicensedSettlement Agreement: $2,000 fine, cease & desist from violations09/28/09
Clarion AssociatesProducer6852Placed policies while unlicensedSettlement Agreement: $25,000 fine, cease & desist from violations08/14/09
Cornwall, CindyProducer6011Failed to timely report administrative action(s)Settlement Agreement: License Revocation, cease & desist from all insurance activity07/16/09
Darton & Company, Inc.Producer6885Placed policies while unlicensedSettlement Agreement: $350 fine, cease & desist from violations07/01/09
Davis, Terrence KoryProducer6901Failed to timely report administrative action(s)Settlement Agreement: $250 fine, cease & desist from violations07/08/09
Derek Witham Insurance Agency, Inc.Producer6790Placed policies while unlicensedSettlement Agreement: $3,500 fine, cease & desist from violations08/03/09
Farrell Backlund Insurance Agency, LLCProducer6738AMisrepresentation in advertisingSettlement Agreement: $1,500 fine, cease & desist from violations09/02/09
Frank Crystal & Co., Inc.Producer6141Placed policies while unlicensedSettlement Agreement: $4,500 fine, cease & desist from violations07/24/09
Huguenot-National, Inc.Producer6557Placed policies while unlicensedSettlement Agreement: $400 fine, cease & desist from violations07/01/09
Leib Insurance Agency, Inc.Producer6681DPlaced policy in an unlicensed insurerSettlement Agreement: $500 fine, cease & desist from violations, establish compliance plan, pay any claims08/19/09
Masters, Kenneth RobertProducer6964Failed to make proper disclosure on licensing application(s)Settlement Agreement: $500 fine, cease & desist from violations08/19/09
Minuteman Insurance Agency, Inc.Producer6974Placed policies while unlicensedSettlement Agreement: $600 fine, cease & desist from violations09/01/09
New England Automobile Dealers Insurance ServicesProducer6223Placed policies while unlicensedSettlement Agreement: $500 fine, cease & desist from violations09/23/09
Oldenburg, Carlo FrederickProducer5769Failed to timely report criminal action(s)Administrative Decision: License Revocation, $2,000 civil penalty, cease & desist from all insurance activity07/06/09
Pawtucket Ins. Co.Company6737Failed to renew producer appointmentsSettlement Agreement: $500 fine, cease & desist from violations09/01/09
Schwartz, Lawrence EliotProducer6705Failed to make proper disclosure on licensing application(s)Settlement Agreement: $500 fine, cease & desist from violations08/21/09
Shields & Associates Insurance Agency, Inc.Producer6678Failed to make proper disclosure on licensing application(s)Settlement Agreement: $500 fine, cease & desist from violations08/04/09
Snyder Insurance Services, Inc. a/k/a Insurasset.com, Inc.Producer6602Placed policies while unlicensedSettlement Agreement: $6,000 fine, cease & desist from violations07/09/09
Stonebridge Insurance, LLCProducer6925Failed to make proper disclosure on licensing application(s)Settlement Agreement: $250 fine, cease & desist from violations08/11/09
Tancreti, Alan B.Adjuster6562BUtilized unapproved public adjuster contractSettlement Agreement: $5,000 fine, cease & desist from violations08/20/09
The Baker Companies Insurance Agency, Inc.Producer6849Placed policies while unlicensedSettlement Agreement: $800 fine, cease & desist from violations07/13/09
Wells Fargo Insurance Services of Pennsylvania, Inc.Producer6944Placed policies while unlicensedSettlement Agreement: $50 fine, cease & desist from violations08/06/09
Whelan, Andrew JeromeProducer5913Misrepresentation on an application for insuranceSettlement Agreement: Cease & desist from violations08/10/09
Willis of Texas, Inc.Producer6924Placed policies while unlicensedSettlement Agreement: $250 fine, cease & desist from violations08/24/09