The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between October, 2009 and December, 2009. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.
Licensee Name Type of License Case No. Primary Allegation(s) Disposition Effective Date
A Marotta Insurance Agency, Inc.Producer6792Placed policies while unlicensedSettlement Agreement: $8,000 fine, cease & desist from violations11/2/2009
A-G Administrators, Inc.Producer7049Failed to timely report administrative action(s), failed to make proper disclosure on licensing application(s)Settlement Agreement: $1,000 fine, cease & desist from violations11/12/2009
Avery Smith Insurance Agency, Inc.Producer7023Placed policies while unlicensedSettlement Agreement: $1,000 fine, cease & desist from violations12/8/2009
Barney & Barney, LLC.Producer7065Placed policies while unlicensedSettlement Agreement: $500 fine, cease & desist from violations10/6/2009
Beatrice Peter Insurance Agency, Inc.Producer6555Placed policies while unlicensedSettlement Agreement: $3,000 fine, cease & desist from violations10/1/2009
Beckman, MichaelProducer6999Placed surplus lines policies while unlicensedAdministrative Decision: $3,000 fine, cease & desist from violations12/9/2009
Braz Insurance Agency, Inc., John R.Producer5944Placed policies while unlicensedAdministrative Decision: $3,000 fine, cease & desist from violations11/19/2009
Capital Formation Insurance Agency, Inc.Producer6253Placed policies while unlicensedSettlement Agreement: $550 fine, cease & desist from violations10/6/2009
Capodanno, Annette V.Producer4768Failed to maintain the standard of trustworthinessSettlement Agreement: License Revocation, cease & desist from all insurance activity10/28/2009
Dickenson, Annette TomsProducer6409Failed to timely report administrative action(s), failed to make proper disclosure on licensing application(s)Administrative Decision: License Revocation, $2,000 fine, cease & desist from all insurance activity10/6/2009
Diversified Agrisure CompanyProducer7105Placed policies while unlicensedSettlement Agreement: $150 fine, cease & desist from violations12/3/2009
Downing, Eugene W.Producer6614Failed to make proper disclosure on licensing application(s)Administrative Decision: License Revocation, $1,000 fine, cease & desist from all insurance activity11/4/2009
Equity Services, Inc.Producer6951Placed policies while unlicensedSettlement Agreement: $1,900 fine, cease & desist from violations10/27/2009
Fischofer, John M.Producer6869Failed to timely report administrative action(s), failed to make proper disclosure on licensing application(s)Settlement Agreement: $500 fine, cease & desist from violations11/2/2009
Harold Humphrey Insurance Agency, Inc.Producer6494Placed policies while unlicensedSettlement Agreement: $3,200 fine, cease & desist from violations12/31/2009
Henning, KennethProducer6546Failed make proper disclosure on licensing application(s)Consent Agreement: $500 fine, cease & desist from violations10/27/2009
Insurance Leader Associates, Inc.Producer6896Placed policies while unlicensedSettlement Agreement: $200 fine, cease & desist from violations10/21/2009
Keystone Advance Planning Insurance Agency, Inc.Producer7011Placed policies while unlicensedSettlement Agreement: $1,450 fine, cease & desist from violations10/6/2009
Lussier, Raymond RichardProducer5699APlaced unauthorized contract, made misrepresentation(s) in application for insuranceSettlement Agreement: $3,000 fine, cease & desist from violations11/12/2009
O'Leary, Mark J.Producer6471Failed to timely report administrative action(s), failed to make proper disclosure on licensing application(s)Settlement Agreement: $1,250 fine, cease & desist from violations10/6/2009
Park Avenue Securities LLCProducer6457Failed to timely report administrative action(s), failed to make proper disclosure on licensing application(s)Settlement Agreement: $750 fine, cease & desist from violations12/3/2009
Pelatis Insurance Agency, Inc.Producer6946Placed policies while unlicensedSettlement Agreement: $1,000 fine, cease & desist from violations11/2/2009
Riddle, Aaron GeneProducer6954Failed to make proper disclosure on licensing application(s)Settlement Agreement: License Revocation, cease & desist from all insurance activity11/13/2009
Robinson-Rashad, Hakima HelenProducer5571Failed make proper disclosure on licensing application(s)Administrative Decision: License Revocation, $7,000 fine, cease & desist from all insurance activity10/20/2009
Security Group Insurance Agency, Inc., TheProducer6356Placed policies while unlicensedSettlement Agreement: $1,500 fine, cease & desist from violations12/16/2009
Sports & Fitness Insurance CorporationProducer6718Placed policies while unlicensedSettlement Agreement: $1,150 fine, cease & desist from violations11/10/2009
Swett & Crawford of Texas, Inc.Producer6991Placed policies while unlicensedSettlement Agreement: $1,950 fine, cease & desist from violations11/24/2009
Turner Surety & Insurance Brokerage, IncProducer7005AFailed to timely file surplus lines reportSettlement Agreement: $1,000 fine, cease & desist from violations11/10/2009
Wiersma Insurance Agency, Inc.Producer6827Placed policies while unlicensedSettlement Agreement: $4,650 fine, cease & desist from violations12/8/2009
Wolf, Sandra KnappProducer7005BFailed to timely file surplus lines reportSettlement Agreement: Cease & desist from violations11/10/2009
WorldClaim Global Claims ManagementN/A6960Adjusted claims while unlicensedSettlement Agreement: $700 fine, cease & desist from violations12/8/2009
York International Agency, Inc.Producer7100Placed policies while unlicensedSettlement Agreement: $100 fine, cease & desist from violations12/3/2009