The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between October, 2009 and December, 2009. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.
Licensee Name Type of License Case No. Primary Allegation(s) Disposition Effective Date
A Marotta Insurance Agency, Inc.Producer6792Placed policies while unlicensedSettlement Agreement: $8,000 fine, cease & desist from violations11/2/2009
A-G Administrators, Inc.Producer7049Failed to timely report administrative action(s), failed to make proper disclosure on licensing application(s)Settlement Agreement: $1,000 fine, cease & desist from violations11/12/2009
Avery Smith Insurance Agency, Inc.Producer7023Placed policies while unlicensedSettlement Agreement: $1,000 fine, cease & desist from violations12/8/2009
Barney & Barney, LLC.Producer7065Placed policies while unlicensedSettlement Agreement: $500 fine, cease & desist from violations10/6/2009
Beatrice Peter Insurance Agency, Inc.Producer6555Placed policies while unlicensedSettlement Agreement: $3,000 fine, cease & desist from violations10/1/2009
Beckman, MichaelProducer6999Placed surplus lines policies while unlicensedAdministrative Decision: $3,000 fine, cease & desist from violations12/9/2009
Braz Insurance Agency, Inc., John R.Producer5944Placed policies while unlicensedAdministrative Decision: $3,000 fine, cease & desist from violations11/19/2009
Capital Formation Insurance Agency, Inc.Producer6253Placed policies while unlicensedSettlement Agreement: $550 fine, cease & desist from violations10/6/2009
Capodanno, Annette V.Producer4768Failed to maintain the standard of trustworthinessSettlement Agreement: License Revocation, cease & desist from all insurance activity10/28/2009
Dickenson, Annette TomsProducer6409Failed to timely report administrative action(s), failed to make proper disclosure on licensing application(s)Administrative Decision: License Revocation, $2,000 fine, cease & desist from all insurance activity10/6/2009
Diversified Agrisure CompanyProducer7105Placed policies while unlicensedSettlement Agreement: $150 fine, cease & desist from violations12/3/2009
Downing, Eugene W.Producer6614Failed to make proper disclosure on licensing application(s)Administrative Decision: License Revocation, $1,000 fine, cease & desist from all insurance activity11/4/2009
Equity Services, Inc.Producer6951Placed policies while unlicensedSettlement Agreement: $1,900 fine, cease & desist from violations10/27/2009
Fischofer, John M.Producer6869Failed to timely report administrative action(s), failed to make proper disclosure on licensing application(s)Settlement Agreement: $500 fine, cease & desist from violations11/2/2009
Harold Humphrey Insurance Agency, Inc.Producer6494Placed policies while unlicensedSettlement Agreement: $3,200 fine, cease & desist from violations12/31/2009
Henning, KennethProducer6546Failed make proper disclosure on licensing application(s)Consent Agreement: $500 fine, cease & desist from violations10/27/2009
Insurance Leader Associates, Inc.Producer6896Placed policies while unlicensedSettlement Agreement: $200 fine, cease & desist from violations10/21/2009
Keystone Advance Planning Insurance Agency, Inc.Producer7011Placed policies while unlicensedSettlement Agreement: $1,450 fine, cease & desist from violations10/6/2009
Lussier, Raymond RichardProducer5699APlaced unauthorized contract, made misrepresentation(s) in application for insuranceSettlement Agreement: $3,000 fine, cease & desist from violations11/12/2009
O'Leary, Mark J.Producer6471Failed to timely report administrative action(s), failed to make proper disclosure on licensing application(s)Settlement Agreement: $1,250 fine, cease & desist from violations10/6/2009
Park Avenue Securities LLCProducer6457Failed to timely report administrative action(s), failed to make proper disclosure on licensing application(s)Settlement Agreement: $750 fine, cease & desist from violations12/3/2009
Pelatis Insurance Agency, Inc.Producer6946Placed policies while unlicensedSettlement Agreement: $1,000 fine, cease & desist from violations11/2/2009
Riddle, Aaron GeneProducer6954Failed to make proper disclosure on licensing application(s)Settlement Agreement: License Revocation, cease & desist from all insurance activity11/13/2009
Robinson-Rashad, Hakima HelenProducer5571Failed make proper disclosure on licensing application(s)Administrative Decision: License Revocation, $7,000 fine, cease & desist from all insurance activity10/20/2009
Security Group Insurance Agency, Inc., TheProducer6356Placed policies while unlicensedSettlement Agreement: $1,500 fine, cease & desist from violations12/16/2009
Sports & Fitness Insurance CorporationProducer6718Placed policies while unlicensedSettlement Agreement: $1,150 fine, cease & desist from violations11/10/2009
Swett & Crawford of Texas, Inc.Producer6991Placed policies while unlicensedSettlement Agreement: $1,950 fine, cease & desist from violations11/24/2009
Turner Surety & Insurance Brokerage, IncProducer7005AFailed to timely file surplus lines reportSettlement Agreement: $1,000 fine, cease & desist from violations11/10/2009
Wiersma Insurance Agency, Inc.Producer6827Placed policies while unlicensedSettlement Agreement: $4,650 fine, cease & desist from violations12/8/2009
Wolf, Sandra KnappProducer7005BFailed to timely file surplus lines reportSettlement Agreement: Cease & desist from violations11/10/2009
WorldClaim Global Claims ManagementN/A6960Adjusted claims while unlicensedSettlement Agreement: $700 fine, cease & desist from violations12/8/2009
York International Agency, Inc.Producer7100Placed policies while unlicensedSettlement Agreement: $100 fine, cease & desist from violations12/3/2009

Recommended Content

People also viewed...

You recently viewed...

Personalization is OFF. Your personal browsing history at Mass.gov is not visible because your personalization is turned off. To view your history, turn your personalization on.

Learn more on our .

*Recommendations are based on site visitor traffic patterns and are not endorsements of that content.