The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between April, 2010 and June, 2010. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.
 
Licensee NameType of LicenseCase No.Primary Allegation(s)DispositionEffective Date
AAA Allied Insurance Services, Inc.
 
Producer
 
6712

 
Placed policies while unlicensed

 
Settlement Agreement: $1,300 fine, cease & desist from violations
 
06/08/10

 
Allied Specialty Insurance, Inc.
 

Producer
 
7231Placed policies while unlicensed
 
Settlement Agreement: $150 fine, cease & desist from violations
 
06/08/10

 
Amalgamated Life Ins. Co.
 
Company
 
6735
 
Failed to renew agent appointments

 
Settlement Agreement: $500 fine, cease & desist from violations
 
04/01/10
 
Argonaut Great Central Ins. Co.
 

Company
 

7052
Placed policies while unlicensed
 
Settlement Agreement: $1,000 fine, cease & desist from violations
 
05/03/10
 
Atlantic Advisers Insurance Agency, Inc.
 

Producer
 

6952
Placed policies while unlicensed
 
Settlement Agreement: $2,500 fine, cease & desist from violations
 
06/04/10
 
Blanda, Robert S.
 
Producer
 

6831

Failed to make proper disclosure on licensing application(s)
 
Settlement Agreement: $250 fine, cease & desist from violations
 
04/14/10
 
Breed's Hill Insurance Agency, Inc.
 

Producer
 

7135

Placed policies while unlicensed
 

Settlement Agreement: $5,000 fine, cease & desist from violations
 

04/21/10
 
.Castaneda, Cynthia Kristel
 
Producer
 
6434Failed to make proper disclosure on licensing application(s), improperly used notes and reference materials to complete an examination for an insurance license
 
Consent Agreement: License Revocation, cease & desist from all insurance activity
 
04/12/10
 
Chipman, Peter S.
 

Producer
 

7430
Placed surplus lines policies while unlicensed
 
Settlement Agreement: $250 fine, cease & desist from violations

 
05/19/10
 
Custom Benefits Group Insurance Brokerage, Inc.
 
Producer

 
6948
Placed policies while unlicensed
 
Settlement Agreement: $100 fine, cease & desist from violations
 
04/29/10

 
E.K. McConkey & Co. Insurance Agency
 
Producer

 
7020Placed policies while unlicensed
 
Settlement Agreement: Cease & desist from violations
 
05/20/10

 
Falcon Insurance Agency, Inc.
 

Producer
 

7267
 
Placed policies while unlicensed
 
Settlement Agreement: $800 fine, cease & desist from violations

 
04/08/10

 
Genatt Associates, Inc.
 
Producer

 
7385
 
Placed policies while unlicensed
 
Settlement Agreement: $500 fine, cease & desist from violations
 
06/22/10
 
Georgolas, Scott Douglas
 

Producer
 

6634
 

Failed to make proper disclosure on licensing application(s)
 

Settlement Agreement: $250 fine, cease & desist from violations
 
06/04/10

 
Horizon's To Go, Inc.
 
Producer
 
7336
 
Placed policies while unlicensed
 
Settlement Agreement: Cease & desist from violations
 
04/12/10

 
.
Imbert, Richard
 
Producer
 

6742
 
Failed to timely report administrative action(s)
 
Settlement Agreement: $750 fine, cease & desist from violations
 
06/01/10

 
J.H. Albert International Insurance Advisors, Inc.
 
Adviser
 

7314
 

Advised without a license
 
Settlement Agreement: $8,000 fine, cease & desist from violations
 
06/10/10

 
.
Karas Tours
 

Producer
 

7316
 
Placed policies while unlicensed
 

Settlement Agreement: $275 fine, cease & desist from violations
 
06/01/10
 
Lubin, Schwartz & Goldman Insurance
 
Producer
 
7040
 
Placed policies while unlicensed
 

Settlement Agreement: $200 fine, cease & desist from violations
 
05/25/10
 
.
MaCrae Insurance Agency, Inc.
 
Producer
 

6482
 

Placed policies while unlicensed
 
Settlement Agreement: $2,900 fine, cease & desist from violations
 
05/19/10

 
Morgan Keegan & Co., Inc.
 
Producer
 
7072
 
Placed policies while unlicensed

 
Settlement Agreement: $250 fine, cease & desist from violations
 

06/22/10
 
Nardiello, Michael A.
 
Producer
 

6684
 
Failed to make proper disclosure on licensing application(s)
.
 
Settlement Agreement: $500 fine, cease & desist from violations
 
06/01/10
 
O'Garro, Shane Reginald
 
Producer
 

7179
 

Submitted an improper or unauthorized application for insurance
 
Settlement Agreement: License Revocation, cease & desist from all insurance activity
 
06/01/10
 
Ovation Benefits Group, LLC
 
Producer
 

7288
 
Placed policies while unlicensed
 
Settlement Agreement: $50 fine, cease & desist from violations
 
06/24/10

 
Pacific Wholesale Insurance Brokers, LLC

 
Producer

 
6865

 
Placed policies while unlicensed
 
Settlement Agreement: $500 fine, cease & desist from violations
 
05/17/10

 
Polk, Dana Brett
 

Producer
 
7033

 
Failed to timely report administrative action(s)
 
Administrative Decision: License Revocation, $3,000 fine, cease & desist from all insurance activity

 
06/07/10
 
Professional Planners Marketing Group, LLC
 
Producer
 
6377
 

Failed to timely report administrative action(s)
 
Settlement Agreement: $250 fine, cease & desist from violations
 
06/29/10

 
PSA Financial Insurance Agency
.
 
Producer
 

6388
 
Placed policies while unlicensed
 
Settlement Agreement: $100 fine, cease & desist from violations
 
04/01/10
 
Rogers & Norman, Inc.
 
Producer
 
7332
 
Placed policies while unlicensed
 
Settlement Agreement: $100 fine, cease & desist from violations
 

05/04/10
 
Schelle, Richard
 
Producer
 

6937
 
Failed to make proper disclosure on licensing application(s)
 

Settlement Agreement: $250 fine, cease & desist from violations
 

06/08/10
 
Sierra Health & Life Insurance Company, Inc.
 
Company
 
7197
 
Failed to renew agent appointments
 
Settlement Agreement: $500 fine, cease & desist from violations
 
04/09/10
 
Thomas Rutherfoord Insurance, Inc.
 
Producer
 
7217
 
Failed to timely report administrative action(s)
 
Settlement Agreement: $750 fine, cease & desist from violations
 
05/20/10
 
Title Pac, Inc.
 
Producer
 
7360
 
Placed policies while unlicensed
 
Settlement Agreement: $300 fine, cease & desist from violations
 
06/01/10
 
USAssure Insurance Services of Florida, Inc.
 
Producer
 
6776
 
Failed to make proper disclosure on licensing application(s)
 
Settlement Agreement: $250 fine, cease & desist from violations
 
04/07/10
 
Wells Fargo Insurance Services Northeast, Inc.
 
Producer
 
7115
 
Placed surplus lines policies while unlicensed
 
Settlement Agreement: $1,300 fine, cease & desist from violations
 
05/14/10
 
Whitboy, Inc.
 
Producer
 
7078
 
Placed policies while unlicensed
 
Settlement Agreement: $4,000 fine, cease & desist from violations
 
06/09/10
 
Willis, Patricia D.
 
Producer
 
7250
 
Failed to make proper disclosure on licensing application(s)
 
Settlement Agreement: $500 fine, cease & desist from violations
 
05/05/10