SPECIAL INVESTIGATIONS UNIT – 3rd QUARTER 2015

Licensee Name

Type of License

Case No.

Primary Allegation(s)

Disposition

Effective Date

Advance Insurance Agency, Inc.

Edina, MN

Non-Resident Producer

9066 pdf format of 2015-siu-9066.pdf

Placed or renewed policies while unlicensed

Settlement Agreement:  Cease & Desist from Violation

 

7/3/15

Allen, Susan M.

Southwick, MA

Resident Producer

8855 pdf format of 2015-siu-8855.pdf

Termination for Cause

Settlement Agreement:  $3,000 Fine; Cease & Desist from Violation

 

7/3/15

Capital Tours, Inc.

Haverhill, MA

Producer

9070 pdf format of 2015-siu-9070.pdf

Placed or renewed policies while unlicensed

Settlement Agreement:  $250 Fine; Cease & Desist from Violation

 

7/21/15

Dennington, Greg Alan

Sterling, CO

Non-Resident Producer

8999 pdf format of 2015-siu-8999.pdf

Unlicensed in Home State; Trustworthiness

Settlement Agreement:  Permanent License Revocation; Cease & Desist from Violation

 

7/21/15

Eagan, Eugene

Chestnut Hill, MA

Producer

8777 pdf format of 2015-siu-8777.pdf

Misrepresentation on License Application

Settlement Agreement:  $500 Fine; Cease & Desist from Violation

 

8/1/15

Harnett, Kerri E.

Somerset, MA

Resident Producer

8893 pdf format of 2015-siu-8893.pdf

Termination for Cause

Settlement Agreement:  Cease & Desist from Violation

 

7/3/15

Holley, Keisha Denise

Non-Resident Producer

9095 pdf format of 2015-siu-9095.pdf

Failure to Report Administrative Actions

Settlement Agreement:  Permanent License Revocation; Cease & Desist from Violations

 

7/23/15

Hospitality Insurance Services, Inc.

Sterling, CO

Non-Resident Producer

8999 pdf format of 2015-siu-hospitality.pdf

Unlicensed in Home State; Trustworthiness

Settlement Agreement:  Permanent License Revocation; Cease & Desist from Violation

7/21/15

iTravel Insured, Inc.

Non-Resident Producer

9103 pdf format of 2015-siu-9103.pdf

Placed or renewed policies while unlicensed

Settlement Agreement:  $1,500 Fine; Cease & Desist from Violation

8/3/15

Specht Insurance Brokerage

 

Non-Resident Producer

9128 pdf format of 2015-siu-9128.pdf

Placed or renewed policies while unlicensed

Settlement Agreement:  $200 Fine; Cease & Desist from Violation

9/18/15