SPECIAL INVESTIGATIONS UNIT – 4th QUARTER 2015

 

Licensee Name

Type of License

Case No.

Primary Allegation(s)

Disposition

Effective Date

AE Underwriters Agency, Inc.

Non-Resident Producer

9141 pdf format of 2015-siu-4q-9141.pdf

Unlicensed

Settlement Agreement:  $200 Fine; Cease & Desist from Violation

12/31/15

Austin, Edward L,

Non-Resident Producer

8392 pdf format of 2015-siu-4q-8392.pdf

Unlicensed in Home State

License Suspension; Cease & Desist from violation

12/4/15

Black, Trenton J.

Non-Resident Producer

9165 pdf format of 2015-siu-4q-9165.pdf

Late Notice of Criminal Prosecution

Settlement Agreement:  $250 Fine; Cease & Desist from Violation

12/21/15

Carolyn A. Celorier Enterprises, Inc.

Producer

9147 pdf format of 2015-siu-4q-9147.pdf

Unlicensed

Settlement Agreement: $100 Fine; Cease & Desist from Violation

12/31/15

Commercial Industrial Building Owners Alliance

Non-Resident Producer

9152 pdf format of 2015-siu-4q-9152.pdf

Placed or renewed policies while unlicensed

Settlement Agreement:  $1,000 Fine; Cease & Desist from Violation

12/21/15

Dailyfeats, Inc.

Producer

9158 pdf format of 2015-siu-4q-9158.pdf

Placed or renewed policies while unlicensed

Settlement Agreement:  $2,500 Fine; Cease & Desist from Violation

12/21/15

Finn & Stone

Non-Resident Producer

9159 pdf format of 2015-siu-4q-9159.pdf

Placed or renewed policies while unlicensed

Settlement Agreement:  $450 Fine; Cease & Desist from Violation

12/31/15

Foresite Sports, Inc.

Non-Resident Producer

9178 pdf format of 2015-siu-4q-9178.pdf

Placed or renewed policies while unlicensed

Settlement Agreement:  $100 Fine; Cease & Desist from Violation

12/14/15

SPECIAL INVESTIGATIONS UNIT – 4th QUARTER 2015

Licensee Name

Type of License

Case No.

Primary Allegation(s)

Disposition

Effective Date

Fravel, Gary Wayne

Producer

6898-7007 pdf format of 2015-siu-4q-6898-7007-7350.pdf

  7530

Failure to Remit

Hearing Officer Order:  Permanent License Revocation; $17,000 Fine; Cease & Desist from all insurance activity

10/28/15

Grimes, Keely

Non-Resident Producer

8998 pdf format of 2015-siu-4q-8998.pdf

Misrepresentation on License Application

Hearing Officer Decision:  License Revocation; Cease & Desist from all insurance activity

12/17/15

Gullotti Insurance Agency, Inc.

Producer

9033 pdf format of 2015-siu-4q-9033.pdf

Unfair Trade Practices

Settlement Agreement:  $1,000 Fine; Cease & Desist from Violations

10/30/15

The Jensen Agency, Inc.

Producer

9151 pdf format of 2015-siu-4q-9151.pdf

Placed or renewed policies while unlicensed

Settlement Agreement:  Cease & Desist from Violation

12/15/15

Lion’s Share Holding, Inc.

Non-Resident Producer

9157 pdf format of 2015-siu-4q-9157.pdf

Placed or renewed policies while unlicensed

Settlement Agreement:  $500 Fine; Cease & Desist from Violation

12/16/15

SPECIAL INVESTIGATIONS UNIT – 4th QUARTER 2015

Licensee Name

Type of License

Case No.

Primary Allegation(s)

Disposition

Effective Date

Lopopolo, Anthony

Producer

9063 pdf format of 2015-siu-4q-9063.pdf

Termination for Cause

Settlement Agreement:  $2,500 Fine; Cease & Desist from Violation

9/3/15

Morton, David L. Jr.

Producer

9104 pdf format of 2015-siu-4q-9104.pdf

Termination for Cause

Settlement Agreement:  License Revocation;

Cease & Desist from Violation

11/13/15

Ott, Cassandra

Non-Resident Producer

9091 pdf format of 2015-siu-4q-9091.pdf

Failure to Report Administrative Actions

Hearing Officer Decision:  License Revocation; $7,000 Fine; Cease & Desist from all insurance activity

12/28/15

R.L. Summers Insurance Agency, Inc.

Producer

9127 pdf format of 2015-siu-4q-9127-a.pdf

Placed or renewed policies while unlicensed

Settlement Agreement:  $1,500 Fine; Cease & Desist from Violation

12/11/15

Siver Insurance Agency, Inc.

Producer

8808 pdf format of 2015-siu-4q-8808.pdf

Impersonation; False advertising

Settlement Agreement:  $500 Fine; Cease & Desist from Violation

10/7/15

Snedeker, Michael

Non-Resident Producer

8373B pdf format of 2015-siu-4q-8373b.pdf

Failure to Report Administrative

Actions

Settlement Agreement:  License Revocation; Cease & Desist from Violation

11/9/15

Voboril, Stephen R.

 

Non-resident producer

9077 pdf format of 2015-siu-4q-9077.pdf

Failure to report administrative actions

Settlement Agreement:  Permanent License Revocation; Cease & Desist from Violation

10/14/15

SPECIAL INVESTIGATIONS UNIT – 4th QUARTER 2015

Licensee Name

Type of License

Case No.

Primary Allegation(s)

Disposition

Effective Date

Vreeland Insurance, Inc.

Non-Resident Producer

9183 pdf format of 2015-siu-4q-9183.pdf

Placed or renewed policies while unlicensed

Settlement Agreement:  $500 Fine; Cease & Desist from Violation

12/10/15