SPECIAL INVESTIGATIONS UNIT –  2016

Licensee Name

Type of License

Case No.

Primary Allegation(s)

Disposition

Effective Date

Amaral, JustinProducer9133 pdf format of 2016-siu-9133.pdf
Untrustworthiness; Failure to Report Administrative ActionSettlement Agreement: Permanent License Revocation; Cease and Desist6/3/2016
Baltes, JohnNon-Resident Producer8957 pdf format of 2016-siu-8957.pdf
Untrustworthiness; Other State(s) RevocationSettlement Agreement: Permanent Revocation; Cease and Desist8/11/2016
Blackman Insurance AgencyNon-Resident Producer9320 pdf format of 2016-siu-9320.pdf
Unlicensed ActivitySettlement Agreement: $100 Fine; Cease and Desist12/28/2016

Burgos, Betsy

Producer

8891 pdf format of 2016-siu-1q-8891.pdf

Failure to Report Administrative Action/Failure to Report Criminal Prosecution; Untrustworthiness

Hearing Officer Decision: $2,000 Fine; Permanent License Revocation; Cease and Desist From All Massachusetts Insurance Activity; Cease and Desist From Violations  

1/7/2016

Burke, EleanorNon-Resident Producer9071 pdf format of 2016-siu-1q-9071.pdf
Place or Renewed Policies While UnlicensedSettlement Agreement: Cease and Desist3/15/2016
Callander, WadeProducer8955 pdf format of 2016-siu-1q-8955.pdf
UntrustworthinessHearing Officer Decision: $1,600 fine; $765 Restitution; Cease and Desist4/14/2016
Candebat, BrentNon-Resident Producer9281 pdf format of 2016-siu-9281.pdf
Misrepresentation on License Application; TrustworthinessSettlement Agreement: $500 Fine; Cease and Desist12/21/2016
Carter, RichardNon-Resident Producer9287 pdf format of 2016-siu-9287.pdf
Failure to Report Administrative ActionsSettlement Agreement: Cease and Desist12/1/2016
Chao, Walter R.Non-Resident Producer9172 pdf format of 2016-siu-9172.pdf
Other State(s) Revocation; Failure to Report an Administrative ActionSettlement Agreement:  Permanent License Revocation; Cease and Desist from All Massachusetts Insurance Activity9/6/2016
Cohen, HiramNon-Resident Producer9227 pdf format of 2016-siu-9227.pdf
Failure to Report an Administrative ActionSettlement Agreement; Cease and Desist; $500 Fine.5/25/2016
Cohen, JeffreyNon-Resident Producer9054 pdf format of 2016-siu-9054.pdf
Violation of Insurance Laws; Untrustworthiness; Unfair Trade Practice or Fraud; Misappropriation of Funds; Felony Conviction; Other State(s) RevocationHearing Officer Decision:
Permanent License Revocation; Cease and Desist from All Insurance Activity
7/15/2016
Diamond, SteveResident Producer9278 pdf format of 2016-siu-9278.pdf
Trustworthiness; Violation of Insurance Laws; Misrepresentation Terms of an Insurance Contract; Unfair Trade PracticeSettlement Agreement: Revocation; Cease and Desist12/22/2016
Downey Insurance AgencyResident Producer9211 pdf format of 2016-siu-9211.pdf
Paying Commissions to Unlicensed EntitySettlement Agreement: $500 Fine; Cease and Desist12/19/2016
Draper, RobertNon-Resident Producer9058 pdf format of 2016-siu-9058.pdf
Violation of Insurance Laws; Intentional Misrepresentation of the Terms of an Insurance Contract; Untrustworthiness; Other State(s) Revocation; Failure to Report Administrative ActionHearing Officer Decision: Permanent License Revocation; $2,000 Fine; Cease and Desist8/22/2016
Dunbar, De’BorahNon-Resident Producer9089 pdf format of 2016-siu-1q-9089.pdf
Failure to Report Administrative Action; Violation of Insurance Laws; UntrustworthinessHearing Office Decision: $8,000 fine; Revocation; Cease and Desist from Violations4/27/2016
Durkin & Durkin (now known as Innovative Risk Solutions)Producer9011 pdf format of 2016-siu-9011.pdf
Violation of Insurance Laws; Misrepresentation of Insurance Contract Terms; Admission of Insurance Unfair Practice; TrustworthinessSettlement Agreement: $8,500 fine; Cease and Desist7/18/2016
Eisenberg Associates Insurance AgencyProducer9317 pdf format of 2016-siu-9317.pdf
Unlicensed ActivitySettlement Agreement: $500 Fine; Cease and Desist11/20/2016
Escobar, JaclynProducer9339 pdf format of 2016-siu-9339.pdf
Failure to Pay Licensing FeeHearing Officer Decision: License Revocation10/28/2016
Esco Insurance Agency, LLCNon-Resident Producer9207 pdf format of 2016-siu-1q-9207.pdf
Place or Renewed Policies While UnlicensedSettlement Agreement: $3,000 fine; Cease and Desist from Violations4/5/2016
Gadsden, GermoneNon-Resident Insurance Producer9055 pdf format of 2016-siu-9055.pdf
Incorrect Application Information; Misrepresentation; Unfair Insurance Practice; Failure to Report Admin Action; Violating Insurance Laws; Other State(s) Revocation Hearing Officer Decision:Hearing Officer Decision:
$5,500 Fine; Cease and Desist; Revocation
5/23/2016
Gaetani, FrancisProducer9042 pdf format of 2016-siu-9042.pdf
Conviction of a felony, Unfair trade practices, and Fraudulent, Coercive or Dishonest Practices.Settlement Agreement: Civil Fine $1,500; License Revocation; Cease and Desist.3/11/2016
Glenn, RomaraNon-Resident Producer9286 pdf format of 2016-siu-9286.pdf
Failure to Report Administrative ActionSettlement Agreement: Revocation; Cease and Desist12/19/2016
Gibeley, PatriciaNon-Resident Producer9014 pdf format of 2016-siu-1q-9014.pdf
Place or Renewed Policies While UnlicensedSettlement Agreement: Cease and Desist3/4/2015
Governor Insurance Agency, Inc.Non-Resident Producer8926 pdf format of 2016-siu-1q-8926.pdf
Placed or Renewed Policies While UnlicensedSettlement Agreement: $2,250 fine; Cease and Desist5/5/2016
Green, SeanNon-Resident Producer8978 pdf format of 2016-siu-8978.pdf
Failure to Report Admin Action; Misrepresentation; Violating Insurance Laws; Other State(s) RevocationHearing Officer Decision: $5,000 Fine; Cease and Desist; Revocation7/15/2016
Gutschlag, JohnNon-Resident Insurance Producer9078 pdf format of 2016-siu-9078.pdf
Failure to Report Admin Action; Conversion; Misrepresentation of Insurance Contract; Felony Conviction; Unfair Insurance Practice; Untrustworthiness; Other State(s) Revocation Hearing Officer Decision.Hearing Officer Decision:
$6,500 fine; Cease and Desist; Revocation
5/20/2016
Harvey Public Insurance AdjustersResident Insurance Producer9083 pdf format of 2016-siu-9083.pdf
Unlicensed ActivitySettlement Agreement: $250 Fine; Cease and Desist12/19/2016
Jayne, JosephProducer9204 pdf format of 2016-siu-9204.pdf
Violation of Insurance Laws; Unfair Insurance practice; Untrustworthiness; Failure to Report an Administrative ActionSettlement Agreement; Permanent Revocation; Cease and Desist from All Insurance Activity7/20/2016
Kensthia, PrevalProducer9340 pdf format of 2016-siu-9340.pdf
Failure to Pay Licensing FeeHearing Officer Decision: License Revocation10/28/2016
Lucciano, DouglasNon-Resident Insurance Producer8843 pdf format of 2016-siu-8843.pdf
Untrustworthiness; Unfair Trade Practice or Fraud; Misappropriation of Funds; Felony ConvictionSettlement Agreement: Permanent License Revocation; Cease and Desist From All Insurance Activity in Massachusetts10/27/2016
Lucken, ShellyNon-Resident Producer9337 pdf format of 2016-siu-9337.pdf
Misrepresentation on License Application; TrustworthinessSettlement Agreement: $500 Fine; Cease and Desist12/19/2016
MacDonald Insurance Agency, Inc.Producer9064 pdf format of 2016-siu-9064.pdf
UntrustworthinessSettlement Agreement: Cease and Desist9/9/2016

Marchand Insurance Agency, Inc.

Producer

9153 pdf format of 2016-siu-1q-9153.pdf

Place or Renewed Policies While Unlicensed

Settlement Agreement: $1,000 Fine; Cease and Desist from Violations

2/11/2016

Marshall, MichaelNon-Resident Producer9295 pdf format of 2016-siu-9295.pdf
Failure to Disclose Criminal Conviction; Failure to Report Administrative ActionsSettlement Agreement: Revocation; Cease and Desist12/1/2016

McMahon, Brian

Producer

9217 pdf format of 2016-siu-1q-9217.pdf

Incompetence In the Conduct of Business

Settlement Agreement: $500 Fine; Cease and Desist from Violations

3/17/2016

Moreau, EmmaNon-Resident Insurance Producer9056 pdf format of 2016-siu-1q-9056.pdf
Failure to Report Administrative Action(s)Hearing Officer Decision: $500 Fine4/15/2016
David L. Murphy Insurance AgencyProducer9192B pdf format of 2016-siu-9192B.pdf
Unlicensed ActivitySettlement Agreement: $1,050 Fine; Cease and Desist11/20/2016
Northington Insurance GroupNon-Resident Producer9324 pdf format of 2016-siu-9324.pdf
Unlicensed ActivitySettlement Agreement: $250 Fine; Cease and Desist12/13/2016

PFM Plus Insurance Agency, Inc.

Non-Resident Insurance Producer

9171 pdf format of 2016-siu-1q-9171.pdf

Place or Renewed Policies While Unlicensed

Settlement Agreement: Cease and Desist

2/11/2016

Piaseczny, MichaelProducer8414 pdf format of 2016-siu-8414.pdf
Untrustworthiness; Forging a Name on an Insurance ContractSettlement Agreement: Permanent License Revocation; Cease and Desist From All Massachusetts Insurance Activity.8/15/2016
Premier Insurance Company of MassachusettsNon-Resident Producer9238 pdf format of 2016-siu-9238.pdf
Payment of Commissions to Unlicensed IndividualSettlement Agreement: Cease and Desist; $250 Fine.5/20/2016
Prestige Insurance AgencyResident Producer9259 pdf format of 2016-siu-9259.pdf
Trustworthiness; Violation of Insurance LawsSettlement Agreement: $2,500 Fine; Cease and Desist12/8/2016
Quincy Mutual Fire Insurance Co.Resident Producer9239 pdf format of 2016-siu-9239.pdf
Unlicensed ActivitySettlement Agreement: Cease and Desist; $150 Fine.5/17/2016
Rider Risk ServicesResident Producer9257 pdf format of 2016-siu-9257.pdf
Failure to Notify the Division of Dissolution of Company; Violation of Insurance LawsSettlement Agreement: $2,500 Fine; Cease and Desist12/22/2016

Russell, Redonda L.

Non-Resident Insurance Producer

8970 pdf format of 2016-siu-1q-8970.pdf

Felony Conviction; Untrustworthiness; License Revoked in Another Jurisdiction; Failure to Report Criminal Prosecution; Failure to Report Administrative Action;

Hearing Officer Decision: $3,500 Fine; Permanent License Revocation; Cease and Desist From All Massachusetts Insurance Activity

2/16/2016

Sabel Adjusters, LLCInsurance Adjuster9268 pdf format of 2016-siu-9268.pdf
Unlicensed ActivitySettlement Agreement: $1,000 fine; Cease and Desist11/24/2016
Schweitzer, JamesProducer9085 pdf format of 2016-siu-9085.pdf
Misrepresentation on License Application; Failure to Report Administrative ActionSettlement Agreement: $1,000 Fine; Cease and Desist.8/26/2016

Siewert, Derek

Producer

8979 pdf format of 2016-siu-1q-8979.pdf

Misrepresentation on License Application; Failure to Report Administrative Action; Untrustworthiness; License Revoked in Another Jurisdiction

Hearing Officer Decision: $3,000 Fine; Permanent License Revocation; Cease and Desist From All Massachusetts Insurance Activity

3/1/2016

Skinner, Ryan

Producer

8388 pdf format of 2016-siu-1q-8388.pdf

Misrepresentation on License Application

Settlement Agreement:  $2,500 Fine; Cease and Desist From Violation

3/23/2016

Smith, Grace W.

Non-Resident Insurance Producer

9065 pdf format of 2016-siu-1q-9065.pdf

Violation of Another States Insurance Laws; Conviction of a Felony; Revoked in Another Jurisdiction; Failure to Report Criminal Prosecution

Hearing Officer Decision: $3,000 Fine; Permanent License Revocation; Cease and Desist From All Massachusetts Insurance Activity

2/2/2016

Standard Line BrokerageNon-Resident Producer9304 pdf format of 2016-siu-9304.pdf
Failure to Report Administrative ActionsSettlement Agreement: $250 Fine; Cease and Desist12/3/2016
Thomas, Holley A.Non-Resident Insurance Producer9260 pdf format of 2016-siu-9260.pdf
Misappropriation; Untrustworthiness; Revoked in Another JurisdictionSettlement Agreement: Permanent License Revocation; Cease and Desist From All Massachusetts Insurance Activity; Cease and Desist From Violations  :9/14/2016
Thompson, RichardNon-Resident Producer9302 pdf format of 2016-siu-9302.pdf
Felony Conviction; Failure to Report Felony Conviction; No Home State LicenseSettlement Agreement: Revocation; Cease and Desist12/8/2016
Tricarico, RobertNon-Resident Producer9272 pdf format of 2016-siu-9272.pdf
Failure to Report Administrative Action; Violation of Other States Insurance Laws; Unfair Trade Practice; Untrustworthiness; Felony Conviction; Forging Name(s) to an Insurance DocumentSettlement Agreement: Revocation; Cease and Desist12/5/2016

Vargas, Steven

Producer

9114 pdf format of 2016-siu-1q-9114.pdf

Misrepresentation on License Application; Failure to Report Administrative Action

Settlement Agreement: Permanent License Revocation; Cease and Desist From All Massachusetts Insurance Activity; Cease and Desist From Violations  

1/28/2016

Waesche, Joseph EdwardNon-Resident Producer9100 pdf format of 2016-siu-9100.pdf
Felony Conviction; Other State(s) Revocation; Unfair Trade PracticeSettlement Agreement: Permanent License Revocation; Cease and Desist8/8/2016

Walter Insurance Agency, Inc.

Producer

9154 pdf format of 2016-siu-1q-9154.pdf

Place or Renewed Policies While Unlicensed

Settlement Agreement: $250 Fine; Cease and Desist From Violations

1/19/2016

Wisniewski, DianaNon-Resident Producer9325 pdf format of 2016-siu-9325.pdf
Violation of Other States Insurance Laws; Felony Conviction; Trustworthiness; Insurance Producer License Revoked by Another State; Failure to Report Criminal Conviction; Failure to Report Administrative ActionSettlement Agreement: Revocation; Cease and Desist12/22/2016

Wood River Insurance, Inc.

Non-Resident Insurance Producer

8923 pdf format of 2016-siu-1q-8923.pdf

Place or Renewed Policies While Unlicensed

Settlement Agreement: $150 Fine; Cease and Desist from Violations

1/7/2016

Woodward, MatthewNon-Resident Insurance Producer9270 pdf format of 2016-siu-9270.pdf
Misrepresentation on License Application; Failure to Report Admin Action Within 30 DaysSettlement Agreement: $1,000 fine; Cease and Desist10/7/2016