SPECIAL INVESTIGATIONS UNIT –  2017

 

Licensee Name

 

 

Type of

License

 

Case No.

 

 

Primary Allegations(s)

 

Type of Disposition

 

Fine

 

Licensing Action

 

Effective Date

A'Alona, Jason

 

Non-Resident Producer9412 pdf format of 2017-siu-9412.pdf
No Home State LicenseN/AN/AVoluntary Surrender6/23/2017

 

AE Underwriters Agency, Inc.

 

 

Non-Resident Producer

 

9418 pdf format of 2017-siu-9418.pdf

 

Unlicensed Activity

 

Settlement Agreement

 

$625

 

Cease & Desist

 

4-11-17

 

Allen Financial Insurance Group, Inc.

 

Non-Resident Producer

 

 

9176 pdf format of 2017-siu-9176.pdf

 

Unlicensed Activity

 

Settlement Agreement

 

$500

 

Cease & Desist

 

3-20-17

 

American Pet Insurance

 

Non-Resident Producer

 

 

9258 pdf format of 2017-siu-9258.pdf

 

Unlicensed Activity

 

Settlement Agreement

 

$75,000

 

Cease & Desist

 

1-31-17


Bazemore, Eugene

 

Non-Resident Producer9037 pdf format of 2017-siu-9037.pdf
Failure to Report Administrative Action[s]; Misrepresentation on License ApplicationHearing Officer Decision$1,000.00Revocation; Cease & Desist5/31/2017

 

Aiguier, Dustin

 

 

Resident Producer

 

 

9149 pdf format of 2017-siu-9149.pdf

 

Misrepresentation on License Application; Failure to Report Administrative Action

 

 

Settlement Agreement

 

$750

 

Cease & Desist

 

1-18-17

 

Bedwell, Kyle Douglas

 

 

Non-Resident Producer

 

 

9393 pdf format of 2017-siu-9393.pdf

 

Trustworthiness; Failure to Report; Misrepresentation on Application 

 

Settlement Agreement

 

$100

 

Cease & Desist

 

1-15-17

 

Bell, Matthew

 

 

Resident Producer

 

9177 pdf format of 2017-siu-9177.pdf

 

Trustworthiness; Unfair Trade Practice

 

Settlement Agreement

 

$1,500

 

Cease & Desist

 

1-3-17

 

Caplitz, Gregg

 

 

Resident Producer

 

9293 pdf format of 2017-siu-9293.pdf

 

Misrepresentation on License Application; Trustworthiness

 

Settlement Agreement

 

 

N/A

 

Revocation; Cease & Desist

 

1-4-17

Christian, Robert

 

Non-Resident Producer8972 pdf format of 2017-siu-8972.pdf
Failure to Report Administrative Action[s]Hearing Officer Decision$2,500.00Revocation; Cease & Desist5/31/2017

Commonwealth Asset Protection

 

Resident Producer9413 pdf format of 2017-siu-9413.pdf
Unlicensed ActivitySettlement Agreement$500.00Cease & Desist4/27/2017

Daub, Susan

 

Non-Resident Producer9417 pdf format of 2017-siu-9417.pdf
Trustworthiness; Unfair Trade Practice; Failure to Report Criminal ActionSettlement AgreementN/ARevocation; Cease & Desist4/20/2017

 

DeMaranville, Steven

 

Resident Producer

 

9163 pdf format of 2017-siu-9163.pdf

 

Failure to Report Criminal Matter

 

Settlement Agreement

 

 

$500

 

Cease & Desist

 

2-2-17

 

Durant, Wesley

 

Resident Producer

 

 

9248 pdf format of 2017-siu-9248.pdf

 

Trustworthiness; Unfair Trade Practice

 

Settlement Agreement

 

N/A

 

Revocation; Cease & Desist

 

 

2-23-17

Essex Financial Services

 

Non-Resident Producer9225 pdf format of 2017-siu-9225.pdf
Failure to Report Administrative Action; Misrepresentation on License ApplicationSettlement Agreement$1,500.00Cease & Desist6/14/2017

Estes, Adam

 

Non-Resident Producer9402 pdf format of 2017-siu-9402.pdf
file size 1MBNo Home State LicenseSettlement AgreementN/AVoluntary Surrender7/1/2017

 

Farmers Financial Solutions, LLC

 

Non-Resident Producer

 

 

9354 pdf format of 2017-siu-9354.pdf

 

Misrepresentation on License Application

 

Settlement Agreement

 

$100

 

Cease and Desist

 

3-30-17


Field, David

 


Resident Adjuster


9169 pdf format of 2017-siu-9169.pdf


Violation of Insurance Laws


Settlement Agreement


N/A


Cease & Desist


3-20-17

Fistel, Benjamin

 

Non-Resident Producer9096 pdf format of 2017-siu-9096.pdf
Failure to Report Administrative Action[s]Hearing Officer Decision$3,500.00Revocation; Cease & Desist5/31/2017

 

Fonatine, Michelle 

 

Resident Producer

 

9309 pdf format of 2017-siu-9309.pdf

 

Trustworthiness; Failure to Report Administrative Action

 

Settlement Agreement

 

N/A

 

Revocation; Cease & Desist

 

 

2-2-17

 

Gamez, Blenda 

 

 

Non-Resident Producer

 

 

9101 pdf format of 2017-siu-9101.pdf

 

Failure to Report Administrative Actions 

 

Hearing Officer Decision

 

$1,500

 

Revocation; Cease & Desist

 

 

1-26-17


Guido, William
 

Non-Resident Producer

9203 pdf format of 2017-siu-9203.pdf

Failure to Report Administrative Action; Trustworthiness

Settlement Agreement

N/A

Revocation; Cease & Desist

6/7/2017


Hodgman, Lucian

 


Non-Resident Producer

9134 pdf format of 2017-siu-9134.pdf

Failure to Report Administrative Action; No Home State License

Settlement Agreement

N/A

Revocation; Cease & Desist

6/23/2017


Howard, Nicholas

 


Non-Resident Producer

9455 pdf format of 2017-siu-9455.pdf

Failure to Report Administrative Action; Failure to Report Criminal Action

Settlement Agreement

$100.00

Cease & Desist

6/5/2017

 

Karras, Doris

 

 

Non-Resident Producer

 

 

9374 pdf format of 2017-siu-9374.pdf

 

Misrepresentation on License Application; Trustworthiness

 

Settlement Agreement

 

$100

 

Cease & Desist

 

3-6-17


Kelley, John

 


Non-Resident Producer

9472 pdf format of 2017-siu-9472.pdf

Unfair Insurance Trade Practice; Trustworthiness; Forging Another’s Name to an Application for Insurance

Settlement Agreement

N/A

Revocation; Cease & Desist

6/5/2017

 

K. K. Insurance Agency, Inc. 

 

 

Non-Resident Producer

 

 

9347 pdf format of 2017-siu-9347.pdf

 

Misrepresentation on License Application 

 

 

 

Settlement Agreement

 

$100

 

Cease & Desist

 

 

3-17-17

 

KR Insurance Solutions

 

Non-Resident Producer

 

 

9344 pdf format of 2017-siu-9344.pdf

 

Unlicensed Activity

 

Settlement Agreement

 

 

$210

 

Cease & Desist

 

3-24-17

 

 

Kopatz, Christopher

 

 

Non-Resident Producer

 

 

9097 pdf format of 2017-siu-9097.pdf

 

Failure to Report Administrative Actions

 

Hearing Officer Decision

 

 

$5,000

 

Revocation; Cease & Desist

 

 

1-27-17

 

 

 

Lauranzano, Natale

 

 

 

Resident Producer

 

 

 

 

9274 pdf format of 2017-siu-9274.pdf

 

 

 

Improperly Withholding or Misappropriating Monies Received in the Course of Doing Business; Trustworthiness; Unfair or Deceptive Business Practice

 

 

 

 

Settlement Agreement

 

 

 

N/A

 

 

 

Permanent License Revocation; Cease & Desist

 

 

 

3-31-17

 

 

 

Lewis, Claresta

 

 

 

 

Non-Resident Producer

 

 

 

 

9387 pdf format of 2017-siu-9387.pdf

 

 

 

Failure to Report Administrative Action; Trustworthiness

 

 

 

Settlement Agreement

 

 

 

$100

 

 

 

Cease & Desist

 

 

 

2-14-17

 

Lois Lane Insurance Agency, Inc. 

 

 

Resident Producer

 

9396 pdf format of 2017-siu-9396.pdf

 

Unlicensed Activity 

 

Settlement Agreement

 

$1,695

 

Cease & Desist

 

3-15-17


Manivong, Heidi

 


Non-Resident Producer

9457 pdf format of 2017-siu-9457.pdf

Misrepresentation on License Application

Settlement Agreement

$100.00

Cease & Desist

6/23/2017


May, Anthony

 


Resident Producer

9483 pdf format of 2017-siu-9483.pdf

Felony Conviction

Settlement Agreement

$500.00

Cease & Desist

6/19/2017


Merrimack Valley Financial Advisors

 


Resident Producer

9454 pdf format of 2017-siu-9454.pdf

Unlicensed Activity

Settlement Agreement

$30.00

Cease & Desist

7/11/2017

 

Metellus, Marie

 

 

 

Resident Producer

 

9212 pdf format of 2017-siu-9212.pdf

 

Trustworthiness

 

Settlement Agreement

 

 

N/A

 

Revocation; Cease & Desist

 

 

1-26-17

 

Mix, Jeanette Louise 

Non-Resident Producer

 

 

9090 pdf format of 2017-siu-9090.pdf

 

Failure to Report Administrative Action 

 

Hearing Officer Decision

 

$3,000

 

Revocation

 

2-1-17


Monroe, Frederick

 


Non-Resident Producer

9451 pdf format of 2017-siu-9451.pdf

Misappropriation; Felony Conviction; Admission to Committing Unfair Insurance Trade Practice; Trustworthiness

Settlement Agreement

N/A

Revocation; Cease & Desist

4/24/2017


New England Excess Exchange, Ltd.

 


Non-Resident Producer

9429 pdf format of 2017-siu-9429.pdf

Failure to Report Corporation Dissolution

Settlement Agreement

$250.00

Cease & Desist

6/5/2017


Pant, Maheshwar

 


Resident Producer

9310 pdf format of 2017-siu-9310.pdf

Trustworthiness; Unfair Insurance Trade Practice

Settlement Agreement

N/A

Revocation; Cease & Desist

5/26/2017

 

Panza, Anthony 

 

 

Non-Resident Producer

 

9406 pdf format of 2017-siu-9406.pdf

 

 

 

Misrepresentation on License Application 

 

Settlement Agreement

 

$100

 

Cease & Desist

 

3-20-17

 

PVG Insurance Group, LLC

 

 

Non-Resident Producer

 

 

9379 pdf format of 2017-siu-9379.pdf

 

 

Unlicensed Activity

 

 

Settlement Agreement

 

 

$100

 

 

Cease & Desist

 

 

1-26-17

 

Regional Insurance Agency

 

 

Resident Producer

 

 

9391 pdf format of 2017-siu-9391.pdf

 

Unlicensed Activity

 

Settlement Agreement

 

$1,140

 

Cease & Desist

 

2-23-17


Sapienza, Salvatore

 


Non-Resident Producer

9464 pdf format of 2017-siu-9464.pdf

Unfair Insurance Trade Practice; Trustworthiness

Settlement Agreement

N/A

Revocation; Cease & Desist

7/6/2017

 

Stokeling, Steve

 

 

 

Non-Resident Producer

 

 

9053 pdf format of 2017-siu-9053.pdf

 

 

Trustworthiness; Failure to Report Administrative Action

 

Hearing Officer Decision

 

$3,500

 

Revocation

 

2-3-17


Surplex Underwriters, Inc.

 


Non-Resident Producer

9461 pdf format of 2017-siu-9461.pdf

Unlicensed Activity

Settlement Agreement

$4,695.00

Cease & Desist

5/26/2017

 

Terman, Christopher

 

 

 

Non-Resident Producer

 

 

9398 pdf format of 2017-siu-9398.pdf

 

 

Failure to Report Criminal Action; Misrepresentation on License Application

 

Settlement Agreement

 

N/A

 

Revocation; Cease & Desist

 

 

2-21-17

 

Vigil, Thomas

 

 

Resident Producer

 

 

9298 pdf format of 2017-siu-9298.pdf

 

Trustworthiness

 

 

Settlement Agreement

 

 

$1,500

 

Cease & Desist

 

2-10-17

 

Weismann, Loretta

 

 

Non-Resident Producer

 

 

 

9360 pdf format of 2017-siu-9360.pdf

 

Misrepresentation on License Application 

 

Settlement Agreement

 

$100

 

Cease & Desist

 

3-13-17


Wendell, Desiree

 


Non-Resident Producer

9358 pdf format of 2017-siu-9358.pdf

Misrepresentation on License Application

Settlement Agreement

$100.00

Cease & Desist

6/2/2017

 

Whitaker, Beverly 

 

 

Resident Producer

 

8742 pdf format of 2017-siu-8742.pdf

 

Misrepresentation on License Application

 

 

Settlement Agreement

 

 

$100

 

Cease & Desist

 

3-13-17


Woodard, Matthew

 


Non-Resident Producer

9421 pdf format of 2017-siu-9421.pdf

No Valid Home State License

N/A

N/A

Voluntary Surrender

4/5/2017


Zullo, Roger

 


Resident Producer

9368 pdf format of 2017-siu-9368.pdf

Trustworthiness; Unfair Insurance Trade Practice; Sale of Unsuitable Annuities

Settlement Agreement

N/A

Revocation; Cease & Desist

5/11/2017