The Division's most current information regarding Surplus Lines Brokers, including regulations, guidelines, application forms and a list of entities which have received waivers, can be found here. From time to time new documents may be added or certain documents may be amended to reflect changes in law, regulation or practice.

Mandatory Use of NAIC OPTins For Submitting All Surplus Lines Tax Reports and Payments pdf format of naic-optins.pdf

Notice Regarding Electronic Filing of Special Broker Form BR-7-Affidavit By Insured pdf format of Notice Regarding Electronic Filing BR-7-Affidavit

 Special Brokers Affidavit Notice 2013 pdf format of spec-brok-affidavit-notice-2013.pdf

 Premium Fee Notice to Special Brokers pdf format of premium-fee-notice-spec-brokers.pdf

 Affidavit by Assured/Special Broker (Form BR-7) pdf format of SurpAffidavit.pdf

 List of Excess and Surplus Lines Companies Approved by  pdf format of SurplusLines.pdf

The filing deadline is January 31, 2016

If you have any questions or require additional information, please contact:

Frank Pesco, Senior Examiner, Surplus Lines Audit 617.521.7415

Thank you for your continued cooperation.