Checklists have been developed to assist you in ensuring that policy forms are in compliance with applicable statutes, regulations and bulletins.

A completed checklist is required for each form filing. A checklist is considered complete when the page and paragraph of each provision demonstrating compliance is documented. If an item on the checklist is not applicable, please provide an explanation either on the checklist or within section 15 of the UTD.

Checklist : Select the appropriate checklist for the product being filed.

Filing Guidance Notices elaborate on specific compliance issues or topics that the Division commonly receives inquiries about. They are intended to clarify issues and provide more detailed filing instructions.