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Penalty Schedule for Late-Filed SFIs

The Commission may impose civil penalties for late-filed Statements of Financial Interests

The Commission is authorized to impose a civil penalty of up to $10,000 for each violation of the financial disclosure law, G.L. c. 268B. The Commission has adopted the following civil penalty schedule for Statements of Financial Interests (SFIs) filed more than 10 days after receipt of a Formal Notice of Lateness.

Civil Penalty Schedule for Late-Filed SFIs

1-10 days late $100
11-20 days late $200
21-30 days late $300
31-40 days late $400
41-50 days late $500
51-60 days late $600
61-70 days late $700
71-80 days late $800
81-90 days late $900
91-100 days late $1,000
101-110 days late $1,100
111-120 days late $1,200
121 days to the day before an
Order to Show Cause is issued
$1,250
The date an Order to Show Cause
is issued to the day before a Decision
and Order is issued by the Commission
$2,500
The date a Decision and Order is
issued by the Commission
Up to $10,000

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