• This page, Public Employees Who Have a Financial Interest in Additional Public Contracts (G.L. c. 268A, §§ 7, 14, 20) Legal Opinions, is   offered by
  • State Ethics Commission

Public Employees Who Have a Financial Interest in Additional Public Contracts (G.L. c. 268A, §§ 7, 14, 20) Legal Opinions

Formal legal opinions by the State Ethics Commission addressing G.L. c. 268A, §§ 7, 14, 20
  • EC-COI-13-1

    A state legislator and candidate for Governor may not own a 23% interest in a company that has two contracts with Massport, when those contracts were not competitively bid.

  • EC-COI-11-1

    Section 7 applies where a newly-elected state legislator has a financial interest in a state contract negotiated prior to his election.

  • EC-COI-07-1

    The lease of a slip or berth in a public marina operated by the Town of Barnstable is a contract for purposes of G. L. c. 268A. A municipal employee must qualify for an exemption under section 20 in order to lease a slip or berth. A mooring permit is not a contract for the purposes of G.L. c. 268A and does not require a municipal employee to qualify for an exemption under section 20.

  • EC-COI-06-1

    In order to serve as a foster/pre-adoptive parent, adoptive parent or guardian and receive the corresponding payments for those programs, a state employee will need to qualify for an exemption under section 7 of G.L. c. 268A. Many state employees are eligible for one of the available exemptions. Full-time DSS employees and part-time DSS employees who are not special state employees, however, do not qualify for any exemption under section 7. Thus, in order for these employees to participate in the DSS programs the creation of an additional exemption in section 7 is necessary. All special state employees employed by DSS may use the section 7(e) exemption. All other full-time and part-time state employees who are not special state employees, are generally eligible for the section 7(b) exemption.

  • EC-COI-04-4

    Otherwise qualified municipal employees may participate in a senior citizen property tax work-off abatement program established pursuant to [by] G.L. .c. 59, section 5K as long as they are able to secure an exemption to section 20 of G.L. c. 268A. Every participant in an abatement program will be considered a municipal employee for the purposes of G.L. c. 268A during the time they participate in the abatement program and must comply with the restrictions of G.L. c. 268A. Abatement program participants are eligible to be designated as special municipal employees.

  • EC-COI-04-3

    A housing authority employee who has responsibility for administering only the rental programs in the housing authority may qualify for the G. L. c. 268A, section 20(g) exempt-ion in order to purchase a housing unit under the housing authority's home ownership programs.

  • EC-COI-01-2

    A member of the general court is permitted to receive compensation from an educational institution of the Commonwealth for employment as an adjunct faculty member and is also permitted to be compensated as the coordinator for evening services.

  • EC-COI-01-1

    A high school counselor who is elected to the city council is not allowed to accept a paid position as an assistant principal or principal in the school system

  • EC-COI-00-1

    A municipal wiring inspector is allowed by a local option statute to perform electrical work in the municipality, but is prohibited from receiving compensation for performing electrical work unless he can comply with section 20.

  • EC-COI-99-2

    A city councilor has a prohibited financial interest in a contract with the city if he were to provide legal services as a law firm associate to the school committee. For purposes of a section 20(b) exemption, he is not employed by an agency which regulates the activities of the school committee, nor does he have any official responsibility for the activities of the school committee.

  • EC-COI-96-4

    A state Department of Housing and Community Development employee will violate section 7 by receiving as a landlord Massachusetts Rental Voucher Program and Section 8 Program rent subsidies under contracts with a municipal housing authority and a regional non-profit corporation, respectively, each of which receives those funds under contract with the Department of Housing and Community Development.

  • EC-COI-96-3

    A full-time state employee may continue her part-time job with a state vendor that provides domestic violence shelter services.

  • EC-COI-95-8

    A state employee is advised that, under the provisions of G.L. c. 268A, §7(a), he may dispose of his financial interest in a state contract by placing all of the stock in the affected company in an irrevocable trust for the benefit of his wife, as long as he does not retain any reversionary interest at any time.

  • EC-COI-95-7

    A compensated member of a city housing authority board is advised that, if he is elected as a city councillor, G.L. c. 268A, section 20 will prohibit him from accepting the stipend paid to housing authority members. Because the board position was not publicly advertised, he would not qualify for a section 20(b) exemption, and, by its terms, the "housing authority exemption" to section 20 applies only to housing authority employees, and not to board members.

  • EC-COI-94-10

    Using a five-factor jurisdictional test, a Governor's advisory commission is determined to be a public instrumentality for purposes of G.L. c. 268A. Members of the commission who are not otherwise employed by the Commonwealth will be subject to the conflict of interest law as special state employees.

  • EC-COI-94-4

    A court officer can also serve as a constable. Under section 4(a), she may receive compensation as a constable from non-state parties, even where the state is a party to the particular matter, as such compensation is "provided by law." (See EC-COI-03-1, which finds that such compensation is not "provided by law.") However, she must obtain a section 7(b) exemption to provide paid constable services on behalf of a state agency, and an exemption to section 20 to provide paid constable services on behalf of a municipal agency. She may not act as a constable for the Trial Court, as court officers are employees of the entire trial court, rather than the department to which they have been assigned, pursuant to the Court Reform Act. Finally, section 23 imposes restrictions on solicitation for her constable business.

  • EC-COI-94-1

    A staff member of the State Board of Retirement (Board) may seek election to the Board and may continue to hold his current full-time staff position if he is elected to the Board. If he is elected, he will not need a section 7(e) exemption, as the Board's enabling statute requires that the elected member be a current or retirement member of the state retirement system. Thus, he would serve on the Board by virtue of his state position, which is analogous to an ex officio post. Additionally, the Board member must be an active participant in the retirement system, the enabling statute contemplates that he will participate in particular matters that affect all retirement system participants, including himself. Therefore section 6 will not prohibit such participation.

  • EC-COI-93-24

    268A and 268B would regulate the private law practice of a potential appointee to the State Ethics Commission. The potential appointee would be unable to take any official action on matters involving clients represented by her private law firm. Fellow members and associates of her firm (which is a Professional Corporation) are not "partners" for the purposes of section 5(d), unless there is reason to disregard the corporate entity.

  • EC-COI-93-21

    Members of school councils, established by the Education Reform Act of 1993, are considered "municipal employees." Elected members of school committees may also serve on school councils without violating sections 17(c), 19 or 20. Note that, in the instance where a school committee member is appointed rather than elected, the member would have to receive a section 20(b) or section 20(d) exemption in order to also serve as a member of a school council. Principals and teachers may serve as members of school councils without violating section 20.

  • EC-COI-93-19

    A full-time municipal employee may provide services to more than one municipal agency, when all duties to be performed are considered part of a single employment contract. If the employee is elected Selectman, she will (1) be required to obtain an exemption under section 20(d) if she wishes to receive compensation for her appointed position; and (2) be unable to participate in any matters relating to her employment as Assistant to the Selectmen's board. Further, if she is elected Selectman, her future re-appointment as Assistant must be approved by a vote of Town Meeting members, under the restrictions of section 21A.

  • EC-COI-93-18

    A full-time municipal employee is not ordinarily eligible for "special municipal employee" status, even where his hours are not 9-5. A full-time "regular" municipal employee who does not fulfill all of the requirements of section 20(b) may not hold a second position with the same municipality.

  • EC-COI-93-10

    Section 7 prohibits a full-time state employee from being employed by a private vendor pursuant to the vendor's contract with the very same state agency by which he is employed.

  • EC-COI-93-7

    Section 20 prohibits a full-time municipal highway department employee from holding the elected office of Alderman-at-large where as alderman-at- large he will have either regulatory control or will participate in activities of the municipal highway department.

  • EC-COI-93-4

    A Selectman may hold two additional municipal positions if the town’s other Selectmen designate the two positions as being of "special municipal employee" status, and approve his holding of the other positions as required by section 20(d). Alternatively, the Selectman must comply with the conditions of the Selectman's exemption.

  • EC-COI-92-40

    Under recent case law and Commission precedent, this opinion reviews and modifies some of the Commission's conclusions in EC-COI-90-2. The Martha's Vineyard Land Bank is an instrumentality of each of the member municipalities and is a "municipal agency" for conflict law purposes. Land Bank Commissioners and Town Advisory Board members who are also private real estate brokers are subject to the restrictions contained in sections 17, 19, 20 and 23.

  • EC-COI-92-35

    Section 7 prohibits an employee of a state agency from having a financial interest in state subsidized rents (or other state benefits paid directly to the state employee in exchange for goods or services) unless she can rely upon an exemption to section 7. In addition, section 23 prohibits a state employee from initiating private business relationships with person over whom she exercises official authority.

  • EC-COI-92-31

    A housing inspector for a housing authority may (as a private landlord) receive housing assistance payments made on behalf of an eligible tenant, because the inspector does not have responsibility for the administration of the subsidy program. Since the inspector's role in the subsidy program is limited to conducting on- site inspections, he qualifies for the exemption found in section 20(h).

  • EC-COI-92-27

    A regional school committee member may enter into a contract with the regional school district only if regional school committee members are designated as special municipal employees by the boards of selectmen or city councils of all of the member municipalities. The committee member would also have to comply with the section 20(d) exemption, which requires him to make public disclosure of his financial interest in the contemplated contract with the school district, and also requires the boards of selectmen or city councils of all of the member municipalities to approve the exemption.

  • EC-COI-92-15

    A member of a town's board of assessors may not be appointed to a paid position (assessors' clerk) under the supervision of the board of assessors unless: (1) the board of selectmen designates the clerk's position as a special municipal employee position; (2) the assessor complies with the section 20(d) exemption; and (3) pursuant to section 21A, the appointment is approved at an annual Town Meeting.

  • EC-COI-92-1

    A City Councilor may also be employed by a "community action agency," subject to the usual limitations on a regular municipal employee's outside employment, because a community action agency is not a "municipal agency" under G.L. c. 268A.

  • EC-COI-91-15  

    A county employee is advised that G.L. c. 268A would prohibit him from also performing paid consultant services for the county.

  • EC-COI-91-14

    A member of the General Court may own and operate a consulting/seminar business within the confines of G.L. c. 268A. However, certain conditions apply to the business, the most restrictive of which prohibits the business from providing any services on matters involving Massachusetts legislative activities. Those services are prohibited by section 23(b)(1) because they would be inherently incompatible with the office of a state legislator. NOTE: THE COMMISSION DID NOT ADDRESS WHETHER section 23(d) WOULD ALTER THIS CONCLUSION.

  • EC-COI-91-11

    A state employee who chose to take required "furlough" time (under St. 1990, c. 6, section 90) as unpaid leave continued to be a state employee under G.L. c.268A, in view of the employee's receiving continued health insurance and other benefits and having a reasonable expectation of returning to work. However, the employee was a "special state employee" for the purpose of analysis under Sections 4 and 7.

  • EC-COI-91-9

    A City Councilor is prohibited by section 20 from holding full-time municipal employment in the same City. A City Councillor cannot rely on the special municipal employee provisions of section 20. In addition, section 20(b) is not applicable to full-time municipal employment.

  • EC-COI-91-8

    A town administrator could apply for and accept from town employees under his supervision a generally available federal housing rehabilitation grant for his personal residence. He was exempt from section 20 by virtue of subsection (e), and section 17 did not apply as he was acting on his own behalf. The town employees were required to disclose the relevant facts to avoid violating section 23(b)(3).

  • EC-COI-91-7

    An associate professor at a state college who had a part-time, paid position coaching cross-country and track teams at the same college qualified for the "teaching" exemption from section 7, as amended by St. 1990, c. 487 to include "performing other related duties."

  • EC-COI-91-2

    Section 7(a) will not prohibit the Secretary of Transportation and Construction from divesting of a financial interest in a state contract after a thirty day period of assuming office because (1) the interest arose prior to his appointment; (2) he had attempted to divest in good faith prior to assuming office; (3) a legal requirement outside of his control prohibited divestment of the interest unless and until that requirement was fulfilled; (4) the value of his interest was capped pursuant to an agreement which was entered into prior to his taking office; (5) he would not financial benefit from any delay in divesting; and (6) he agreed to keep the Commission informed of the divestment process.

  • EC-COI-90-18  

    A Mental Health Advisory Council formed to advise the Commissioner of the Department of Mental Health is a state agency under G.L. c. 268A, section 1(p).  The appointed, unpaid members of the Council are special state employees.  Pursuant to section 7, a member may not have a financial interest in a contract with DMH unless they qualify for an exemption under section 7(e).

  • EC-COI-90-17

    A member of the General Court may participate in legislation which affects companies with which his company does business, and his company may continue to do business with companies which contract with state agencies, with certain conditions. 

  • EC-COI-90-3

    Members of the board of directors of a foundation created and supported by a state college to perform a governmental function for the college are special state employees of a state agency under G.L. c. 268A, section 1(p). Directors must observe the limitations of sections 7 and 23 in their dealings with other state agencies.

  • EC-COI-90-2

    Member's of the Martha's Vineyard Land Bank are considered employees of an independent municipal agency for the purposes of G.L. c. 268A, and members of local advisory boards are municipal employees under G.L. c. 268A. The opinion addresses the limitations which G.L. c. 268A imposes on the official and private activities of these employees. NOTE: This opinion has been overturned in 92-40

  • EC-COI-89-28

    A municipal police officer is prohibited under §20 from maintaining his employment as a police officer and also serving as a city councillor. An exemption to section 20 for selectmen does not apply to city councilors.

  • EC-COI-89-22

    A Selectman would violate section 20 by holding a direct financial interest in a contract to provide ambulance services to his own Town. The section 20(f) exemption for certain "personal services" contracts is not applicable because the contract is not for the provision of "employment-type" services to the Town police, fire, rescue, or ambulance department.

  • EC-COI-89-14

    A state employee cannot transfer property to an independent third- party where: (1) the third party had a previously established contractual arrangement to transfer the property to a state agency; (2) the state agency had initiated the series of transfers solely as a way to circumvent the section 7 restrictions, and (3) all of the parties knew, in advance of the original transfer, that the property would be conveyed from the state employee to the third party to the state agency. The series of transactions was, in effect, a prohibited pass-through.

  • EC-COI-88-10

    A teacher does not violate section 20 by receiving royalties from the sale of a book he authored that was purchased by the school department where the collective bargaining contract contemplates that teachers may engage in extra-curricular activities that may include publishing activities for which royalties may be paid.

  • EC-COI-88-3

    Section 20 prohibits a member of the Board of Selectmen from being appointed as the project manager on the Local Assessment Committee.

  • EC-COI-87-40

    Office of Children employees would violate section 7 by participating in a daycare scholarship program and accepting benefits of OFC grants unless they could obtain a section 7(e) exemption from the Governor.  Other state employees could participate in the daycare scholarship program and accept OFC grant benefits under the section 7(b) exemption. 

  • EC-COI-87-36

    A Selectmen is eligible to be appointed as the Alternate Building Inspector provided that he leave the board and wait 30 days before being appointed.  The opinion discusses the application of section 20 and 21A.

  • EC-COI-87-35

    Section 20 disqualifies a selectman from eligibility for a compensated position in the same town until six months after the selectman resigns.

  • EC-COI-87-24

    Section 7 prohibits a full-time state employee from being paid as an examination reader for the Board of Bar Examiners. Because there is no public notice of the availability of the reader position, the employee does not qualify for an exemption under section 7(b).

  • EC-COI-87-15

    Where the brother of a state employee independently operates a business in which the state employee exercises no management or control, the brother's financial interest in his contract with the state will not be imputed to the state employee.

  • EC-COI-87-14

    Section 7 prohibits a state employee from participating in a Home Ownership Opportunity Program administered by the Executive Office of Communities and Development.

  • EC-COI-87-4

    A member of the General Court may continue employment as a consultant to a company as long as his compensation is not derived from any contracts between the company and the state, and he refrains from appearing before state agencies in connection with state contracts or other particular matters.

  • EC-COI-87-3

    Two members of the board of directors of the Community Economic Development Assistance Corporation are special state employees and may continue their outside activities, subject to certain conditions.

  • EC-COI-87-2

    A fire district is an independent municipal agency for purposes of G.L. c. 268A, and an elected member of a prudential committee of the fire district is a municipal employee.

  • EC-COI-86-24

    A member of the General Court may represent his family farm in connection with applying for an agricultural restriction from the Department of Food and Agriculture subject to the restrictions of §§ 4, 6, 7 and 23(b)(2) of the conflict of interest law.
  • EC-COI-86-21

    A state vendor subcontract employee is a state employee  under §1(q) of the conflict of interest law because his services are specifically contemplated in a state contract.  He does not violate § 7 of the law by owning more than 1% of the vendor subcontract company.  His brother, who also owns more than 1% of the subcontract company, is not a state employee because his services in connection with the state contract are not required.
  • EC-COI-86-18

    A county sheriff’s office employee is prohibited under § 14 of the conflict of interest law from also serving civil process as a deputy sheriff.
  • EC-COI-86-10

    A police chief may not also serve as a constable because the duties of a constable can not be provided outside the normal working hours as police chief since the job of police chief is considered a 24 hour a day job.

  • EC-COI-86-9

    A fixed based operator at an airport is prohibited under section 20 of the conflict of interest law from being appointed by the airport commission to be the airport manager under a contract management proposal.
  • EC-COI-86-8

    A firefighter is prohibited under § 20 of the conflict of interest law from also holding the position of elected constable in the same town because a constable is a municipal position and the Board of Selectmen have not designated the constable position as a special municipal employee.
  • EC-COI-86-7

    Members of the state Designer Selection Board are special state employees required to comply with §§ 4, 5, 6, 7 and 23 of the conflict of interest law.

  • EC-COI-86-6

    A state board member who is also president of a real estate development, contracting and property management company with matters that may come before the board is subject to the restrictions in §§ 4, 6, 7 and 23 of the conflict of interest law.
  • EC-COI-86-1

    Section 7 would allow a part-time Department of Social Services employee to hold a 2nd part-time position with DSS under the public assistance exemption.

  • EC-COI-85-81

    A full-time state employee may not work for a private company after hours under a contract made by his own state agency. If he leaves his full-time position to work for the company under the contract, he will remain a state employee if the contract contemplates that he will perform certain specialized functions.

  • EC-COI-85-80

    An unpaid member of a state agency is a "special state employee". Following disclosure, G.L. c. 268A, § 7(d) permits him to have a financial interest in an employment contract with a second state agency because, in his unpaid member capacity, he neither participates in nor has official responsibility for any of the activities of the second agency. Although the two agencies share some common subject matters, his involvement does not rise to the level of personal and substantial participation or official responsibility for activities of the second agency. To avoid creating the appearance of undue favoritism whenever matters involving the two agencies arise, he should abstain from involvement in any common matter.

  • EC-COI-85-79

    A conventional industrial development bond issuance of the Massachusetts Industrial Finance Agency (MIFA) is not a contract made by a state agency for the purposes of G.L c. 268A, § 7 because: 1) conventional MIFA bonds are not secured by the full faith and credit of MIFA or by any pledge of MIFA revenues or receipts; and 2) MIFA undertakes no obligations with respect to the bond issuance. A member of the General Court could therefore have a financial interest in a conventional industrial development bond of MIFA. On the other hand, a bond issued by MIFA through its Guaranteed Loan Program is a contract for § 7 purposes because MIFA guarantees the payment of the principal and interest. and state funds are used to support the insurance fund backing the bonds. A member of the General Court would therefore violate § 7 by borrowing funds pursuant to the program because he would have a financial interest in a contract made by a state agency.

  • EC-COI-85-77

    An individual who serves for two hours per month on an unpaid basis for a municipal community development corporation business committee is subject to G.L. c. 268A as a "municipal employee" because he provides services to a municipal agency. In view of his unpaid status, his position qualifies for designation by the city council as a "special municipal employee" and makes him eligible for several exemptions under the conflict of interest law. He is not required to file an annual statement of financial interests because G.L. c. 268B does not cover municipal employees.

  • EC-COI-85-70

    The sole proprietor of a company may contract with a state agency which employs his wife because she has no financial interest in the company and does not participate in the management or control of the company. She may not participate as a state employee in the contract because her husband has a financial interest in the contract She must also avoid using her state agency resources such as copy machines, telephones and automobiles to further her husband's business. Additionally, she may not act as the agent or representative of her husband's company in its dealings with state agencies.

  • EC-COI-85-69

    A former state employee is advised that he will become a state employee in connection with contracts his firm may be awarded by two state agencies, and that he will need to comply with §§ 6 and 7 of the conflict of interest law if he were to work on general legislation under one contract and special legislation under the other.

  • EC-COI-85-67

    A member of a state board who is also a trustee of a local board which receives state board funds may not act as agent for his local board in connection with funding applications to the state board. He is further prohibited from taking actions as a state board member in connection with any matters in which his local board has a financial interest.

  • EC-COI-85-66

    A city councilor may not also serve as the paid executive director of a municipal community development corporation because he would have a financial interest in an employment contract with a municipal agency.

  • EC-COI-85-63

    A full-time state employee may, while on leave of absence from his position. enter into a lease agreement with a state agency.

  • EC-COI-85-60

    A county commissioner may also accept a marketing position with a management consulting firm. He is prohibited from soliciting county business on behalf of the firm, from acting as county commissioner in any matter in which the firm has a financial interest and from being paid by the firm with funds derived from any county contracts it may have.

  • EC-COI-85-51

    The general counsel to a municipal corporation may purchase a parcel of land from that municipality's redevelopment authority without violating the conflict law as long as he meets a number of special requirements. He satisfies the ~public notice requirement because the process by which the redevelopment authority will sell the parcel was sufficiently open.

  • EC-COI-85-41

    A court officer in a probate court may serve as a local constable subject to certain restrictions.

  • EC-COI-85-37

    A consultant to state agency ABC is a special state employee and is therefore permitted to assist a private firm in preparing a proposal to state agency DEF. While there is considerable coordination and cooperation between ABC and DEF, they are independent entities, so that a matter pending in one would not ordinarily be deemed to be pending in the other. If the contract is awarded to the firm, she may perform work under that contract without violating the conflict-of-interest law.

  • EC-COI-85-32

    An attorney who works in a state agency may conduct her own real estate business subject to certain limitations. In particular, she may not take any action as a state employee with respect to any property or person with whom she does, or expects to do, business, nor may her business receive a commission from the purchase or sale of state property unless certain special conditions have been satisfied

  • EC-COI-85-28

    A full-time state employee who wishes to start a business is subject to several restrictions under the conflict of interest law. He may neither perform work on referrals from a state agency, nor act as the agent of his business in seeking contracts with state agencies. He may have a financial interest in a state contract only if he qualifies for an exemption under §7. Once he leaves his state position, he may not work privately on matters which previously came before him in his state position.

  • EC-COI-85-27

    A full-time state employee may have a second contract with a state community college because she qualifies for an exemption under §7(b). Specifically, the solicitation process which the college has used to notify all eligible employees is sufficient for the purposes of "public notice."

  • EC-COI-85-24

    A state employee would have a financial interest in his wife's proposed contract with his state agency because he shares in the management and control of his wife's business.

  • EC-COI-85-15

    A developer who also serves as an unpaid member of a state board is a special state employee. He may neither submit private proposals on property under the control of his board, nor officially participate in decisions in which he has a financial interest. He may seek development financing from other state agencies following his compliance with the disclosure provisions of § 7(d).

  • EC-COI-85-9

    A member of the General Court may also consult to a private company which does a small amount of business with state agencies. Because he will neither work on state contracts nor have his compensation attributable to those contracts, and has no propriety interest in the company, he will not have a financial interest in the company's contracts with the state.

  • EC-COI-85-8

    A municipal police chief may also serve as a deputy sheriff, subject to several limitations. He may neither serve civil process in any matter in which the municipality is a party or has a direct and substantial interest (§ 17); nor receive compensation from the municipality for his services (§ 20), nor use municipal telephones supplies, automobiles or personnel for his deputy sheriff activities (§ 23).

  • EC-COI-85-7

    A full-time state employee may also serve as a member of a state board of registration, but only on an uncompensated basis. By accepting compensation, the employee would have a financial interest in a second state contract in violation of § 7. The employee does not quality for an exemption under § 7(b) because the process by which the employee was solicited and selected was based primarily on word of mouth rather than a good faith effort to notify the general public.

  • EC-COI-85-5

    A part-time member of a state board may not receive financial assistance from a state agency within the authority of that board unless he obtains a §7(e) gubernatorial exemption.

  • EC-COI-85-4

    The president of a small consulting firm which provides management consultation for DMH is a state employee for the purposes of G.L. c. 268A because DMH has specifically contemplated that he will be performing those services. As a special state employee, he may not have a financial interest in other state contracts unless he qualifies for a §7 exemption.

  • EC-COI-85-3

    A part-time consultant to the Department of Mental Health is a special state employee. Absent receipt of a gubernatorial exemption under GL. c. 268A, § 7(e), the consultant may not have a financial interest in a second contract with DMH.

  • EC-COI-84-148

    Section 7 of the conflict of interest law does not prohibit a state agency employee from also serving on a state committee that provides funding to the state agency as well as non-profit organizations because the legislation establishing the committee specifically requires employees of the state agency serve on the committee, therefore the state agency employee's service on the committee is considered an extension of his state agency position.

  • EC-COI-84-147

    Board of trustees members and appointed employees of an institution of higher education may serve on the board of a company established to provide support to the institution without violating §§ 8A and 7 of the conflict of interest law.  The Commission concludes that the company performs essentially governmental functions and so is a state agency for conflict of interest purposes, and the company board members state employees, but the institution board members and employees who also serve on the board do so as a extension of their primary employment contracts.

  • EC-COI-84-140

    A state employee would violate § 7 of the conflict of interest law if he and his partners were to contract with his state agency for the lease of office space.

  • EC-COI-84-125

    A city councilor is advised that §§ 19, 20 and 23(c) of the conflict of interest law do not prohibit him from being appointed to an unpaid reserve officer position with the police department but may impose restrictions if funding for reserve police officers is approved.

  • EC-COI-84-109

    A member of the judiciary would violate § 7 of the conflict of interest law by having a financial interest in state Chapter 707 funding provided to a local housing authority by the state Department of Community Affairs to provide housing rental assistance on a housing unit owned by the member of the judiciary.

  • EC-COI-84-108

    A member of the General Court may serve on a medical malpractice tribunal, provided he or she is not compensated for services on the tribunal.

  • EC-COI-84-90

    A school committee member who is also an attorney in private practice is advised that § 20 of the conflict of interest law would prohibit his partnership with an attorney in private practice who represents the school committee on occasion in special education matters.

  • EC-COI-84-92

    An elected member of a municipal commission is subject to §§ 19 and 23 of the conflict of interest law if the municipal department overseen by the municipal commission hires the member’s son to a seasonal job in the department.

  • EC-COI-84-86

    An attorney and psychiatrist may performing consulting services for multiple state agencies (Department of Mental Health, Mass. Rehabilitation Commission, Brockton District Court, and the Boston Juvenile Court) subject to the restrictions contained in § 7 of the conflict of interest law.

  • EC-COI-84-87

    A member of the state Designer Selection Board, although a special state employee, is prohibited under section 7 of the conflict of interest law from acquiring a financial interest in a design contract with a local housing authority because the contract is funded by the Executive Office of Communities and Development under procedures approved by the Designer Selection Board, unless the member can first obtain an exemption from the Governor, with the advice and consent of the Executive Council, and files a disclosure with the State Ethics Commission.

  • EC-COI-84-63

    A state employee who designs devices for use by the state may design other devices for commercial marketing on his own time and not using public resources, subject to the restrictions in §§ 7 and 23(b)(2).  He may not privately market devices developed while performing his state duties and may not market any privately developed devices to state agencies. 

  • EC-COI-84-55

    A Statewide Health Coordinating Council member is advised that Council members are state employees for conflict of interest law purposes and are subject to the restrictions set forth in §§ 4, 6, 7 and 23(c).

  • EC-COI-84-51

    The Department of Food and Agriculture is advised that § 7 of the conflict of interest law prohibits a newly hired Department employee from participating in the Agriculture Preservation Restriction Program administered by the Department.

  • EC-COI-84-50

    The executive director of a non-profit organization that receives funding from the state Executive Office of Communities and Development and which provides assistance in connection with two programs relating to the local housing authority may be appointed to the local housing authority, subject to the restrictions contained in §§ 17, 19, 20 and 23 of the conflict of interest law.

  • EC-COI-84-46

    An educational collaborate may employ during its summer special education program institutional school teachers employed by the state Department of Education Bureau of Institutional Schools without violating § 7 of the conflict of interest law because the BIS institutional school teachers will be providing services to recipients of public assistance, thereby qualify under a § 7 exemption. 

  • EC-COI-84-38

    The part-time executive director of a regional housing authority, a special county employee, who is an attorney is advised that §§ 11 and 23(c) of the conflict of interest law restrict his ability to represent a municipality in a claim against the regional housing authority as well as representing a municipality or property owner in matters in which the county agency has a direct and substantial interest and in which he participated, or which is or within one year was within his official responsibility or which is pending in the county agency.  The county employee is also advised on the application of §§ 13, 14 and 23(b)(2) and (b)(3) on his ability to provide legal services outside of his county employment.

  • EC-COI-84-33

    A state employee assigned by his agency to work for a different state agency on a program that requires round-the-clock work would violate § 7 by accepting overtime pay from the agency that operates the program because such additional compensation from a second state agency would constitute prohibited financial interest in a second contract.

  • EC-COI-84-27

    A state employee does not violate § 7 of the conflict of interest law by seeking reimbursement for lodging and food expenses in connection with a temporary assignment where the reimbursed funds will be paid to another state employee who owns the property and will provide the lodging and food because expense reimbursements do not create a contract. A state employee who approves the expense reimbursements paid to a subordinate who then, in turn, pays the reimbursements to another subordinate, is subject to § 23.

  • EC-COI-84-17

    A Department of Mental Health psychiatrist on leave of absence to work for a non-profit organization under a DMH contract does not violate § 7 of the conflict of interest law because he is not considered a state employee while on leave of absence.

  • EC-COI-84-13

    Without a gubernatorial exemption, a consulting physician with the Mass. Rehabilitation Commission who is a special state employee would violate § 7 of the conflict of interest law by also having a financial interest in his wife’s consulting arrangement with the MRC because he owns the business and building where his wife’s medical practice is located and she pays a portion of her earnings to the business.

  • EC-COI-84-12

    A state employee does not violate §7 of the conflict of interest law by receiving one paycheck where funding is attributable to 2 state agencies to reflect extra duties in providing assistance to the second state agency.

  • EC-COI-84-10

    The Commissioner of a state agency may also serve on the board of directors of a bank and hold a controlling interest in the bank’s shares without violating the conflict of interest law, subject to the restrictions in §§ 4, 6, 7 and 23(c).

  • EC-COI-84-5

    A corporation does not violate § 7 of the conflict of interest law by entering into contracts with multiple state agencies because a corporation is not considered a state employee for conflict of interest law purposes.

  • EC-COI-83-173

    A part-time consulting physician to the Disability Determination Services branch of the Massachusetts Rehabilitation Commission may lease office space to consultative physicians who have been assigned by MRC to perform examinations or tests without violating §§ 4, 7 and 23 of the conflict of interest law.

  • EC-COI-83-113

    A member of the Massachusetts Housing Finance Agency Board is advised that he would violate section 7 if he purchased bonds issued by MHFA unless he first obtained a section 7(e) exemption from the Governor.

  • EC-COI-83-83

    A state employee does not violate §7 of the conflict of interest law by being appointed to an additional position within his state agency for which only one salary is provided for performing the duties of both positions.

  • EC-COI-83-35

    A state employee is advised that he can take on a part-time position with another state agency provided that he qualifies under the § 7(b) exemption in the conflict of interest law.

  • EC-COI-83-28

    A member of two different state boards, both within the Executive Office of Environmental Management, who is a former municipal employee, may sell a parcel of land to the Town to set aside for conservation purposes where the purchase by the Town will involve a funding request to EOEA provided that he can comply with §§ 4, 6, 7 and 23 of the conflict of interest law as a state employee and §18 of the law as a former municipal employee. 

  • EC-COI-83-27

    The superintendent of a state agency under the Department of Mental Health may accept a position with an entity that contracts with DMH subject to the restrictions of §§ 4, 6, 7 and 23 of the conflict of interest law. 

  • EC-COI-83-25

    A  state agency head is advised about the restrictions in §§ 6, 7 and 23 of the conflict of interest law in connection with a contract involving the state agency and a partnership in which the state employee serves as a partner, where the day to day administration of the contract has been delegated to a company in which the state employee formerly served as an officer.

  • EC-COI-83-13

    A part-time employee of the Massachusetts Council on the Arts and Humanities who is a special state employee would not violate § 7 of the conflict of interest law for being paid after becoming an MCAH employee for limited work out of a grant award issued to him by MCAH prior to becoming an MCAH employee.

  • EC-COI-82-158

    May a state college faculty member hold an additional part-time position teaching a workshop and working on the catalog for the Division?

  • EC-COI-82-113

    May a special consultant for a state agency also be employed part-time as a law clerk with the District Attorney's office.

  • EC-COI-82-106

    The Commission concluded that new language inserted by St. 1982, c. 107 was intended to apply only to those selectmen who were previously prohibited from receiving compensation for a second municipal office or position and not to selectmen who had been classified as special municipal employees under s. 1(n).

  • EC-COI-82-57

    A city community development director does not violate §20 of the conflict of interest law by also serving as the appointed acting administrator of the city housing authority if compensation for both positions is included under one contract.

  • EC-COI-82-42

    A state Department of Mental Health aide assigned to a state institution is not prohibited under §§ 4 and 7 from private employment with a non-profit agency providing services to autistic and similarly impaired children as long as the aide observes the restrictions which limit employment to 1) non-state referrals, cases funded by private insurance, personal funds, municipal funds, or public assistance based on a DPW fee schedule; and 2) cases referred by a state agency and funded by public assistance based an a DPW fee schedule.

  • EC-COI-82-26

    An elected housing authority member is not prohibited under§ 20 of the conflict of interest law from also holding the elected positions of tax collector/town clerk, selectman and/or assessor; however, other statutes may prohibit such multiple office holding.

  • EC-COI-81-189

    May a member of the General Court maintain financial interests in a realty trust where the units receive rental subsidies from the federal and state government?

  • EC-COI-81-130

    A full-time employee at a state school who possesses expertise in the treatment of certain disabilities and the design of therapeutic adaptive equipment is not prohibited under §§ 4 and 7 of the conflict of interest law from serving as a compensated consultant during non-work hours as long as they observe the restrictions which limit compensated consultant services to 1) non-state referrals, cases funded by private insurance, personal funds, municipal funds, or public assistance based on a DPW fee schedule; and 2) cases referred by a state agency and funded by public assistance based an a DPW fee schedule.

  • EC-COI-81-95

    An Assistant District Attorney may be compensated to teach a program for assistant district attorneys in connection with a program funded by the state Criminal Justice Training Council without violating §7 of the conflict of interest law because an exemption in §7 allows state employees to teach at an educational institution of the Commonwealth on a part-time basis as long as the state employee does not participate in or have official responsibility for the financial management of the educational institution.

  • EC-COI-80-78

    The president of a corporation which has service contracts with state and municipal agencies asks whether it would violate the Conflict of Interest Law if he or she were elected to the General Court and retained his or her interest and position with the company.

Contact   for Public Employees Who Have a Financial Interest in Additional Public Contracts (G.L. c. 268A, §§ 7, 14, 20) Legal Opinions

Fax

Legal Division fax number (617) 723-5851
Enforcement Division fax number (617) 723-4086

Address

One Ashburton Place, Room 619, Boston, MA 02108

Help Us Improve Mass.gov  with your feedback

Please do not include personal or contact information.
Feedback