• This page, Year 2009 Administrative Actions - July to September, is offered by
  • Division of Insurance

Year 2009 Administrative Actions - July to September

Special Investigations Unit - 2009

The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between July, 2009 and September, 2009. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.
 

Licensee Name Type of License Case No. Primary Allegation(s) Disposition Effective Date
American Pet Ins. Co. Company 6725 Failed to renew producer appointments Settlement Agreement: $500 fine, cease & desist from violations 08/28/09
Arrowood Indemnity Company Company 6198 Failed to renew agent appointments Settlement Agreement: $500 fine, cease & desist from violations 07/14/09
Atlantic Insurance Partners, LLC Producer 6599 Placed policies while unlicensed Settlement Agreement: $2,500 fine, cease & desist from violations 08/14/09
Bering, Alex W. Producer 6499 Misrepresentation Settlement Agreement: $1,000 fine, cease & desist from violations 05/08/09
Broker Dealer Financial Svcs Corp Producer 6685 Placed policies while unlicensed Settlement Agreement: $3,000 fine, cease & desist from violations 09/25/09
Bunker Hill Insurance Agency, Inc. Producer 6889 Placed policies while unlicensed Settlement Agreement: $150 fine, cease & desist from violations 07/31/09
C&S International Insurance Brokers, Inc. Producer 6663 Placed policies while unlicensed Settlement Agreement: $400 fine, cease & desist from violations 09/28/09
Cambridge Savings Bank Producer 6990 Placed policies while unlicensed Settlement Agreement: $5,450 fine, cease & desist from violations 08/11/09
Care Professional Group, LLC Producer 6981 Placed policies while unlicensed Settlement Agreement: $2,000 fine, cease & desist from violations 09/28/09
Clarion Associates Producer 6852 Placed policies while unlicensed Settlement Agreement: $25,000 fine, cease & desist from violations 08/14/09
Cornwall, Cindy Producer 6011 Failed to timely report administrative action(s) Settlement Agreement: License Revocation, cease & desist from all insurance activity 07/16/09
Darton & Company, Inc. Producer 6885 Placed policies while unlicensed Settlement Agreement: $350 fine, cease & desist from violations 07/01/09
Davis, Terrence Kory Producer 6901 Failed to timely report administrative action(s) Settlement Agreement: $250 fine, cease & desist from violations 07/08/09
Derek Witham Insurance Agency, Inc. Producer 6790 Placed policies while unlicensed Settlement Agreement: $3,500 fine, cease & desist from violations 08/03/09
Farrell Backlund Insurance Agency, LLC Producer 6738A Misrepresentation in advertising Settlement Agreement: $1,500 fine, cease & desist from violations 09/02/09
Frank Crystal & Co., Inc. Producer 6141 Placed policies while unlicensed Settlement Agreement: $4,500 fine, cease & desist from violations 07/24/09
Huguenot-National, Inc. Producer 6557 Placed policies while unlicensed Settlement Agreement: $400 fine, cease & desist from violations 07/01/09
Leib Insurance Agency, Inc. Producer 6681D Placed policy in an unlicensed insurer Settlement Agreement: $500 fine, cease & desist from violations, establish compliance plan, pay any claims 08/19/09
Masters, Kenneth Robert Producer 6964 Failed to make proper disclosure on licensing application(s) Settlement Agreement: $500 fine, cease & desist from violations 08/19/09
Minuteman Insurance Agency, Inc. Producer 6974 Placed policies while unlicensed Settlement Agreement: $600 fine, cease & desist from violations 09/01/09
New England Automobile Dealers Insurance Services Producer 6223 Placed policies while unlicensed Settlement Agreement: $500 fine, cease & desist from violations 09/23/09
Oldenburg, Carlo Frederick Producer 5769 Failed to timely report criminal action(s) Administrative Decision: License Revocation, $2,000 civil penalty, cease & desist from all insurance activity 07/06/09
Pawtucket Ins. Co. Company 6737 Failed to renew producer appointments Settlement Agreement: $500 fine, cease & desist from violations 09/01/09
Schwartz, Lawrence Eliot Producer 6705 Failed to make proper disclosure on licensing application(s) Settlement Agreement: $500 fine, cease & desist from violations 08/21/09
Shields & Associates Insurance Agency, Inc. Producer 6678 Failed to make proper disclosure on licensing application(s) Settlement Agreement: $500 fine, cease & desist from violations 08/04/09
Snyder Insurance Services, Inc. a/k/a Insurasset.com, Inc. Producer 6602 Placed policies while unlicensed Settlement Agreement: $6,000 fine, cease & desist from violations 07/09/09
Stonebridge Insurance, LLC Producer 6925 Failed to make proper disclosure on licensing application(s) Settlement Agreement: $250 fine, cease & desist from violations 08/11/09
Tancreti, Alan B. Adjuster 6562B Utilized unapproved public adjuster contract Settlement Agreement: $5,000 fine, cease & desist from violations 08/20/09
The Baker Companies Insurance Agency, Inc. Producer 6849 Placed policies while unlicensed Settlement Agreement: $800 fine, cease & desist from violations 07/13/09
Wells Fargo Insurance Services of Pennsylvania, Inc. Producer 6944 Placed policies while unlicensed Settlement Agreement: $50 fine, cease & desist from violations 08/06/09
Whelan, Andrew Jerome Producer 5913 Misrepresentation on an application for insurance Settlement Agreement: Cease & desist from violations 08/10/09
Willis of Texas, Inc. Producer 6924 Placed policies while unlicensed Settlement Agreement: $250 fine, cease & desist from violations 08/24/09


 

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