The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between July, 2009 and September, 2009. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.
For each administrative action, please note the following definitions.
| Licensee Name | Type of License | Case No. | Primary Allegation(s) | Disposition | Effective Date |
|---|---|---|---|---|---|
| American Pet Ins. Co. | Company | 6725 | Failed to renew producer appointments | Settlement Agreement: $500 fine, cease & desist from violations | 08/28/09 |
| Arrowood Indemnity Company | Company | 6198 | Failed to renew agent appointments | Settlement Agreement: $500 fine, cease & desist from violations | 07/14/09 |
| Atlantic Insurance Partners, LLC | Producer | 6599 | Placed policies while unlicensed | Settlement Agreement: $2,500 fine, cease & desist from violations | 08/14/09 |
| Bering, Alex W. | Producer | 6499 | Misrepresentation | Settlement Agreement: $1,000 fine, cease & desist from violations | 05/08/09 |
| Broker Dealer Financial Svcs Corp | Producer | 6685 | Placed policies while unlicensed | Settlement Agreement: $3,000 fine, cease & desist from violations | 09/25/09 |
| Bunker Hill Insurance Agency, Inc. | Producer | 6889 | Placed policies while unlicensed | Settlement Agreement: $150 fine, cease & desist from violations | 07/31/09 |
| C&S International Insurance Brokers, Inc. | Producer | 6663 | Placed policies while unlicensed | Settlement Agreement: $400 fine, cease & desist from violations | 09/28/09 |
| Cambridge Savings Bank | Producer | 6990 | Placed policies while unlicensed | Settlement Agreement: $5,450 fine, cease & desist from violations | 08/11/09 |
| Care Professional Group, LLC | Producer | 6981 | Placed policies while unlicensed | Settlement Agreement: $2,000 fine, cease & desist from violations | 09/28/09 |
| Clarion Associates | Producer | 6852 | Placed policies while unlicensed | Settlement Agreement: $25,000 fine, cease & desist from violations | 08/14/09 |
| Cornwall, Cindy | Producer | 6011 | Failed to timely report administrative action(s) | Settlement Agreement: License Revocation, cease & desist from all insurance activity | 07/16/09 |
| Darton & Company, Inc. | Producer | 6885 | Placed policies while unlicensed | Settlement Agreement: $350 fine, cease & desist from violations | 07/01/09 |
| Davis, Terrence Kory | Producer | 6901 | Failed to timely report administrative action(s) | Settlement Agreement: $250 fine, cease & desist from violations | 07/08/09 |
| Derek Witham Insurance Agency, Inc. | Producer | 6790 | Placed policies while unlicensed | Settlement Agreement: $3,500 fine, cease & desist from violations | 08/03/09 |
| Farrell Backlund Insurance Agency, LLC | Producer | 6738A | Misrepresentation in advertising | Settlement Agreement: $1,500 fine, cease & desist from violations | 09/02/09 |
| Frank Crystal & Co., Inc. | Producer | 6141 | Placed policies while unlicensed | Settlement Agreement: $4,500 fine, cease & desist from violations | 07/24/09 |
| Huguenot-National, Inc. | Producer | 6557 | Placed policies while unlicensed | Settlement Agreement: $400 fine, cease & desist from violations | 07/01/09 |
| Leib Insurance Agency, Inc. | Producer | 6681D | Placed policy in an unlicensed insurer | Settlement Agreement: $500 fine, cease & desist from violations, establish compliance plan, pay any claims | 08/19/09 |
| Masters, Kenneth Robert | Producer | 6964 | Failed to make proper disclosure on licensing application(s) | Settlement Agreement: $500 fine, cease & desist from violations | 08/19/09 |
| Minuteman Insurance Agency, Inc. | Producer | 6974 | Placed policies while unlicensed | Settlement Agreement: $600 fine, cease & desist from violations | 09/01/09 |
| New England Automobile Dealers Insurance Services | Producer | 6223 | Placed policies while unlicensed | Settlement Agreement: $500 fine, cease & desist from violations | 09/23/09 |
| Oldenburg, Carlo Frederick | Producer | 5769 | Failed to timely report criminal action(s) | Administrative Decision: License Revocation, $2,000 civil penalty, cease & desist from all insurance activity | 07/06/09 |
| Pawtucket Ins. Co. | Company | 6737 | Failed to renew producer appointments | Settlement Agreement: $500 fine, cease & desist from violations | 09/01/09 |
| Schwartz, Lawrence Eliot | Producer | 6705 | Failed to make proper disclosure on licensing application(s) | Settlement Agreement: $500 fine, cease & desist from violations | 08/21/09 |
| Shields & Associates Insurance Agency, Inc. | Producer | 6678 | Failed to make proper disclosure on licensing application(s) | Settlement Agreement: $500 fine, cease & desist from violations | 08/04/09 |
| Snyder Insurance Services, Inc. a/k/a Insurasset.com, Inc. | Producer | 6602 | Placed policies while unlicensed | Settlement Agreement: $6,000 fine, cease & desist from violations | 07/09/09 |
| Stonebridge Insurance, LLC | Producer | 6925 | Failed to make proper disclosure on licensing application(s) | Settlement Agreement: $250 fine, cease & desist from violations | 08/11/09 |
| Tancreti, Alan B. | Adjuster | 6562B | Utilized unapproved public adjuster contract | Settlement Agreement: $5,000 fine, cease & desist from violations | 08/20/09 |
| The Baker Companies Insurance Agency, Inc. | Producer | 6849 | Placed policies while unlicensed | Settlement Agreement: $800 fine, cease & desist from violations | 07/13/09 |
| Wells Fargo Insurance Services of Pennsylvania, Inc. | Producer | 6944 | Placed policies while unlicensed | Settlement Agreement: $50 fine, cease & desist from violations | 08/06/09 |
| Whelan, Andrew Jerome | Producer | 5913 | Misrepresentation on an application for insurance | Settlement Agreement: Cease & desist from violations | 08/10/09 |
| Willis of Texas, Inc. | Producer | 6924 | Placed policies while unlicensed | Settlement Agreement: $250 fine, cease & desist from violations | 08/24/09 |