offered by

Year 2017 Administrative Actions

Special Investigations Unit – 2017

Actions Against Licensees

Licensee

Type of License

Primary Allegations(s)

Type of Disposition

Licensing Action

Effective Date

A'Alona, Jason

Case: 9412

Fine: N/A

Non-Resident Producer

No Home State License

N/A

Voluntary Surrender

6/23/2017

AE Underwriters Agency, Inc.

Case: 9418

Fine: $625

Non-Resident Producer

Unlicensed Activity

Settlement Agreement

Cease & Desist

4/11/2017

Aiguier, Dustin

Case: 9149

Fine: $750.00

Resident Producer Misrepresentation on License Application; Failure to Report Administrative Action Settlement Agreement Cease & Desist 1/18/2017

Allen Financial Insurance Group, Inc.

Case: 9176

Fine: $500

Non-Resident Producer

 

Unlicensed Activity

Settlement Agreement

Cease & Desist

3/20/2017

American Pet Insurance

Case: 9258

Fine: $75,000

Non-Resident Producer

 

Unlicensed Activity

Settlement Agreement

Cease & Desist

1/31/2017

Bazemore, Eugene

Case: 9037

Fine: $1,000  

Non-Resident Producer

Failure to Report Administrative Action[s]; Misrepresentation on License Application

Hearing Officer Decision

Revocation; Cease & Desist

5/31/2017

Bedwell, Kyle Douglas

Case: 9393

Fine: $100

Non-Resident Producer

 

Trustworthiness; Failure to Report; Misrepresentation on Application 

Settlement Agreement

Cease & Desist

1/15/2017

Bell, Matthew

Case: 9177

Fine: $1,500

Resident Producer

Trustworthiness; Unfair Trade Practice

Settlement Agreement

Cease & Desist

1/3/2017

Bicalho, Kyvia aka

Soares, Kyvia

Case: 9256

Fine: N/A

 Resident Producer Violation of Insurance Laws; Trustworthiness Settlement Agreement Revocation; Cease & Desist 11/17/2017

Bolker, Cynthia

Case: 9469

Fine: N/A

Non-Resident Producer No home state License; Violation of Insurance Laws; Trustworthiness; License Revoked in Another State Settlement Agreement Revocation; Cease & Desist 7/14/2017

Brantley, Sherika

Case: 9261

Fine: $1,000

Non-Resident Producer License Revoked in Another State; Failure to Report Administrative Action Hearing Officer Decision Revocation; Cease & Desist 12/6/2017

Caplitz, Gregg

Case: 9293

Fine: N/A

Resident Producer

Misrepresentation on License Application; Trustworthiness

Settlement Agreement

 

Revocation; Cease & Desist

1/4/2017

Christian, Robert

Case: 8972

Fine: $2,500

Non-Resident Producer

Failure to Report Administrative Action[s]

Hearing Officer Decision

Revocation; Cease & Desist

5/31/2017

Commonwealth Asset Protection

Case: 9413

Fine: $500

Resident Producer

Unlicensed Activity

Settlement Agreement

Cease & Desist

4/27/2017

Daub, Susan

Case: 9417

Fine: N/A

Non-Resident Producer

Trustworthiness; Unfair Trade Practice; Failure to Report Criminal Action

Settlement Agreement

Revocation; Cease & Desist

4/20/2017

DeMaranville, Steven

Case: 9163

Fine: $500

Resident Producer

Failure to Report Criminal Matter

Settlement Agreement

 

Cease & Desist

2/2/2017

Durant, Wesley

Case: 9248

Fine: N/A

Resident Producer

 

Trustworthiness; Unfair Trade Practice

Settlement Agreement

Revocation; Cease & Desist

 

2/23/2017

Essex Financial Services

Case: 9225

Fine: $1,500

Non-Resident Producer

Failure to Report Administrative Action; Misrepresentation on License Application

Settlement Agreement

Cease & Desist

6/14/2017

Estes, Adam

Case: 9402

Fine: N/A

Non-Resident Producer

No Home State License

Settlement Agreement

Voluntary Surrender

7/1/2017

Farmers Financial Solutions, LLC

Case: 9354

Fine: $100 

Non-Resident Producer

 

Misrepresentation on License Application

Settlement Agreement

Cease and Desist

3/30/2017

Field, David

Case: 9169 

Fine: N/A

Resident Adjuster

Violation of Insurance Laws

Settlement Agreement

Cease & Desist

3/20/2017

Fistel, Benjamin

Case: 9096

Fine: $3,500

Non-Resident Producer

Failure to Report Administrative Action[s]

Hearing Officer Decision

Revocation; Cease & Desist

5/31/2017

Fonatine, Michelle 

Case: 9309 

Fine: N/A

Resident Producer

Trustworthiness; Failure to Report Administrative Action

Settlement Agreement

Revocation; Cease & Desist

 

2/2/2017

Gamez, Blenda 

Case: 9101

Fine: $1,500

Non-Resident Producer

 

Failure to Report Administrative Actions 

Hearing Officer Decision

Revocation; Cease & Desist

 

1/26/2017

Gergler, Michael

Case: 9450

Fine: $750

Non-Resident Producer Trustworthiness; Failure to Report Administrative Action; Unfair Trade Practice; No Home State License  Settlement Agreement Suspension; Cease & Desist 7/14/2017

Guido, William

Case: 9203

Fine: N/A

Non-Resident Producer

Failure to Report Administrative Action; Trustworthiness

Settlement Agreement

Revocation; Cease & Desist

6/7/2017

Halfon, Danielle

Case: 9330

Fine: $500

Non-Resident Producer License Revoked in Another State; Failure to Report Administrative Action Hearing Officer Decision Revocation; Cease & Desist 12/6/2017

Hodgman, Lucian

Case: 9134

Fine N/A 

Non-Resident Producer

Failure to Report Administrative Action; No Home State License

Settlement Agreement

Revocation; Cease & Desist

6/23/2017

Howard, Nicholas

Case: 9455

Fine: $100 

Non-Resident Producer

Failure to Report Administrative Action; Failure to Report Criminal Action

Settlement Agreement

Cease & Desist

6/5/2017

Hunter, Chase Carmen

Case: 9059

Fine: $2,000

Resident Producer Trustworthiness; Failure to Report Administrative Action; Violation of Insurance Laws; Misrepresentation on License Application Hearing Officer Decision Revocation; Cease & Desist 10/17/2017

Jimenez, Rodolfo

Case: 9280

Fine: $3,000

Non-Resident Producer Violation of Insurance Laws; License Revoked in Another State; Failure to Report Administrative Action Hearing Officer Decision Revocation; Cease & Desist 12/6/2017

Karras, Doris

Case: 9374

Fine: $100

Non-Resident Producer

 

Misrepresentation on License Application; Trustworthiness

Settlement Agreement

Cease & Desist

3/6/2017

Kelley, John

Case: 9472

Fine: N/A

Non-Resident Producer

Unfair Insurance Trade Practice; Trustworthiness; Forging Another’s Name to an Application for Insurance

Settlement Agreement

Revocation; Cease & Desist

6/5/2017

Kilgore Insurance Agency

Case: 6505A

Fine: $10,000

Resident Producer Misrepresenting Terms of Insurance Contract; Unfair Insurance Trade Practice; Trustworthiness Consent Agreement Cease & Desist 6/15/2017

Kilgore, Cyrus

Case: 6505B

Fine: $5,000

Resident Producer Misrepresenting Terms of Insurance Contract; Unfair Insurance Trade Practice; Trustworthiness Consent Agreement Cease & Desist 6/15/2017

Kilgore, Jeffrey

Case: 6505C

Fine: $5,000

Resident Producer Misrepresenting Terms of Insurance Contract; Unfair Insurance Trade Practice; Trustworthiness Consent Agreement Cease & Desist 6/15/2017

K. K. Insurance Agency, Inc. 

Case: 9347

Fine: $100

Non-Resident Producer

 

Misrepresentation on License Application 

 

 

Settlement Agreement

Cease & Desist

3/17/2017

KR Insurance Solutions

Case: 9344

Fine: $210

Non-Resident Producer

 

Unlicensed Activity

Settlement Agreement

 

Cease & Desist

3/24/2017

 

Kopatz, Christopher

Case: 9097

Fine: $5,000

Non-Resident Producer

 

Failure to Report Administrative Actions

Hearing Officer Decision

 

Revocation; Cease & Desist

 

1/27/2017

Laisney, Michael

Case: 9093

Fine: $3,000

Non-Resident Produce License Revoked in Another State; Failure to Report Administrative Action Hearing Officer Decision Revocation; Cease & Desist 11/24/2017

Lauranzano, Natale

Case: 9274

Fine: N/A 

Resident Producer

 

Improperly Withholding or Misappropriating Monies Received in the Course of Doing Business; Trustworthiness; Unfair or Deceptive Business Practice

 

Settlement Agreement

Permanent License Revocation; Cease & Desist

3/31/2017

Lewis, Claresta

Case: 9387

Fine: $100

Non-Resident Producer

 

Failure to Report Administrative Action; Trustworthiness

Settlement Agreement

Cease & Desist

2/14/2017

Lois Lane Insurance Agency, Inc. 

Case: 9396

Fine: $1,695

Resident Producer

Unlicensed Activity 

Settlement Agreement

Cease & Desist

3/15/2017

Manivong, Heidi

Case: 9457 

Fine: $100

 

Non-Resident Producer

Misrepresentation on License Application

Settlement Agreement

Cease & Desist

6/23/2017

May, Anthony

Case: 9483 

Fine: $500

 

Resident Producer

Felony Conviction

Settlement Agreement

Cease & Desist

6/19/2017

Merrimack Valley Financial Advisors

Case: 9454

Fine: $30

 

Resident Producer

Unlicensed Activity

Settlement Agreement

Cease & Desist

7/11/2017

Metellus, Marie

Case: 9212

Fine: N/A

 

 

Resident Producer

Trustworthiness

 

Settlement Agreement

 

 

Revocation; Cease & Desist

 

1/26/2017

Mix, Jeanette Louise 

Case: 9090 

Fine: $3,000

Non-Resident Producer

 

Failure to Report Administrative Action 

Hearing Officer Decision

Revocation

2/1/2017

Monroe, Frederick

Case: 9451

Fine: N/A

 

Non-Resident Producer

Misappropriation; Felony Conviction; Admission to Committing Unfair Insurance Trade Practice; Trustworthiness

Settlement Agreement

Revocation; Cease & Desist

4/24/2017

New England Excess Exchange, Ltd.

Case: 9429

Fine: $250

 

Non-Resident Producer

Failure to Report Corporation Dissolution

Settlement Agreement

Cease & Desist

6/5/2017

Pant, Maheshwar

Case: 9310 

Fine: N/A

 

Resident Producer

Trustworthiness; Unfair Insurance Trade Practice

Settlement Agreement

Revocation; Cease & Desist

5/26/2017

Panza, Anthony

Case: 9406

Fine: $100

 

Non-Resident Producer

Misrepresentation on License Application 

Settlement Agreement

Cease & Desist

3/20/2017

Petrarca, Nadine

Case: 9283

Fine: $2,500

Non-Resident Producer License Revoked in Another State; Failure to Report Administrative Action Hearing Officer Decision Revocation; Cease & Desist 11/30/2017

PVG Insurance Group, LLC

Case: 9379 

Fine: $100

 

Non-Resident Producer

 

Unlicensed Activity

 

Settlement Agreement

 

Cease & Desist

 

1/26/2017

Ramsey, Valenzia

Case: 9269

Fine: $1,000

Non-Resident Producer License Revoked in Another State; Failure to Report Administrative Action Hearing Officer Decision Revocation; Cease & Desist 12/6/2017

Regional Insurance Agency

Case: 9391

Fine: $1,140

 

Resident Producer

 

Unlicensed Activity

Settlement Agreement

Cease & Desist

2/23/2017

Sapienza, Salvatore

Case: 9464

Fine: N/A

 

Non-Resident Producer

Unfair Insurance Trade Practice; Trustworthiness

Settlement Agreement

Revocation; Cease & Desist

7/6/2017

Sherman, Lester

Case: 9363

Fine: $1,000

Non-Resident Producer License Revoked in Another State; Failure to Report Administrative Action Hearing Officer Decision Revocation; Cease & Desist 11/30/2017

Smith, Everette

Case: N/A

Fine: N/A

Non-Resident Producer No Home State License   Voluntary Surrender 3/22/2017

Stokeling, Steve

Case: 9053

Fine: $3,500

 

 

Non-Resident Producer

 

Trustworthiness; Failure to Report Administrative Action

Hearing Officer Decision

Revocation

2/3/2017

Surplex Underwriters, Inc.

Case: 9461

Fine: $4,695

 

Non-Resident Producer

Unlicensed Activity

Settlement Agreement

Cease & Desist

5/26/2017

Tarantino, Michael

Case: 8726

Fine: $1,000

Resident Producer Misrepresentation on License Application; Misappropriation; Trustworthiness Settlement Agreement Cease & Desist 7/14/2017

Terman, Christopher

Case: 9398 

Fine: N/A

 

 

Non-Resident Producer

 

Failure to Report Criminal Action; Misrepresentation on License Application

Settlement Agreement

Revocation; Cease & Desist

2/21/2017

Tracia, Douglas

Case: 9353

Fine: N/A

Resident Producer Misrepresentation on License Application; Violation of Insurance Laws; Trustworthiness; Unfair or Deceptive Act in Business of Insurance Settlement Agreement Revocation; Cease & Desist 12/18/2017

Vela, Joshua

Case: 9292

Fine: $1,500

Non-Resident Producer Violation of Insurance Laws; License Revoked in Another State; Failure to Report Administrative Action Hearing Officer Decision Revocation; Cease & Desist 12/6/2017

Vigil, Thomas

Case: 9298

Fine: $1,500

 

Resident Producer

 

Trustworthiness

 

Settlement Agreement

 

Cease & Desist

2/10/2017

Weismann, Loretta

Case: 9360 

Fine: $100

 

Non-Resident Producer

 

Misrepresentation on License Application 

Settlement Agreement

Cease & Desist

3/13/2017

Wendell, Desiree

Case: 9358

Fine: $100 

 

Non-Resident Producer

Misrepresentation on License Application

Settlement Agreement

Cease & Desist

6/2/2017

Whitaker, Beverly 

Case: 8742

Fine: $100

 

Resident Producer

Misrepresentation on License Application

 

Settlement Agreement

 

Cease & Desist

3/13/2017

Woodard, Matthew

Case: 9421 

Fine: N/A

 

Non-Resident Producer

No Valid Home State License

N/A

Voluntary Surrender

4/5/2017

Zullo, Roger

Case: 9368

Fine: N/A

 

Resident Producer

Trustworthiness; Unfair Insurance Trade Practice; Sale of Unsuitable Annuities

Settlement Agreement

Revocation; Cease & Desist

5/11/2017

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