Actions Against Licensees
|
Licensee |
Type of License |
Primary Allegations(s) |
Type of Disposition |
Licensing Action |
Effective Date |
|
A'Alona, Jason Case: 9412 Fine: N/A |
Non-Resident Producer |
No Home State License |
N/A |
Voluntary Surrender |
6/23/2017 |
|
AE Underwriters Agency, Inc. Case: 9418 Fine: $625 |
Non-Resident Producer |
Unlicensed Activity |
Settlement Agreement |
Cease & Desist |
4/11/2017 |
|
Aiguier, Dustin Case: 9149 Fine: $750.00 |
Resident Producer | Misrepresentation on License Application; Failure to Report Administrative Action | Settlement Agreement | Cease & Desist | 1/18/2017 |
|
Allen Financial Insurance Group, Inc. Case: 9176 Fine: $500 |
Non-Resident Producer
|
Unlicensed Activity |
Settlement Agreement |
Cease & Desist |
3/20/2017 |
|
American Pet Insurance Case: 9258 Fine: $75,000 |
Non-Resident Producer
|
Unlicensed Activity |
Settlement Agreement |
Cease & Desist |
1/31/2017 |
|
Bazemore, Eugene Case: 9037 Fine: $1,000 |
Non-Resident Producer |
Failure to Report Administrative Action[s]; Misrepresentation on License Application |
Hearing Officer Decision |
Revocation; Cease & Desist |
5/31/2017 |
|
Bedwell, Kyle Douglas Case: 9393 Fine: $100 |
Non-Resident Producer
|
Trustworthiness; Failure to Report; Misrepresentation on Application |
Settlement Agreement |
Cease & Desist |
1/15/2017 |
|
Bell, Matthew Case: 9177 Fine: $1,500 |
Resident Producer |
Trustworthiness; Unfair Trade Practice |
Settlement Agreement |
Cease & Desist |
1/3/2017 |
|
Bicalho, Kyvia aka Soares, Kyvia Case: 9256 Fine: N/A |
Resident Producer | Violation of Insurance Laws; Trustworthiness | Settlement Agreement | Revocation; Cease & Desist | 11/17/2017 |
|
Bolker, Cynthia Case: 9469 Fine: N/A |
Non-Resident Producer | No home state License; Violation of Insurance Laws; Trustworthiness; License Revoked in Another State | Settlement Agreement | Revocation; Cease & Desist | 7/14/2017 |
|
Brantley, Sherika Case: 9261 Fine: $1,000 |
Non-Resident Producer | License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | Revocation; Cease & Desist | 12/6/2017 |
|
Caplitz, Gregg Case: 9293 Fine: N/A |
Resident Producer |
Misrepresentation on License Application; Trustworthiness |
Settlement Agreement
|
Revocation; Cease & Desist |
1/4/2017 |
|
Christian, Robert Case: 8972 Fine: $2,500 |
Non-Resident Producer |
Failure to Report Administrative Action[s] |
Hearing Officer Decision |
Revocation; Cease & Desist |
5/31/2017 |
|
Commonwealth Asset Protection Case: 9413 Fine: $500 |
Resident Producer |
Unlicensed Activity |
Settlement Agreement |
Cease & Desist |
4/27/2017 |
|
Daub, Susan Case: 9417 Fine: N/A |
Non-Resident Producer |
Trustworthiness; Unfair Trade Practice; Failure to Report Criminal Action |
Settlement Agreement |
Revocation; Cease & Desist |
4/20/2017 |
|
DeMaranville, Steven Case: 9163 Fine: $500 |
Resident Producer |
Failure to Report Criminal Matter |
Settlement Agreement
|
Cease & Desist |
2/2/2017 |
|
Durant, Wesley Case: 9248 Fine: N/A |
Resident Producer
|
Trustworthiness; Unfair Trade Practice |
Settlement Agreement |
Revocation; Cease & Desist
|
2/23/2017 |
|
Essex Financial Services Case: 9225 Fine: $1,500 |
Non-Resident Producer |
Failure to Report Administrative Action; Misrepresentation on License Application |
Settlement Agreement |
Cease & Desist |
6/14/2017 |
|
Estes, Adam Case: 9402 Fine: N/A |
Non-Resident Producer |
No Home State License |
Settlement Agreement |
Voluntary Surrender |
7/1/2017 |
|
Farmers Financial Solutions, LLC Case: 9354 Fine: $100 |
Non-Resident Producer
|
Misrepresentation on License Application |
Settlement Agreement |
Cease and Desist |
3/30/2017 |
|
Field, David Case: 9169 Fine: N/A |
Resident Adjuster |
Violation of Insurance Laws |
Settlement Agreement |
Cease & Desist |
3/20/2017 |
|
Fistel, Benjamin Case: 9096 Fine: $3,500 |
Non-Resident Producer |
Failure to Report Administrative Action[s] |
Hearing Officer Decision |
Revocation; Cease & Desist |
5/31/2017 |
|
Fonatine, Michelle Case: 9309 Fine: N/A |
Resident Producer |
Trustworthiness; Failure to Report Administrative Action |
Settlement Agreement |
Revocation; Cease & Desist
|
2/2/2017 |
|
Gamez, Blenda Case: 9101 Fine: $1,500 |
Non-Resident Producer
|
Failure to Report Administrative Actions |
Hearing Officer Decision |
Revocation; Cease & Desist
|
1/26/2017 |
|
Gergler, Michael Case: 9450 Fine: $750 |
Non-Resident Producer | Trustworthiness; Failure to Report Administrative Action; Unfair Trade Practice; No Home State License | Settlement Agreement | Suspension; Cease & Desist | 7/14/2017 |
|
Guido, William Case: 9203 Fine: N/A |
Non-Resident Producer |
Failure to Report Administrative Action; Trustworthiness |
Settlement Agreement |
Revocation; Cease & Desist |
6/7/2017 |
|
Halfon, Danielle Case: 9330 Fine: $500 |
Non-Resident Producer | License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | Revocation; Cease & Desist | 12/6/2017 |
|
Hodgman, Lucian Case: 9134 Fine N/A |
Non-Resident Producer |
Failure to Report Administrative Action; No Home State License |
Settlement Agreement |
Revocation; Cease & Desist |
6/23/2017 |
|
Howard, Nicholas Case: 9455 Fine: $100 |
Non-Resident Producer |
Failure to Report Administrative Action; Failure to Report Criminal Action |
Settlement Agreement |
Cease & Desist |
6/5/2017 |
|
Hunter, Chase Carmen Case: 9059 Fine: $2,000 |
Resident Producer | Trustworthiness; Failure to Report Administrative Action; Violation of Insurance Laws; Misrepresentation on License Application | Hearing Officer Decision | Revocation; Cease & Desist | 10/17/2017 |
|
Jimenez, Rodolfo Case: 9280 Fine: $3,000 |
Non-Resident Producer | Violation of Insurance Laws; License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | Revocation; Cease & Desist | 12/6/2017 |
|
Karras, Doris Case: 9374 Fine: $100 |
Non-Resident Producer
|
Misrepresentation on License Application; Trustworthiness |
Settlement Agreement |
Cease & Desist |
3/6/2017 |
|
Kelley, John Case: 9472 Fine: N/A |
Non-Resident Producer |
Unfair Insurance Trade Practice; Trustworthiness; Forging Another’s Name to an Application for Insurance |
Settlement Agreement |
Revocation; Cease & Desist |
6/5/2017 |
|
Kilgore Insurance Agency Case: 6505A Fine: $10,000 |
Resident Producer | Misrepresenting Terms of Insurance Contract; Unfair Insurance Trade Practice; Trustworthiness | Consent Agreement | Cease & Desist | 6/15/2017 |
|
Kilgore, Cyrus Case: 6505B Fine: $5,000 |
Resident Producer | Misrepresenting Terms of Insurance Contract; Unfair Insurance Trade Practice; Trustworthiness | Consent Agreement | Cease & Desist | 6/15/2017 |
|
Kilgore, Jeffrey Case: 6505C Fine: $5,000 |
Resident Producer | Misrepresenting Terms of Insurance Contract; Unfair Insurance Trade Practice; Trustworthiness | Consent Agreement | Cease & Desist | 6/15/2017 |
|
K. K. Insurance Agency, Inc. Case: 9347 Fine: $100 |
Non-Resident Producer
|
Misrepresentation on License Application
|
Settlement Agreement |
Cease & Desist |
3/17/2017 |
|
KR Insurance Solutions Case: 9344 Fine: $210 |
Non-Resident Producer
|
Unlicensed Activity |
Settlement Agreement
|
Cease & Desist |
3/24/2017
|
|
Kopatz, Christopher Case: 9097 Fine: $5,000 |
Non-Resident Producer
|
Failure to Report Administrative Actions |
Hearing Officer Decision
|
Revocation; Cease & Desist
|
1/27/2017 |
|
Laisney, Michael Case: 9093 Fine: $3,000 |
Non-Resident Produce | License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | Revocation; Cease & Desist | 11/24/2017 |
|
Lauranzano, Natale Case: 9274 Fine: N/A |
Resident Producer
|
Improperly Withholding or Misappropriating Monies Received in the Course of Doing Business; Trustworthiness; Unfair or Deceptive Business Practice
|
Settlement Agreement |
Permanent License Revocation; Cease & Desist |
3/31/2017 |
|
Lewis, Claresta Case: 9387 Fine: $100 |
Non-Resident Producer
|
Failure to Report Administrative Action; Trustworthiness |
Settlement Agreement |
Cease & Desist |
2/14/2017 |
|
Lois Lane Insurance Agency, Inc. Case: 9396 Fine: $1,695 |
Resident Producer |
Unlicensed Activity |
Settlement Agreement |
Cease & Desist |
3/15/2017 |
|
Manivong, Heidi Case: 9457 Fine: $100
|
Non-Resident Producer |
Misrepresentation on License Application |
Settlement Agreement |
Cease & Desist |
6/23/2017 |
|
May, Anthony Case: 9483 Fine: $500
|
Resident Producer |
Felony Conviction |
Settlement Agreement |
Cease & Desist |
6/19/2017 |
|
Merrimack Valley Financial Advisors Case: 9454 Fine: $30
|
Resident Producer |
Unlicensed Activity |
Settlement Agreement |
Cease & Desist |
7/11/2017 |
|
Metellus, Marie Case: 9212 Fine: N/A
|
Resident Producer |
Trustworthiness |
Settlement Agreement
|
Revocation; Cease & Desist
|
1/26/2017 |
|
Mix, Jeanette Louise Case: 9090 Fine: $3,000 |
Non-Resident Producer
|
Failure to Report Administrative Action |
Hearing Officer Decision |
Revocation |
2/1/2017 |
|
Monroe, Frederick Case: 9451 Fine: N/A
|
Non-Resident Producer |
Misappropriation; Felony Conviction; Admission to Committing Unfair Insurance Trade Practice; Trustworthiness |
Settlement Agreement |
Revocation; Cease & Desist |
4/24/2017 |
|
New England Excess Exchange, Ltd. Case: 9429 Fine: $250
|
Non-Resident Producer |
Failure to Report Corporation Dissolution |
Settlement Agreement |
Cease & Desist |
6/5/2017 |
|
Pant, Maheshwar Case: 9310 Fine: N/A
|
Resident Producer |
Trustworthiness; Unfair Insurance Trade Practice |
Settlement Agreement |
Revocation; Cease & Desist |
5/26/2017 |
|
Panza, Anthony Case: 9406 Fine: $100
|
Non-Resident Producer |
Misrepresentation on License Application |
Settlement Agreement |
Cease & Desist |
3/20/2017 |
|
Petrarca, Nadine Case: 9283 Fine: $2,500 |
Non-Resident Producer | License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | Revocation; Cease & Desist | 11/30/2017 |
|
PVG Insurance Group, LLC Case: 9379 Fine: $100
|
Non-Resident Producer |
Unlicensed Activity |
Settlement Agreement |
Cease & Desist |
1/26/2017 |
|
Ramsey, Valenzia Case: 9269 Fine: $1,000 |
Non-Resident Producer | License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | Revocation; Cease & Desist | 12/6/2017 |
|
Regional Insurance Agency Case: 9391 Fine: $1,140
|
Resident Producer
|
Unlicensed Activity |
Settlement Agreement |
Cease & Desist |
2/23/2017 |
|
Sapienza, Salvatore Case: 9464 Fine: N/A
|
Non-Resident Producer |
Unfair Insurance Trade Practice; Trustworthiness |
Settlement Agreement |
Revocation; Cease & Desist |
7/6/2017 |
|
Sherman, Lester Case: 9363 Fine: $1,000 |
Non-Resident Producer | License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | Revocation; Cease & Desist | 11/30/2017 |
|
Smith, Everette Case: N/A Fine: N/A |
Non-Resident Producer | No Home State License | Voluntary Surrender | 3/22/2017 | |
|
Stokeling, Steve Case: 9053 Fine: $3,500
|
Non-Resident Producer
|
Trustworthiness; Failure to Report Administrative Action |
Hearing Officer Decision |
Revocation |
2/3/2017 |
|
Surplex Underwriters, Inc. Case: 9461 Fine: $4,695
|
Non-Resident Producer |
Unlicensed Activity |
Settlement Agreement |
Cease & Desist |
5/26/2017 |
|
Tarantino, Michael Case: 8726 Fine: $1,000 |
Resident Producer | Misrepresentation on License Application; Misappropriation; Trustworthiness | Settlement Agreement | Cease & Desist | 7/14/2017 |
|
Terman, Christopher Case: 9398 Fine: N/A
|
Non-Resident Producer
|
Failure to Report Criminal Action; Misrepresentation on License Application |
Settlement Agreement |
Revocation; Cease & Desist |
2/21/2017 |
|
Tracia, Douglas Case: 9353 Fine: N/A |
Resident Producer | Misrepresentation on License Application; Violation of Insurance Laws; Trustworthiness; Unfair or Deceptive Act in Business of Insurance | Settlement Agreement | Revocation; Cease & Desist | 12/18/2017 |
|
Vela, Joshua Case: 9292 Fine: $1,500 |
Non-Resident Producer | Violation of Insurance Laws; License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | Revocation; Cease & Desist | 12/6/2017 |
|
Vigil, Thomas Case: 9298 Fine: $1,500
|
Resident Producer
|
Trustworthiness
|
Settlement Agreement
|
Cease & Desist |
2/10/2017 |
|
Weismann, Loretta Case: 9360 Fine: $100
|
Non-Resident Producer
|
Misrepresentation on License Application |
Settlement Agreement |
Cease & Desist |
3/13/2017 |
|
Wendell, Desiree Case: 9358 Fine: $100
|
Non-Resident Producer |
Misrepresentation on License Application |
Settlement Agreement |
Cease & Desist |
6/2/2017 |
|
Whitaker, Beverly Case: 8742 Fine: $100
|
Resident Producer |
Misrepresentation on License Application
|
Settlement Agreement
|
Cease & Desist |
3/13/2017 |
|
Woodard, Matthew Case: 9421 Fine: N/A
|
Non-Resident Producer |
No Valid Home State License |
N/A |
Voluntary Surrender |
4/5/2017 |
|
Zullo, Roger Case: 9368 Fine: N/A
|
Resident Producer |
Trustworthiness; Unfair Insurance Trade Practice; Sale of Unsuitable Annuities |
Settlement Agreement |
Revocation; Cease & Desist |
5/11/2017 |