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Date: Thursday, December 15, 2016
Time: 9:00 a.m.
Place: One Ashburton Place, Room 619, Boston, MA 02108
Review and approve the public session, the executive session and the executive session- adjudicatory matters minutes of the Commission meeting of November 17, 2016 – Vote Requested
Memorandum is enclosed on the division’s activities for November 2016.
a. Proposed Revisions to Commission Personnel Manual (Legal Tabs A and B) – Vote Requested
b. Update on New SFI Electronic Filing Application
c. Legal Division metrics for November 2016
d. Adjudicatory Matters - hearing and pre-hearing conference schedule (Legal Tab C)
e. Litigation Matters
Investigations Unit Metrics (Enforcement Tab 1)
a. Investigations Unit Memo (Enforcement Tab 2)
b. List of open Preliminary Inquiries (Enforcement Tab 3)
c. Report of Complaints on Hold (Enforcement Tab 4)
d. Preliminary Inquiry Report and 3(D) Submission (Enforcement Tab 5)
e. Preliminary Inquiry Recommendation and Summons Authorization (Enforcement Tab 6)
f. Preliminary Inquiry Recommendation and Summons Authorization (Enforcement Tab 7)
Summaries of selected informal opinions/advice are enclosed (Legal Tab D)
Adjudicatory proceedings status report (Legal Tab E)
Date/Time Posted: Friday, December 9, 2016 at 2:30 p.m.