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Date: Thursday, January 21, 2016
Time: 9:00 a.m.
Place: One Ashburton Place, Room 619, Boston, MA 02108
Review and approve the public and executive session minutes of the meeting of December 16, 2015 – Vote Requested
Memorandum is enclosed on the division’s activities for December 2015.
(a) Status report on new SFI Filing and Management Application
(b) Division metrics for December 2015
(c) Special projects
(d) Adjudicatory matters - hearing and pre-hearing conference schedule (Legal Tab A)
(a) Investigations Unit metrics (Enforcement Tab 1)
(b) Attorney metrics (Enforcement Tab 2)
(a) Investigations Unit report (Enforcement Tab 3)
(b) List of open Preliminary Inquiries (Enforcement Tab 4)
(c) Report of Cases and Complaints on Hold (Enforcement Tab 5)
(d) The following are enclosed for review and/or action: recommendation to partially vacate a reasonable cause vote; and two Preliminary Inquiry recommendations and summons authorization requests; (begins at Enforcement Tab 6)
Summaries of selected informal opinions/advice are enclosed (Legal Tab B)
1. Adjudicatory proceedings status report (Legal Tab C)
2. In re Nelson – commence deliberations
Notice Posted: Friday, January 15, 2016 at 3:30 p.m.