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Date: Wednesday, May 25, 2016
Time: 9:00 a.m.
Place: One Ashburton Place, Room 619, Boston, MA 02108
Review and approve the public and executive session minutes of the meeting of April 20, 2016 – Vote Requested
Memorandum is enclosed on the division’s activities for April 2016.
(a) New SFI Electronic Filing Application
(b) Division metrics for April 2016
(c) Special projects
(d) Adjudicatory matters - hearing and pre-hearing conference schedule (Legal Tab A)
(e) Litigation update
(a) Investigations Unit metrics (Enforcement Tab 1)
(a) Investigations Unit Memo (Enforcement Tab 2)
(b) Status memo concerning an investigation (Enforcement Tab 3)
(c) List of open Preliminary Inquiries (Enforcement Tab 4)
(d) Report of Complaints on Hold (Enforcement Tab 5)
(e) The following are enclosed for review and/or action: 3 Preliminary Inquiry Reports (Enforcement Tabs 6, 7, 8)
Summaries of selected informal opinions/advice are enclosed (Legal Tab B)
Adjudicatory proceedings status report (Legal Tab C)
Follow up on matters discussed at February 12, 2016 Commission meeting
Date/Time Posted: May 20, 2016 at 12:35 p.m.