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Date: Thursday, November 17, 2016
Time: 9:00 a.m.
Place: One Ashburton Place, Room 619, Boston, MA 02108
Review and approve the public session, the executive session and the executive session- adjudicatory matters minutes of the Commission meeting of October 20, 2016, and the public session minutes of the Audit, Finance and Human Resources Committee meetings of September 30, 2016 and October 6, 2016. –Votes Requested
Memorandum is enclosed on the division’s activities for October 2016.
a. Proposed Revisions to Commission Personnel Manual
(Legal Tabs A and B) – Vote Requested
b. Update on New SFI Electronic Filing Application
c. Legal Division metrics for October 2016
d. Adjudicatory Matters - hearing and pre-hearing conference schedule
(Legal Tab C)
e. Litigation Matters
Investigations Unit Metrics (Enforcement Tab 1)
a. Investigations Unit Memo (Enforcement Tab 2)
b. List of open Preliminary Inquiries (Enforcement Tab 3)
c. Report of Complaints on Hold (Enforcement Tab 4)
d. Preliminary Inquiry Recommendation and Summons Authorization (Enforcement Tab 5)
Summaries of selected informal opinions/advice are enclosed (Legal Tab D)
Adjudicatory proceedings status report (Legal Tab E)
Date/Time Posted: Monday, November 14, 2016 at 10:40 a.m.