Civil Penalties Assessed for Late-Filed Statements of Financial Interest (SFI)

Penalties assessed for late SFI Filers from 2010 through the present

2017 Late-Filed SFI Penalties

Filer	Title	Agency	Number of Days Late	Penalty Paid
Kelly, Kevin	Former Interim Associate Vice Chancellor for Enrollment	UMass Dartmouth	73	$800
Walker, Oscar	Former Director of Public Safety	Roxbury Community College	Over 121	$100

2016 Late-Filed SFI Penalties

Filer	Title	Agency	Number of Days Late	Penalty Paid
Bailey, Robin Nelson	Former Vice President of Human Resources	Mass Bay Community College	Over 121	$1,250
Fox, Gloria	Former State Representative	House of Representatives	Over 121	$1,250
Jones, James	Former Major	State Police	Over 121	$1,250
Walker, Oscar	Former Director of Public Safety	Roxbury Community College	5	$100
Wallace, Wesley	Former Treasurer/Comptroller	MassDOT-MBTA	Over 121	$1,250

2014 Late-Filed SFI Penalties

Filer	Title	Agency	Number of Days Late	Penalty Paid
Enos, Elizabeth	Director of Student Financial Aid	MassBay Community College	6	$100
Nelson, Lori	Former Deputy Chief of Staff	MassDOT-MBTA	147	$200

2013 Late-Filed SFI Penalties

Filer	Title	Agency	Number of Days Late	Penalty Paid
Lloyd, Glynn	Board Member	Board of Agriculture	23	$300.00
Nelson, Lori	Deputy Chief of Staff	MassDOT-MBTA	8	$100.00
Planck, Charles	Assistant General Manager - Policy, Performance and Strategy Initiatives	MassDOT-MBTA	8	$100.00
Trottier, Marie	Assistant General Manager - System Wide Accessibility	MassDOT-MBTA	18	$300.00

2012 Late-Filed SFI Penalties

Filer	Title	Agency	Number of Days Late	Penalty Paid
Adams, Ilene Mae	Assistant Clerk	Trial Court- New Bedford District Court	13	$200.00
Albright, Sandra K.	Undersecretary	Executive Office of Elder Affairs	1	$100.00
Archilla, Cesar	Member	Parole Board	1	$100.00
Battles-Shannon, Rita	Former Director of Inpatient Services	Department of Mental Health	18	$200.00
Bisenius, Theresa A.	Justice	Trial Court- Essex Probate and Family Court	9	$100.00
Bradfield, Anna	Executive Director for University Initiatives	Bridgewater State University	2	$100.00
Cafazzo, Terri	First Justice	Trial Court- Essex Probate and Family Court	2	$100.00
Canning, Richard E.	Member	Board of Food and Agriculture	25	$300.00
Clifford, Patrick J.	Assistant Clerk	Trial Court- Boston Municipal Court	2	$100.00
Conlon, Mark T.	Acting Director of Human Resources	Trial Court- Office of Court Management	1	$100.00
Connelly, Susan	Director of Community Housing Initiatives	Massachusetts Housing Partnership Fund	1	$100.00
Day, Patrick	Vice Chancellor for Student Affairs	University of Massachusetts- Boston	4	$100.00
DeBower, Lore Loftfield	Dean of Arts and Humanities	Cape Cod Community College	1	$100.00
Desrosiers, Betty	Acting Chief of Staff	Massachusetts Port Authority	1	$100.00
Doyle, John	Director of Areas	Department of Children and Families	7	$100.00
Franck, Kevin	Director of Communications	Executive Office of Labor and Workforce Development	28	$300.00
Green, Kenneth	Deputy Police Chief	MassDOT- MBTA	4	$100.00
Hicks, Bernard	Director of Civil Rights Operations	MassDOT- Office of Planning and Programs	3	$100.00
Jaedtke, Wayne	Dredge Superintendent	Barnstable County Commission	3	$100.00
Johnston, David R.	Former Regional Director, SERO	Department of Environmental Protection	5	$100.00
Jones, Stephen	Director of Transportation and Customer Service	MassDOT- MBTA	8	$100.00
Kelley, Aundrea	Deputy Commissioner	Department of Higher Education	1	$100.00
Klempner, Mark	Executive Vice-Chancellor	University of Massachusetts Medical School	2	$100.00
Lambert, Michael	Deputy Administrator and Assistant to the General Manager	MassDOT- MBTA	4	$100.00
Leary, Joseph	District Manager	Department of Conservation and Recreation	4	$100.00
Myrick, Gary F.	Assistant Clerk Magistrate	Trial Court- Boston Municipal Court	3	$100.00
Nelson, Lori	Deputy Chief of Staff	MassDOT-MBTA	2	$100.00
Nicholson, Eedy	Deputy Regional Counsel	Department of Children and Families	3	$100.00
Pina, Jason	Vice President of Student Affairs	Bridgewater State University	9	$100.00
Pontbriand, Thomas C.	Chief Engineer	Land Court	2	$100.00
Price, A. Gordon	Member	Board of Food and Agriculture	11	$200.00
Richard, Harold J.	Director of Information Networks and Security	MassDOT- MBTA	7	$100.00
Wallace, Wesley G.	Treasurer-Controller	MassDOT- MBTA	15	$200.00
Wessman, David	Chief Technology Officer	Center for Health Information and Analysis	1	$100.00
Wing, Leverett	Associate Director of Community Services	Department of Housing and Community Development	1	$100.00
Ziemba, David	Dean of Learning Residence and Student Success	Cape Cod Community College	1	$100.00

2011 Late-Filed SFI Penalties

Filer	Title	Agency	Number of Days Late	Penalty Paid
Annesi, Kimberly	District Assistant Clerk	Boston Municipal Court – Roxbury	26	$300.00
Branger, Amy	Director	MASSDOT Office of Transition Management	178	$1,250.00
Daniel, James B.	Former Chief Information Officer	Department of Public Health	8	$100.00
Ferrara, John S.	Associate Justice	Hampton Superior Court	28	$300.00
Higgins-Stolberg, Ruth	Former Director	Executive Office of Labor and Workforce Development	4	$100.00
Oliver, Jill	Former Medicolegal Investigator	Office of the Chief Medical Examiner	7	$100.00
Prates-Ramos, Lucilia	Member	Public Health Council	21	$300.00
Re, Cheryl	Interim Co-director	MA Office for Victim Assistance	5	$100.00
Riley, William	Former Justice	Chelsea District Court	7	$100.00
Schafer, Scott	Former Protection Division Chief	Attorney General’s Office Consumer Protection Division	11	$200.00
Stevens, Kimberly	Member	Board of Food and Agriculture	27	$300.00
Wallace, Wesley G.	Treasurer	MBTA	5	$100.00

By Decision and Order of the Commission, the following have been ordered to pay a civil penalty for late-filing their 2011 SFIs:

Filer	Title	Agency	Number of Days Late	Penalty Paid
Byrnes, Michael A.	Former Director, Division of Labor	Executive Office of Labor and Workforce Development	246	$625.00 (D&O)

2010 Late-Filed SFI Penalties

Filer	Title	Agency	Number of Days Late	Penalty Paid
Celino, David	Deputy Bureau Chief, Fire Control	Department of  Conservation and Recreation	2 Days Late	$100
Conrad, Mark A.	Former Board Member	Parole Board	28 Days Late	$300
Lansing, Margaret	Principal Gift Officer	University of Massachusetts Medical School (Worcester)	1 Day Late	$100
Levy, Danny T.	Director of Strategic Communications and Marketing	Massachusetts Port Authority	2 Days Late	$100
Loughlin, Thomas J.	Former Director, Highway Operations	Massachusetts Department of Transportation	43 Days Late	$500
Murphy, Christopher W.	Commission Member	Martha’s Vineyard Commission	2 Days Late	$100
Travis-Brown, Deirdre	Director of Training and Learning Unit	Human Resources Division	1 Day Late	$100

By Decision and Order of the Commission, the following have been ordered to pay a civil penalty for late-filing their 2010 SFIs:

Filer	Title	Agency	Number of Days Late	Penalty Amount
Bretschneider, Richard	Former Sheriff	Nantucket County	More than 111 days	$1,200
Landy, David	Former Director of Information Technology	Pension Reserves Investment Management Board	More than 71 days	$800