Firms Pre-Qualified to Provide Financing Services for Trust Bond Sales

The firms listed below have been pre-qualified and approved by the State Treasurer's Office or the Massachusetts Clean Water Trust to provide professional services to the Trust regarding bond sales or its borrowing programs. Each firm was selected via a competitive Request for Qualifications (RFQ).

Table of Contents

Underwriters

  • Academy Securities (SDVOB)
  • American Veterans Group (SDVOB)
  • AmeriVet Securities (SDVOB)
  • Bancroft Capital (SDVOB)
  • BofA Securities
  • BNY Mellon Capital Markets
  • Barclays
  • Blaylock Van (MWBE)
  • Cabrera Capital Markets (MWBE)
  • Citigroup Global Markets
  • Drexel Hamilton (SDVOB)
  • Estrada Hinojosa & Co. (MWBE)
  • Fidelity Capital Markets 
  • FHN Financial
  • Goldman Sachs & Co.
  • InspereX
  • Janney Montgomery Scott
  • JP Morgan
  • Jefferies & Co.
  • Loop Capital Markets (MWBE)
  • Mesirow Financial
  • Mischler Financial Group (SDVOB)
  • Morgan Stanley
  • Oppenheimer & Co.
  • Piper Sandler
  • Prager & Co.
  • Ramirez & Co. (MWBE)
  • Raymond James
  • RBC Capital Markets
  • Rice Financial Products Co. (MWBE)
  • Robert W. Baird & Co.
  • Roosevelt & Cross
  • Siebert Williams Shank (MWBE)
  • State Street Bank & Trust Co.
  • Stern Brothers & Co. (MWBE)
  • Stifel Nicolaus
  • TD Securities
  • UBS Financial Securities, Inc.
  • US Bancorp
  • Wells Fargo Securities

Definitions:

Service Disabled Veteran Owned Business (SDVOB)
Minority/Women-owned Business Enterprise (MWBE)

Legal Counsel

Outside Legal Counsel

  • Hinckley, Allen & Snyder LLP.
  • Locke Lord LLP
  • Mintz, Levin, Cohn, Ferris, Glovsky and Popeo P.C.

Bond Counsel

  • Hinckley, Allen & Snyder LLP.
  • Mintz, Levin, Cohn, Ferris, Glovsky and Popeo P.C.

Underwriters’ Counsel

  • Adler, Pollock and Sheehan P.C.
  • D. Seaton and Associates, P.A., P.C(2)
  • Hinckley, Allen and Snyder, LLP
  • Locke Lord, LLP
  • Nutter, McClennen & Fish LLP

Firms noted above are: (1) Service Disabled Veteran Owned Small Business (SDVOSB), (2) Minority Business Enterprise (MBE),(3) Women Business Enterprise (WBE)

Contact

Phone

Fax

857-453-2666

Address

1 Center Plaza
Suite 430
Boston, MA 02108

Firms noted above are:

(1) Service Disabled Veteran Owned Small Business (SDVOSB)
(2) Minority Business Enterprise (MBE)
(3) Women Business Enterprise (WBE)

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