Pension Reserves Investment Management Board - Appendix

Management Fees

We inquired with Pension Reserves Investment Management Board (PRIM) officials about management fees and whether PRIM management compares them to any benchmarks. The PRIM officials told us that they do not use any industry standard benchmarks regarding fees because the industry is highly competitive and there are many factors that determine fees. For example, according to PRIM officials, an actively managed fund could charge higher management fees while a passively managed fund could charge lower fees. The asset class is another determining factor. The PRIM officials explained that while they are concerned with fees, they also consider risk versus return versus cost in determining whether the risks of the funds and the returns are worth the cost of the fees. PRIM officials stated that PRIM does not make its decision solely on which investment managers charge the lowest fees.

PRIM officials explained that they use a multi-pronged approach in assessing fees. First, they have a current market landscape for fees for the specific type of service that they can use as a benchmark in assessing the fees charged by investment managers. Second, PRIM management collaborates with consultants who assist in determining whether the proposed fees are reasonable. Third, PRIM management uses an external database containing information about different investment strategies. By triangulating data from these sources, PRIM management establishes the current fee rates that are competitive with the market.

Another tool at PRIM management’s disposal is the inclusion of a “most favored nation” clause within its contracts with investment managers. This is intended to ensure that PRIM is paying competitive fees to the investment managers by allowing PRIM to adjust the fees if another client that has a similar mandate to PRIM is paying lower fees. This is meant to allow PRIM to ensure that it receives competitive fees from investment managers.

PRIM monitors the fees it pays to investment managers by tracking its analysis of management fees in a spreadsheet. We observed this spreadsheet and noted that PRIM’s analysis charted instances where it was paying higher or lower fees or paying around the median. PRIM officials acknowledged that sometimes PRIM accepts higher fees to secure better investment managers.

PRIM officials stated that the assessment of investment managers ultimately hinges on their overall net performance. This evaluation typically spans a period of three to five years, rather than being done annually.

PRIM examines whether investment managers are meeting their initial objectives and surpassing expected benchmarks. If managers are not performing well, even before fees are taken into account, it raises the question of why they would continue to keep that particular investment manager in their portfolio.

The tables below compare investment managers’ performances for funds in fiscal years 2023 and 2024 by showing returns on investment (ROIs), both gross and net of fees, and comparing those returns to the benchmarks used by PRIM. We also included the funds’ net asset value (NAV) to indicate the size of the funds.

Investment Managers’ Performances by Fund for Fiscal Year 202311

Fund NameNAV $Gross ROINet ROIDifference (Percentage ROI Spent on Fees)BenchmarkNet ROI Compared to Benchmark
SSGA S&P 500$16,831,88319.66%19.66%0.00%19.67%-0.01%
RhumbLine S&P 5002,085,61219.67%19.66%0.01%19.67%-0.01%
Summit Creek465,5036.64%5.78%0.86%18.57%-12.79%
Frontier524,24422.3%21.78%0.52%6.04%15.74%
Riverbridge403,25718.03%17.28%0.75%18.59%-1.31%
SSGA R25001,062,43413.53%13.52%0.01%13.58%-0.06%
Acadian US Microcap234,07518.52%14.64%3.88%1.37%13.27%
Brandywine US Microcap Value175,9878.75%7.97%0.78%2.86%5.11%
Lord Abbett US Microcap Growth200,52424.97%24.09%0.88%12.67%11.42%
Driehaus Capital Management229,98222.6%21.69%0.91%12.67%9.02%
SSGA World Ex-US Standard2,279,19117.53%17.52%0.01%17.19%0.33%
Marathon-London2,389,23619.06%18.69%0.37%17.19%1.50%
Baillie Gifford1,734,24219.52%19.22%0.30%17.19%2.03%
Mondrian Investment765,97313.88%13.5%0.38%17.19%-3.69%
ARGA656,07023.18%22.7%0.48%17.19%5.51%
Columbia Threadneedle*553,93123.18%22.93%0.25%29.15%-6.22%
Causeway Capital Management*488,27440.03%39.66%0.37%29.15%10.51%
Pzena Investment Management*408,20337.69%37.35%0.34%29.15%8.20%
Xponance347,00316.21%15.63%0.58%17.19%-1.56%
SSGA World Ex-US Small714,47310.24%10.23%0.01%10.07%0.16%
Acadian INTL Small Cap360,85412.19%11.64%0.55%10.07%1.57%
AQR INTL Small Cap234,85017.39%16.71%0.68%10.07%6.64%
Driehaus Small Cap185,88413.45%12.74%0.71%10.07%2.67%
Artisan Small Cap189,71715.15%14.2%0.95%10.07%4.13%
AQR Emerging687,8123.22%2.95%0.27%1.56%1.39%
T Rowe Price Em Equity Strat245,725-0.08%-0.72%0.64%1.56%-2.28%
Baillie Gifford EMM753,4318.93%8.35%0.58%1.56%6.79%
Driehaus Capital867,3031.53%1.06%0.47%1.56%-0.5%
Pzena Investment1,028,88018.37%17.67%0.70%1.56%16.11%
Acadian516,99519.46%18.39%1.07%13.31%5.08%
Wasatch167,21811.4%10.34%1.06%13.31%-2.97%
Xponance108,00415.31%14.63%0.68%13.13%1.50%
Blackrock Passive1,399,819-0.86%-0.87%0.01%-0.94%0.07%
PIMCO Core1,412,343-0.51%-0.71%0.20%-0.94%0.23%
Loomis Sayles Core1,758,293-0.43%-0.55%0.12%-0.94%0.39%
AFL–CIO Housing Investment–ETI131,834-2.13%-2.23%0.10%-0.94%-1.29%
Pugh463,9120.29%0.12%0.17%-0.94%1.06%
New Century397,454-0.89%-1.06%0.17%-0.94%-0.12%
Longfellow472,659-0.06%-0.21%0.15%-0.94%0.73%
Blackrock–Strips2,472,331-10.64%-10.65%0.01%-10.81%0.16%
Blackrock–Short Term860,4310.18%0.17%0.01%0.15%0.02%
Blackrock—Tips2,547,807-1.35%-1.36%0.01%-1.4%0.04%
Blackrock ILBs845,813-3.56%-3.68%0.12%-3.72%0.04%
Bivium70,820-0.57%-1.03%0.46%-0.94%-0.09%
Fidelity477,9738.16%7.82%0.34%8.97%-1.15%
Loomis Sayles High Yield445,2397.6%7.16%0.44%8.97%-1.81%
Shenkman422,33310.28%9.87%0.41%8.97%0.90%
Eaton Vance1,063,04510.35%9.92%0.43%10.71%-0.79%
Voya1,038,8439.68%9.33%0.35%10.71%-1.38%
Ashmore398,4924.78%4.12%0.66%6.85%-2.73%
PIMCO EMD394,2169.15%8.79%0.36%6.85%1.94%
Bivium61,5475.55%4.89%0.66%8.08%-3.19%
Other Credit Opportunities1,420,2654.98%4.81%0.17%7.36%-2.55%
Private Debt1,110,0785.92%4.69%1.23%1.91%2.78%
Private Equity16,776,635-3.45%-4.62%1.17%-3.57%-1.05%
Invesco Core2,703,497-6.51%-6.8%0.29%-3.91%-2.89%
LaSalle2,545,916-2.8%-3.11%0.31%-3.91%0.80%
AEW2,499,230-1.4%-1.04%-0.36%-3.91%2.87%
CBRE671,625-1.08%-1.82%0.74%-3.91%2.09%
Stockbridge613,9521.36%0.55%0.81%-3.91%4.46%
PRIM–CORE Real Estate738,6094.21%4.09%0.12%-3.91%8.00%
AEW Core Trans65,953-6.38%-6.85%0.47%-3.91%-2.94%
Invesco Trans60,9332.84%2.39%0.45%-3.91%6.30%
Non-Core574,075-1.65%-2.62%0.97%-3.91%1.29%
CenterSquare Global Reit674,505-3.04%-3.36%0.32%-3.74%0.38%
Brookfield343,415-2.72%-3.16%0.44%-3.74%0.58%
Cambridge Associates32,8576.52%-12.94%19.46%6.93%-19.87%
Forest Investments1,358,34610.22%9.99%0.23%11.31%-1.32%
The Campbell Group1,624,4792.55%2.73%-0.18%11.31%-8.58%
Directional Hedge Funds2,105,6264.92%4.91%0.01%9.09%-4.18%
Stable Value Hedge Funds**4,475,1674.64%4.64%0.00%4.15%0.49%
Pacific Alternative Asset Management Company**712,4602.88%2.88%0.00%5.56%-2.68%
Real Assets736,761-5.49%-6.06%0.57%10.14%-16.20%
Parametric143,60110.63%10.35%0.28%13.46%-3.11%
Total Liquidating Portfolios37,246-13.12%-13.18%0.06%-13.12%-0.06%
Total Assets Under Management$97,057,205     

*    These investments were not part of the portfolio long enough to determine a one-year performance. As a result, we used the inception-to-date benchmark and ROI in our calculations. However, they do have one-year performance metrics for 2024.

**  For this hedge fund, management fees are taken out before Gross of Fees reports.

Investment Managers’ Performances by Fund for Fiscal Year 202412

Fund NameNAV $Gross ROINet ROIDifference (Percentage ROI Spent on Fees)BenchmarkNet ROI Compared to Benchmark
SSGA S&P 500$19,365,89324.64%24.63%0.01%24.65%-0.02%
RhumbLine S&P 5003,554,17924.66%24.65%0.01%24.65%0.00%
RhumbLine—EIA*276,0890.51%0.47%0.04%7.60%-7.13%
Summit Creek406,1905.21%4.38%0.83%9.13%-4.75%
Frontier617,83021.78%21.27%0.51%10.93%10.34%
Riverbridge297,852-0.47%-1.13%0.66%9.02%-10.15%
SSGA R25001,174,07510.51%10.5%0.01%10.48%0.02%
Acadian US Microcap252,0054.97%4.71%0.26%1.72%2.99%
Brandywine US Microcap Value140,854-5.77%-6.48%0.71%7.96%-14.44%
Lord Abbett US Microcap Growth238,4036.12%5.36%0.76%2.4%2.96%
Driehaus Capital Management295,77515.93%15.06%0.87%2.4%12.66%
SSGA World Ex-US Standard2,110,61711.04%11.03%0.01%11.12%-0.09%
Marathon—London2,640,41012.8%12.44%0.36%11.12%1.32%
Baillie Gifford1,592,4521.26%0.99%0.27%11.12%-10.13%
Mondrian Investment581,78811.97%11.59%0.38%11.12%0.47%
ARGA730,59811.36%10.92%0.44%11.12%-0.20%
Columbia Threadneedle621,38112.18%11.88%0.30%11.12%0.76%
Causeway Capital Management548,63312.36%11.95%0.41%11.12%0.83%
Pzena Investment Management450,98210.48%10.11%0.37%11.12%-1.01%
Xponance370,9056.9%6.36%0.54%11.12%-4.76%
SSGA World Ex-US Small555,7897.88%7.86%0.02%7.79%0.07%
Acadian Intl Small Cap368,74816.28%15.74%0.54%7.79%7.95%
AQR Intl Small Cap282,61820.34%19.62%0.72%7.79%11.83%
Driehaus Small Cap209,86012.9%12.23%0.67%7.79%4.44%
Artisan Small Cap195,5333.07%2.17%0.90%7.79%-5.62%
AQR Emerging806,13121.83%20.12%1.71%12.46%7.66%
T Rowe Price EM Equity Strat221,0990.15%-0.48%0.63%12.46%-12.94%
Baillie Gifford EMM842,65015.66%15.04%0.62%12.46%2.58%
Driehaus Capital946,07918.49%17.97%0.52%12.46%5.51%
Pzena Inv1,021,65515.55%14.85%0.70%12.46%2.39%
Acadian553,95328.42%27.3%1.12%19.97%7.33%
Wasatch199,73119.44%18.29%1.15%19.97%-1.68%
Xponance207,23013.43%12.68%0.75%12.31%0.37%
Blackrock Passive1,334,4552.66%2.65%0.01%2.63%0.02%
Pimco Core1,646,8623.72%3.55%0.17%2.63%0.92%
Loomis Sayles Core2,032,7814%3.88%0.12%2.63%1.25%
AFL–CIO Housing Investment–ETI136,4213.6%3.48%0.12%2.63%0.85%
Pugh588,9863.56%3.39%0.17%2.63%0.76%
New Century487,2302.88%2.71%0.17%2.63%0.08%
Longfellow602,2204.35%4.19%0.16%2.63%1.56%
Blackrock—Strips2,811,363-13.12%-13.13%0.01%-13.1%-0.03%
Blackrock—Short Term1,001,4224.51%4.5%0.01%4.51%-0.01%
Blackrock—Tips2,921,6762.71%2.7%0.01%2.71%-0.01%
Blackrock ILBs951,2951.84%1.71%0.13%1.99%-0.28%
Bivium73,3193.53%3.06%0.47%2.63%0.43%
Fidelity High Yield633,62110.94%10.61%0.33%10.53%0.08%
Loomis High Yield489,0759.84%9.4%0.44%10.53%-1.13%
Shenkman High Yield464,99510.1%9.7%0.40%10.53%-0.83%
Eaton Vance1,165,70410.08%9.66%0.42%11.11%-1.45%
Voya1,146,08310.67%10.32%0.35%11.11%-0.79%
Ashmore442,32211.73%11%0.73%8.35%2.65%
Pimco EMD437,46210.97%10.6%0.37%8.35%2.25%
Bivium88,97710%9.3%0.70%9.89%-0.59%
Other Credit Opportunities1,896,87714.41%14.25%0.16%11.89%2.36%
Private Debt868,1158.94%7.78%1.16%8.95%-1.17%
Private Equity17,885,8208.97%7.69%1.28%5.94%1.75%
Invesco Core2,467,380-7.45%-7.79%0.34%-6.4%-1.39%
LaSalle2,368,676-6.8%-7.15%0.35%-6.4%-0.75%
AEW2,431,080-4.37%-4.64%0.27%-6.4%1.76%
CBRE829,7121.72%0.83%0.89%-6.4%7.23%
Stockbridge795,7465.87%4.7%1.17%-6.4%11.10%
DivcoWest*122,589-0.31%-0.31%0.00%-0.98%0.67%
PRIM—Core Real Estate565,425-23.8%-24.03%0.23%-6.4%-17.63%
Invesco Trans884-4.53%-4.87%0.34%-6.4%1.53%
Non-Core581,178-11.8%-12.71%0.91%-12%-0.71%
CenterSquare Global REIT724,1067.35%7%0.35%5.48%1.52%
Cambridge Associates68,4804.31%-0.86%5.17%-3.11%2.25%
Forest Investments1,464,34214.14%13.9%0.24%9.85%4.05%
The Campbell Group1,727,9407.47%7.36%0.11%9.85%-2.49%
Directional Hedge Funds**2,555,98716.35%16.35%0.00%12.5%3.85%
Stable Value Hedge Funds**4,714,29411.52%11.52%0.00%7.5%4.02%
Pacific Alternative Asset Management Company**771,9448.35%8.35%0.00%7.5%0.85%
Real Assets692,521-8.66%-9.2%0.54%5.79%-14.99%
Parametric177,31723.5%23.18%0.32%14.15%9.03%
Total Liquidating Portfolios25,465-6.68%-7.38%0.70%-6.68%-0.70%
Total Assets Under Management$105,870,134     

*    These investments were not part of the portfolio long enough to determine a one-year performance. As a result, we used the inception-to-date benchmark and ROI in our calculations.

**    For this hedge fund, management fees are taken out before Gross of Fees reports.

11.    We used the Gross and Net of Fees reports for fiscal year 2023 to create this table. All cash accounts were excluded from this table because there is no ROI for cash balances.

12.    We used the Gross and Net of Fees reports for fiscal year 2024 to create this table. All cash accounts were excluded from this table because there is no ROI for cash balances.

Date published: November 13, 2025

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