offered by

Civil Penalties Assessed for Late-Filed Statements of Financial Interest (SFI)

Penalties for late SFI Filers from 2010 through present.

2017 Late-Filed SFI Penalties

Filer

Title

Agency

Number of Days Late

Penalty Paid

Kelly, Kevin

Former Interim Associate Vice Chancellor for Enrollment

UMass Dartmouth

73

$800

2016 Late-Filed SFI Penalties

Filer

Title

Agency

Number of Days Late

Penalty Paid

Bailey, Robin Nelson Former Vice President of Human Resources  Mass Bay Community College Over 121 days $1,250
Fox, Gloria Former State Representative House of Representatives Over 121 days $1,250
Jones, James Former Major State Police Over 121 days $1,250
Walker, Oscar Former Director of Public Safety Roxbury Community College 5 $100
Wallace, Wesley Former Treasurer/Comptroller MassDOT-MBTA Over 121 days $1,250

2014 Late-Filed SFI Penalties

Filer Title Agency Number of Days Late Penalty Paid
Enos, Elizabeth Director of Student Financial Aid MassBay Community College 6 $100
Nelson, Lori Former Deputy Chief of Staff MassDOT-MBTA 147 $200

2013 Late-Filed SFI Penalties

Filer Title Agency Number of Days Late Penalty Paid
Lloyd, Glynn Board Member Board of Agriculture 23 $300.00
Nelson, Lori Deputy Chief of Staff MassDOT-MBTA 8 $100.00
Planck, Charles Assistant General Manager - Policy, Performance and Strategy Initiatives MassDOT-MBTA 8 $100.00
Trottier, Marie Assistant General Manager - System Wide Accessibility MassDOT-MBTA 18 $300.00

2012 Late-Filed SFI Penalties

Filer

Title

Agency

Number of Days Late

Penalty Paid

Adams, Ilene Mae Assistant Clerk Trial Court- New Bedford District Court 13 $200.00

Albright, Sandra K.

Undersecretary

Executive Office of Elder Affairs

1

$100.00

Archilla, Cesar

Member

Parole Board

1

$100.00

Battles-Shannon, Rita Former Director of Inpatient Services Department of Mental Health 18 $200.00

Bisenius, Theresa A.

Justice

Trial Court- Essex Probate and Family Court

9

$100.00

Bradfield, Anna Executive Director for University Initiatives Bridgewater State University 2 $100.00

Cafazzo, Terri

First Justice

Trial Court- Essex Probate and Family Court

2

$100.00

Canning, Richard E.

Member

Board of Food and Agriculture

25

$300.00

Clifford, Patrick J.

Assistant Clerk

Trial Court- Boston Municipal Court

2

$100.00

Conlon, Mark T.

Acting Director of Human Resources

Trial Court- Office of Court Management

1

$100.00

Connelly, Susan

Director of Community Housing Initiatives

Massachusetts Housing Partnership Fund

1

$100.00

Day, Patrick

Vice Chancellor for Student Affairs

University of Massachusetts- Boston

4

$100.00

DeBower, Lore Loftfield

Dean of Arts and Humanities

Cape Cod Community College

1

$100.00

Desrosiers, Betty

Acting Chief of Staff

Massachusetts Port Authority

1

$100.00

Doyle, John

Director of Areas

Department of Children and Families

7

$100.00

Franck, Kevin Director of Communications  Executive Office of Labor and Workforce Development 28 $300.00
Green, Kenneth Deputy Police Chief MassDOT- MBTA 4 $100.00

Hicks, Bernard

Director of Civil Rights Operations

MassDOT- Office of Planning and Programs

3

$100.00

Jaedtke, Wayne

Dredge Superintendent

Barnstable County Commission

3

$100.00

Johnston, David R.

Former Regional Director, SERO

Department of Environmental Protection

5

$100.00

Jones, Stephen

Director of Transportation and Customer Service

MassDOT- MBTA

8

$100.00

Kelley, Aundrea

Deputy Commissioner

Department of Higher Education

1

$100.00

Klempner, Mark

Executive Vice-Chancellor

University of Massachusetts Medical School

2

$100.00

Lambert, Michael Deputy Administrator and Assistant to the General Manager MassDOT- MBTA 4 $100.00

Leary, Joseph

District Manager

Department of Conservation and Recreation 

4

$100.00

Myrick, Gary F. Assistant Clerk Magistrate Trial Court- Boston Municipal Court 3 $100.00
Nelson, Lori Deputy Chief of Staff MassDOT-MBTA 2 $100.00

Nicholson, Eedy

Deputy Regional Counsel

Department of Children and Families

3

$100.00

Pina, Jason Vice President of Student Affairs Bridgewater State University 9 $100.00

Pontbriand, Thomas C.

Chief Engineer

Land Court

2

$100.00

Price, A. Gordon

Member

Board of Food and Agriculture

11

$200.00

Richard, Harold J.

Director of Information Networks and Security

MassDOT- MBTA

7

$100.00

Wallace, Wesley G.

Treasurer-Controller

MassDOT- MBTA

15

$200.00

Wessman, David Chief Technology Officer Center for Health Information and Analysis 1 $100.00
Wing, Leverett Associate Director of Community Services Department of Housing and Community Development 1 $100.00

Ziemba, David

Dean of Learning Residence and Student Success

Cape Cod Community College

1

$100.00

2011 Late-Filed SFI Penalties

Filer Title Agency Number of Days Late Penalty Paid
Annesi, Kimberly District Assistant Clerk Boston Municipal Court – Roxbury 26 $300.00
Branger, Amy Director MASSDOT Office of Transition Management 178 $1,250.00
Daniel, James B. Former Chief Information Officer Department of Public Health 8 $100.00
Ferrara, John S. Associate Justice Hampton Superior Court 28 $300.00
Higgins-Stolberg, Ruth Former Director Executive Office of Labor and Workforce Development 4 $100.00
Oliver, Jill Former Medicolegal Investigator Office of the Chief Medical Examiner 7 $100.00
Prates-Ramos, Lucilia Member Public Health Council 21 $300.00
Re, Cheryl Interim Co-director MA Office for Victim Assistance 5 $100.00
Riley, William Former Justice Chelsea District Court 7 $100.00
Schafer, Scott Former Protection Division Chief Attorney General’s Office Consumer Protection Division 11 $200.00
Stevens, Kimberly Member Board of Food and Agriculture 27 $300.00
Wallace, Wesley G. Treasurer MBTA 5 $100.00

By Decision and Order of the Commission, the following have been ordered to pay a civil penalty for late-filing their 2011 SFIs:

Filer Title Agency Number of Days Late Penalty Paid
Byrnes, Michael A. Former Director, Division of Labor Executive Office of Labor and Workforce Development 246 $625.00 (D&O)

2010 Late-Filed SFI Penalties

Filer

Title

Agency

Number of Days Late

Penalty Paid

Celino, David

Deputy Bureau Chief, Fire Control

Department of  Conservation and Recreation

2 Days Late

$100

Conrad, Mark A.

Former Board Member

Parole Board

28 Days Late

$300

Lansing, Margaret

Principal Gift Officer

University of Massachusetts Medical School (Worcester)

1 Day Late

$100

Levy, Danny T.

Director of Strategic Communications and Marketing

Massachusetts Port Authority

2 Days Late

$100

Loughlin, Thomas J.

 

Former Director, Highway Operations

Massachusetts Department of Transportation  

43 Days Late

$500

Murphy, Christopher W.

Commission Member

Martha’s Vineyard Commission

2 Days Late

$100

Travis-Brown, Deirdre

Director of Training and Learning Unit

Human Resources Division

1 Day Late

$100

By Decision and Order of the Commission, the following have been ordered to pay a civil penalty for late-filing their 2010 SFIs:

Filer

Title

Agency

Number of Days Late

Penalty Amount

Bretschneider, Richard Former Sheriff Nantucket County More than 111 days $1,200
Landy, David Former Director of Information Technology Pension Reserves Investment Management Board More than 71 days $800
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