Year 2002 Administrative Actions - April to June

Special Investigations Unit Year 2002

The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between April, 2002 and June, 2002. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.
 

Licensee Name Type of License Case No. Primary Allegation(s) Disposition Effective Date
Roblin Insurance Agency, Inc. Needham, MA Full Lines Broker 3734B Paying Commissions to unlicensed entity Settlement Agreement: Cease & Desist 04/10/2002
Vigue, James Waterville, ME Non-resident agent 3603 Failure to Maintain Qualities of Trustworthiness & Suitability Settlement Agreement: Permanent License Revocation 04/12/2002
IRC, Inc. Lynnfield, MA Agent & Broker 3734E Paying Commissions to unlicensed entity Settlement Agreement: Cease & Desist 04/12/2002
SAN Group Insurance Agency, Inc. Swanzey, NH Non-resident agent 3734F Paying Commissions to unlicensed entity Settlement Agreement: Cease & Desist 04/15/2002
Bryden & Sullivan Insurance Agency, Inc. Agent & Broker 3594 Unfair or deceptive trade practice or method of competition in business of insurance Consent Agreement: $5,000 Administrative Assessment; Cease & Desist 04/17/2002
Preszler, Carol Aberdeen, SD Non-resident agent 3221 Misrepresentation on insurance license application Hearing Officer Order on Motion for Summary Decision: License Revocation 04/19/2002
Snow, Linda W. Brighton, MA Agent 3420 Misrepresentation; Misappropriation of life insurance policy values Hearing Officer Order on Motion for Summary Decision: License Revocation; $6,000 Fine 04/22/2002
Encompass Insurance Quincy, MA   3672B Paying Commissions to unlicensed entity Settlement Agreement: Cease & Desist 04/22/2002
Rider Risk Specialists Insurance Agency, Inc. Cataumet, MA Corporate Broker 3734C Paying Commissions to unlicensed entity Settlement Agreement: Cease & Desist 04/22/2002
Cambridge Mutual Fire Insurance Company Andover, MA

Domestic

Property Casualty Co.

3416B Paying Commissions to unlicensed entity Settlement Agreement: $1,500 Fine; Cease & Desist 04/23/2002
Hart, Randall North Andover, MA Agent 3244 Misrepresentation on insurance license application Settlement Agreement: $750 Administrative Assessment; Cease & Desist 04/23/2002
Nissi, Daniel C. Millis, MA Broker 4022; 4023 Misrepresentation on corporate insurance license application Settlement Agreement: Cease & Desist 04/23/2002
Meadowbrook TPA Associates Andover, MA   3734D Paying Commissions to unlicensed entity Settlement Agreement: Cease & Desist 04/23/2002
Pilgrim Insurance Company Boston, MA

Property

Casualty Company

3672C Paying Commissions to unlicensed entity Settlement Agreement: Cease & Desist 04/24/2002
Chase & Durand Associates, Inc. Manchester, NH Unlicensed 3416A Sale of insurance policies in MA without proper license Settlement Agreement: $1,650 Fine; Cease & Desist 04/30/2002
Dolan, Paul S. Chelsea, MA Unlicensed 2596 Failure to Maintain Qualities of Trustworthiness & Suitability Settlement Agreement: License Revocation; Disposition of all interest in any insurance business; Cease & Desist 05/03/2002
Fultz, Douglas R. Newtonville, MA Agent 3796 Misrepresentation on insurance license applications Settlement Agreement: Cease & Desist 05/06/2002
Liberty Mutual Insurance Company Boston, MA

Domestic

Property Casualty Co.

3804A Paying Commissions to unlicensed entity Settlement Agreement: Cease & Desist 05/07/2002
Middlesex Insurance Company Stevens Point, WI

Property

Casualty Co.

3540B Paying Commissions to unlicensed entity Settlement Agreement: Cease & Desist 05/07/2002
Lynch, Christopher Suffield, CT Non-resident agent 3452 Misrepresentation on insurance license application Consent Agreement: $1,000 Fine 05/22/2002
Butler, Kevin A. Cohasset, MA Agent 3587 Misrepresentation on insurance license applications Settlement Agreement: $2,500 Fine; Cease & Desist 05/23/2002
Travelers Insurance Company (Life Dept.) Life Accident & Health Company 3546 Improper certification of agent continuing education obligations Settlement Agreement: Cease & Desist 05/24/2002
Giemza, Thomas L. Amherst, MA Agent 2670 Failure to Maintain Qualities of Trustworthiness & Suitability Hearing Officer Order on Motion for Summary Decision: Licenses suspended for remainder of their term 05/24/2002
Minkler Insurance Agency, Inc. Stockbridge, MA

Property

Casualty Agent & Broker

3493 Misrepresentation on insurance policy cancellation request forms Settlement Agreement: $1,000 Administrative Assessment; Cease & Desist 05/30/2002
Segal, David J. Lincoln, MA Agent & Broker 3859 Misrepresentation on insurance license applications Settlement Agreement: $500 Administrative Assessment; Cease & Desist 06/04/2002
Foster Insurance Agency, Inc. Fitchburg, MA

Corporate

Agent & Broker

3277A Placing Business with company not licensed in MA Settlement Agreement: $1,000 Administrative Assessment; Cease & Desist; Consumer Restitution 06/07/2002
Janick, Walter J. North Attleboro Agent & Broker 4016 Conducting insurance business in an unlicensed name Settlement Agreement: $500 Administrative Assessment; Cease & Desist 06/10/2002
Battista, Laura M. Revere, MA Unlicensed 3540A Engaging in business of insurance while unlicensed Settlement Agreement: $7,500 Fine; Cease & Desist 06/10/2002
Fidelity & Guaranty Life Insurance Company Baltimore, MD Life Insurance Company 3553B Paying Commissions to unlicensed entity Settlement Agreement: Cease & Desist 06/13/2002
Travelers Life & Annuity Company Hartford, CT Life   Accident & Health Company 4173 Paying Commissions to unlicensed entity Settlement Agreement: $4,000 Fine; Cease & Desist 06/14/2002
Collins, Sean R. Worcester, MA Agent & Broker 3497 Failure to Maintain Trustworthiness & Suitability; Misrepresentation on insurance company forms, including applications Settlement Agreement: Five (5) Year License Revocation; Cease & Desist; Disposition of of all interests in any insurance business 06/14/2002
Safety Insurance Company Boston, MA

Property

Casualty Company

3804C Paying Commissions to unlicensed entity Settlement Agreement: $3,500 Administrative Assessment; Cease & Desist 06/18/2002
Renzoni, Heather M. Holden, MA Agent 2653 3031 Misrepresentation of policy terms & conditions; Unauthorized policy loans; Misrepresentation on insurance license applications Settlement Agreement: 10 Year License Revocation; Cease & Desist from all insurance activity 06/18/2002
Central Mutual Insurance Company Van Wert, OH

Property

Casualty Company

3641E Paying Commissions to unlicensed entity Settlement Agreement: $1,500 Administrative Assessment; Cease & Desist 06/18/2002
All America Insurance Company Van Wert, OH

Property

Casualty Company

3641E Paying Commissions to unlicensed entity Settlement Agreement: $1,500 Administrative Assessment; Cease & Desist 06/18/2002
Protective Life Insurance Company Birmingham, AL Life Insurance Company 2984H Paying Commissions to unlicensed entity Settlement Agreement: $700 Administrative Assessment; Cease & Desist 06/19/2002
Cucchiara, Dennis Fitchburg, MA Life Accident & Health Agent 3018 Misrepresentation on insurance license applications Settlement Agreement: $6,000 Administrative Assessment; Cease & Desist 06/20/2002
Brooks, Kenneth R. Hull, MA Agent 3604 Misrepresentation on insurance license applications Settlement Agreement: $1,000 Administrative Assessment; Cease & Desist 06/24/2002
North American Insurance Agency, Inc. Dba Evanowski Insurance Agency Worcester, MA Unlicensed 3641C Engaging in business of insurance without proper license Settlement Agreement: $5,000 Administrative Assessment; Cease & Desist 06/25/2002
Matrix Direct Insurance Services San Diego, CA

Foreign

Corporate insurance

agent

unlicensed

in MA

2707A Sale of insurance policies in MA without proper license; impersonation Settlement Agreement: $30,000 Administrative Assessment; Cease & Desist 06/25/2002
Snow, Linda W. Brighton, MA Unlicensed 2356 Misrepresentation; Misappropriation of life insurance policy values Settlement Agreement: Permanent License Revocation; Disposition of all interests in any insurance business. 06/27/2002
Fireman's Fund Insurance Company Novato, CA Property Casualty Company 3468 Misrepresentation of automobile insurance rates Consent Agreement: $20,000 Fine; Cease & Desist; Reimbursement of excess premium to affected policyholders 06/28/2002

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