The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between October, 2004 and December, 2004. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.
For each administrative action, please note the following definitions.
| Licensee Name | Type of License | Case No. | Primary Allegation(s) | Disposition | Effective Date |
|---|---|---|---|---|---|
| Joyner, Charles Daniel III Atlanta, GA |
Non-Resident Producer | 4798 | Failure to Report Administrative Action within 30 Days | Settlement Agreement: $250 Civil Penalty; Cease & Desist from violations | 10/01/2004 |
| Thomas F. Walsh Insurance Agency, Inc. South Boston, MA |
Business Entity Producer | 3676 | Failure to supervise unlicensed employees | Settlement Agreement: $2,000 Civil Penalty; Cease & Desist from violations | 10/04/2004 |
| Thomas F. Walsh Insurance Agency, Inc. South Boston, MA |
Business Entity Producer | 4812 | Sale of insurance while unlicensed | Settlement Agreement: $28,000 Civil Penalty; Cease & Desist from violations | 10/04/2004 |
| Lucius, Charles E. Topeka, KS |
Non-Resident Producer | 4764 | Failure to Make Required Disclosure on License Application | Settlement Agreement: $1,750 Civil Penalty; Cease & Desist from violations | 10/05/2004 |
| Augustine, Amanda Sue Streator, IL |
Non-Resident Producer | 4765 | Failure to make required disclosure on license application; failure to timely report administrative action | Settlement agreement: License Revocation; Cease & desist from all insurance activity | 10/07/2004 |
| Pereira, Andrew New Bedford, Ma |
Producer | 4509 | Failure to Make Required Disclosure on license application | Settlement Agreement: $500 Civil Penalty; Cease & Desist from violations | 10/08/2004 |
| Eisenberg, Richard dba Eisenberg Associates Newton, MA |
Producer | 4780 | Failure to timely report administrative action | Settlement Agreement: $250 Civil Penalty; Cease & Desist from violations | 10/09/2004 |
| Clower Insurance & Financial Strategies, Inc. Medfield, MA |
Business Entity Producer | 4779 | Failure to Report Administrative Action within 30 Days | Settlement Agreement: $250 Civil Penalty; Cease & Desist from violations | 10/12/2004 |
| Levine, Allen Barry Des Plaines, IL |
Non-Resident Producer | 4785 | Failure to disclose bankruptcy on license application; failure to report administrative action within 30 days | Settlement Agreement: License Surrender; Cease & Desist from all insurance activity | 10/12/2004 |
| Vita, Alfred W. Jr. Winthrop, MA |
Producer | 4593 | Failure to Make Required Disclosures on License Application | Settlement Agreement: Permanent License Revocation; Cease & Desist from all insurance activity | 10/15/2004 |
| Malloy, Thomas J. Stratford, CT |
Non-Resident Producer | 4452 | Failure to Report Administrative Action within 30 Days | Settlement Agreement: $500 Civil Penalty | 10/18/2004 |
| Falls, Douglas A. Minneapolis, MN |
Non-Resident Producer | 4771 | Failure to Report Administrative Action within 30 Days | Settlement Agreement: $300 Civil Penalty; Cease & Desist from violations | 10/18/2004 |
| Biasiolli, Sarah Elizabeth San Antonio, TX |
Non-Resident Producer | 4820 | Failure to report administrative action within 30 days | Settlement Agreement: $250 Civil Penalty; Cease & Desist from violations | 10/22/2004 |
| Stonehouse, Gerald Francis Hingham, MA |
Producer | 4632 | Failure to report administrative action to DOI | Settlement Agreement: $500 Civil Penalty; Cease & Desist from violations | 10/28/2004 |
| Patterson, Daniel H. McDonough, GA |
Non-Resident Producer | 4813 | Failure to Report Administrative action within 30 days | Settlement Agreement: $250 Civil Penalty; Cease & Desist from violations | 11/01/2004 |
| Saboe, Joshua Colben Des Moines, IA |
Non-Resident Producer | 4814 | Failure to Report Administrative Action within 30 Days | Settlement Agreement: $250 Civil Penalty; Cease & Desist from violations | 11/01/2004 |
| Pre-Paid Legal Casualty, Inc. Ada, OK |
Property Casualty Company | 4848 | Failure to notify Division of agent termination | Settlement Agreement: $500 Administrative Assessment; Cease & Desist from violations | 11/08/2004 |
| Rebik, Joseph Lee Coralville, IA |
Non-Resident Producer | 4815 | Failure to Report Administrative Action within 30 Days | Settlement Agreement: $250 Civil Penalty; Cease & Desist from violations | 11/10/2004 |
| Knights of Columbus Hartford, CT |
Fraternal Organization | 4448 | Failure to specify reason(s) for agent terminations | Settlement Agreement: $350 Civil Penalty; Cease & Desist from violations | 11/12/2004 |
| Allan M. Walker Insurance Agency, Inc. Taunton, MA |
Business Entity Producer | 4770 | Unfair Trade Practice | Settlement Agreement: $20,000 Civil Penalty; Cease & Desist from Violations | 11/16/2004 |
| Morse, Payson & Noyes Insurance Portland, ME |
Non-Resident Business Entity Producer | 4835 | Failure to Report Administrative Action within 30 Days | Settlement Agreement: $250 Civil Penalty; Cease & Desist from violations | 11/18/2004 |
| Issokson, Gerald L. South Yarmouth, MA |
Producer | 4205 | Felony convictions | Court Ordered License Revocation | 11/22/2004 |
| New York Marine & General Insurance Company New York, NY |
Property Casualty Company | 4892 | Sale of professional liability coverage without license authority | Settlement Agreement: $15,000 Civil Penalty; Cease & Desist from Violations | 11/23/2004 |
| Zagami, Allan R. Worcester, MA |
Producer | 4567A | Sale of insurance while unlicensed | Settlement Agreement: $5,000 Civil Penalty; Cease & Desist from violations | 11/24/2004 |
| Mansfield, William West Brookfield, MA |
Producer | 4361 | Selling for unlicensed insurer; selling while unlicensed or unappointed | Consent Agreement: $5,000 Fine; Cease & Desist from violations | 11/30/2004 |
| Driscoll, Wilfred C, Jr. Fall River, MA |
Producer | 4721 | Failure to Make required notification to Division of Insurance | Consent Agreement: Permanent License Revocation; Cease & Desist from all insurance activity | 12/06/2004 |
| Paschall, Melissa O. San Antonio, TX |
Non-Resident Producer | 4864 | Failure to Make Required Disclosure on License Application | Settlement Agreement: $500 Civil Penalty; Cease & Desist from violations | 12/07/2004 |
| Rocco, John Angelo Florham Park, NY |
Non-Resident Producer | 4825 | Failure to Report Administrative Action within 30 Days | Settlement Agreement: $500 Civil Penalty; Cease & Desist from violations | 12/07/2004 |
| Payne, Gary J. Beverly, MA |
Producer | 4702 | Guilty plea to federal tax evasion charges | Settlement Agreement: 3 Year license suspension; Automatic revocation if convicted | 12/07/2004 |
| Sacco, John A. Belchertown, MA |
Producer | 4817 | Failure to make required disclosure on license application, failure to report administrative action(s) | Settlement Agreement: Permanent license revocation, cease & desist from all insurance activity | 12/08/2004 |
| Tokio Marine & Fire Insurance Company, Ltd. New York, NY |
Property Casualty Company | 4690 | Failure to Make Required Disclosure on License Application | Settlement Agreement: $1,000 Civil Penalty; Cease & Desist from Violations | 12/10/2004 |
| Mullett, Carissa Marie San Antonio, TX |
Non-Resident Producer | 4478 | Failure to Make Required Disclosure on License Application; Failure to report administrative action | Settlement Agreement: $500 Fine; Cease & Desist from violations | 12/13/2004 |
| Tarantino, Michael F. Arlington, MA |
Producer | 4754 | Failure to timely remit return premium to finance company | Settlement Agreement: $500 Civil Penalty; Cease & Desist from violations | 12/13/2004 |
| Allen, John Woodbury, MN |
Non-Resident Producer | 4841 | Failure to Report Administrative Action within 30 Days | Settlement Agreement: $1,000 Civil Penalty; Cease & Desist from Violations | 12/14/2004 |
| La Brasca, Dennis J. Canton, CT |
Non-Resident Producer | 4729 | Misrepresentation in advertising; Failure to make required disclosure on license application | Settlement Agreement: $3,500 Civil Penalty; Cease & Desist from violations | 12/16/2004 |
| Petsmarketing Insurance.com Agency, Inc. North Canton, OH |
Non-Resident Business Entity Producer | 4831 | Sale of Insurance without license authority | Settlement Agreement: $12,000 Administrative Assessment; Cease & Desist from violations | 12/16/2004 |
| Even, Perry Orange, CA |
Non-Resident Producer | 4859 | Failure to Report Administrative Action within 30 Days | Settlement Agreement: $750 Civil Penalty; Cease & Desist from violations | 12/16/2004 |
| Boje Insurance Agency, Inc. Roslindale, MA |
Business Entity Producer | 4597 | Failure to make required disclosure on license application; sale of insurance while license lapsed | Settlement Agreement: $12,000 Civil Penalty; Cease & Desist from violations | 12/17/2004 |
| Rassias, Timothy A. Holden, MA |
Producer | 4588 | Failure to report revocation of investment advisor registration | Settlement Agreement: Permanent License Revocation; Cease & Desist from all insurance activity | 12/21/2004 |
| Corcoran & Havlin Insurance Agency, Inc. Wellesley, MA |
Business Entity Producer | 4345A | Doing business in unlicensed name; misrepresentation in advertising | Settlement Agreement: $1,000 Civil Penalty; Cease & Desist from Violations | 12/22/2004 |
| Art Domings Insurance Agency, Inc. Marlborough, MA |
Business Entity Producer | 4808 | Sale of insurance while license lapsed | Settlement Agreement: $6,000 Civil Penalty; Cease & Desist from violations | 12/27/2004 |
| Arbella Mutual Insurance Company Quincy, MA |
Domestic Property Casualty Company | 3739A | Allowed business from agent not appointed/licensed; paid commission to unappointed | Settlement Agreement: $9,000 Civil Penalty; Cease & Desist from violations | 12/27/2004 |