The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between July, 2006 and September, 2006. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.
For each administrative action, please note the following definitions.
| Licensee Name | Type of License | Case No. | Primary Allegation(s) | Disposition | Effective Date |
|---|---|---|---|---|---|
| Acordia of Ohio, LLC | Producer | 5598 | Failed to report administrative action(s) | Settlement Agreement: $500 civil penalty, cease & desist from violations | 09/13/2006 |
| AMWINS Brokerage of New York, Inc | Producer | 5540 | Placed policies while unlicensed | Settlement Agreement: $5,000 civil penalty, cease & desist from violations | 07/12/2006 |
| Baldinger, Sanford A. | Producer | 5342 | Failed to report administrative action(s) | Settlement Agreement: $400 civil penalty, cease & desist from violations | 07/31/2006 |
| Balducci, Therese Ann | Producer | 5099 | Failure to report administrative action(s) | Administrative Decision: License Revocation; $2,000 fine, cease & desist from all insurance activity | 07/07/2006 |
| Berndt, Jeffrey Francis | Producer | 5550 | Failed to report administrative action(s) | Settlement Agreement: $250 civil penalty, cease & desist from violations | 08/03/2006 |
| Corinthian Insurance Agency, Inc. | Producer | 5557 | Placed policies while unlicensed | Settlement Agreement: $750 civil penalty, cease & desist from violations | 07/24/2006 |
| Cosmos America Insurance Services | Producer | 5541 | Placed policies while unlicensed | Settlement Agreement: $200 civil penalty, cease & desist from violations | 07/19/2006 |
| Cunningham, Kevin James | Producer | 5143 | Failed to report administrative action(s) | Settlement Agreement: $2,000 fine, cease & desist from violations | 07/06/2006 |
| Distinguished Programs Ins. Brokerage, LLC | Producer | 5559 | Failed to report administrative action(s) | Settlement Agreement: $250 civil penalty, cease & desist from violations | 09/01/2006 |
| First Innovative Insurance Agency, Inc. | Producer | 5499C | Placed policies while unlicensed | Settlement Agreement: $50 civil penalty, cease & desist from violations | 08/16/2006 |
| Foresight Systems, Inc. | Producer | 5499E | Placed policies while unlicensed | Settlement Agreement: $100 civil penalty, cease & desist from violations | 08/07/2006 |
| Garcia, Jose S. | Producer | 5272 | Trustworthiness - improperly withholding funds | Administrative Decision: License revocation, $10,000 fine, cease & desist from all insurance activity | 08/10/2006 |
| Gilkerson, Sharon G. | Producer | 5604 | Failed to report administrative action(s) | Settlement Agreement: $200 fine, cease & desist from violations | 09/13/2006 |
| Goodman, Barry Jeffrey | Unlicensed | 3593 | Trustworthiness | Settlement Agreement: License revocation, cease & desist from violations, cease & desist from all insurance activity | 07/14/2006 |
| Healey, Teresa Ann | Producer | 5223 | Failure to report administrative action(s)Failed to cooperate with an investigation and failed to respond to three information requests | Administrative Decision: License Revocation; $3,000 fine, cease & desist from all insurance activity | 07/13/2006 |
| Inamar Insurance Underwriting Agency Inc. of MA | Producer | 5558 | Placed policies while unlicensed | Settlement Agreement: $150 civil penalty, cease & desist from violations | 07/24/2006 |
| Independence Insurance Agency, Inc. | Producer | 5593 | Placed policies while unlicensed | Settlement Agreement: $5,000 civil penalty, cease & desist from violations | 09/18/2006 |
| Insurance Express.Com Inc. | Producer | 5555 | Placed policies while unlicensed | Settlement Agreement: $3,000 civil penalty, cease & desist from violations | 07/24/2006 |
| Intego Insurance Services, LLC | Producer | 5622 | Placed policies while unlicensed | Settlement Agreement: $500 civil penalty, cease & desist from violations | 09/14/2006 |
| Joyal Property & Liability Insurance Agency, Inc. II | Producer | 5525 | Placed policies while unlicensed, failed to make required disclosure on licensing application(s) | Settlement Agreement: $1,000 administrative assessment, cease & desist from violations | 06/28/2006 |
| Malkin, David B. | Producer | 4427 | Using fraudulent, coercive or dishonest practices, or demonstrating incompetence, untrustworthiness or financial irresponsibility in the conduct of business. | Settlement Agreement: $750 fine, cease & desist from violations | 08/04/2006 |
| Morgan Keegan & Co. | Producer | 5505A | Failed to report administrative action(s) | Settlement Agreement: $1,000 civil penalty, cease & desist from violations | 09/14/2006 |
| O'Connell, Richard M. | Unlicensed | 5425 | Altered a license, held himself out to the public as licensed, presented an altered license to his employer, placed policies while unlicensed | Administrative Decision: License Revocation; $37,000 fine, cease & desist from all insurance activity | 07/11/2006 |
| Panakio, Louis, Jr. | Public Insurance Adjuster | 4387 | Entered into fire loss adjuster and/or public insurance adjuster contracts while unlicensed, used a d/b/a not on his license | Settlement Agreement: $1,125 fine, cease & desist from violations | 09/28/2006 |
| Petrocelli Public Insurance Adjusters, Inc. | Public Insurance Adjuster | 5278 | Entered into fire loss adjuster and/or public insurance adjuster contracts while unlicensed | Settlement Agreement: $8,000 civil penalty, cease & desist from violations | 09/08/2006 |
| Philbin Insurance Agency, Inc. | Producer | 4844 | Placed policies while unlicensed | Settlement Agreement: $8,000 civil penalty, cease & desist from violations | 07/27/2006 |
| Platinum Partners Insurance Services, Inc. | Producer | 5547 | Placed policies while unlicensed | Settlement Agreement: $1,500 civil penalty, cease & desist from violations | 07/17/2006 |
| Rabias, Nicholas J. | Public Insurance Adjuster | 5542 | Utilized an unapproved public insurance adjuster contract | Settlement Agreement: $3,000 civil penalty, cease & desist from violations | 09/12/2006 |
| Rosenbloom and Rosenbloom, Inc. | Producer | 5485 | Placed policies while unlicensed | Settlement Agreement: $200 civil penalty, cease & desist from violations | 09/06/2006 |
| Rush, Leo M. | Producer | 4358 | Misrepresented contracts as surety bonds | Consent Agreement: License Revocation; cease & desist from all insurance activity | 08/31/2006 |
| Selbovitz, Stephen N. | Producer | 5447 | Improperly withheld monies | Settlement Agreement: $3,000 civil penalty, cease & desist from violations | 08/08/2006 |
| Silva, David Angel | Producer | 5578 | Failure to make required disclosure | Settlement Agreement: $250 fine, cease & desist from violations | 09/01/2006 |
| Stark, Rachael Michelle | Producer | 5304 | Failed to report administrative action(s) | Settlement Agreement: $250 civil penalty, cease & desist from violations | 08/14/2006 |
| Starr, Dennis M. | Producer | 5549 | Failed to report administrative action(s) | Settlement Agreement: $250 civil penalty, cease & desist from violations | 07/24/2006 |
| Taylor, Harry I., Jr. | Producer | 5421 | Failed to report administrative action(s) | Settlement Agreement: $250 civil penalty, cease & desist from violations | 09/18/2006 |
| Tracy, William F. | Producer | 4991 | Failure to make proper disclosure on licensing application(s) | Administrative Decision: License Revocation; $11,000 fine, cease & desist from all insurance activity | 08/04/2006 |
| Uni-Service Excess Facilities Ins. Agy. of N.E. | Producer | 5606 | Placed policies while unlicensed | Settlement Agreement: $3,000 civil penalty, cease & desist from violations | 09/01/2006 |
| USAllianz Insurance Agency, Inc. | Producer | 5569 | Placed policies while unlicensed, provided false information on a licensing application | Settlement Agreement: $8,000 civil penalty, cease & desist from violations | 08/03/2006 |
| Vellucci, Mark D. | Producer | 5499B | Placed policies with company not authorized to issue such policies | Settlement Agreement: $500 civil penalty, cease & desist from violations | 08/14/2006 |
| Washek, Matthew | Producer | 5531 | Failed to complete continuing education in a timely manner | Settlement Agreement: $500 civil penalty, cease & desist from violations | 09/11/2006 |
| Watkins, Casey L. | Producer | 5520 | Failure to report administrative action(s), failure to make required disclosure on licensing application(s) | Settlement Agreement: $1,000 civil penalty, cease & desist from violations | 08/30/2006 |
| Willis Insurance Brokerage of Maryland | Producer | 4590 | Failed to report administrative action(s) | Settlement Agreement: $500 fine, cease & desist from violations | 09/20/2006 |
| Woods, Michael R. | Public Insurance Adjuster | 5607 | Utilized an unapproved public insurance adjuster contract | Settlement Agreement: $1,000 civil penalty, cease & desist from violations | 09/14/2006 |