Licensee Name |
Type of License |
Case # |
Primary Allegation(s) |
Disposition |
Effective Date |
Adler, Michael |
Producer |
6623 |
Failed to make proper disclosure on licensing application(s) |
Settlement Agreement: $500 fine, cease & desist from violations |
02/10/10 |
Alliant Services Houston, Inc. |
Producer |
7041 |
Placed policies while unlicensed |
Settlement Agreement: $2,000 fine, cease & desist from violations |
03/11/10 |
Anchor International Insurance Agency, Inc. |
Producer |
6460 |
Placed policies while unlicensed |
Settlement Agreement: $5,200 fine, cease & desist from violations |
02/11/10 |
Anderson & Murison, Inc. |
Producer |
7166 |
Placed policies while unlicensed |
Settlement Agreement: $6,500 fine, cease & desist from violations |
03/09/10 |
ARM Insurance Agency of Massachusetts, Inc. |
Producer |
6917 |
Placed policies while unlicensed |
Settlement Agreement: $150 fine, cease & desist from violations |
01/14/10 |
Brookline Bank |
Producer |
6167 |
Placed policies while unlicensed |
Settlement Agreement: $16,500 fine, cease & desist from violations |
03/11/10 |
Brown & Brown Insurance Services |
Producer |
7152 |
Placed policies while unlicensed |
Settlement Agreement: $350 fine, cease & desist from violations |
03/24/10 |
Brown, Kevin E.
. |
Producer |
6498 |
Failed to timely report administrative action(s) |
Administrative Decision: License Revocation, $1,000 fine, cease & desist from all insurance activity |
03/08/10 |
Cluett, Bruce Edward |
Producer |
6761 |
Failed to make proper disclosure on licensing application(s) |
Settlement Agreement: $500 fine, cease & desist from violations |
01/08/10 |
CNH Capital Insurance Agency, Inc. |
Producer |
6331 |
Placed policies while unlicensed |
Settlement Agreement: $2,000 fine, cease & desist from violations |
03/02/10 |
CUSO Financial Services, Inc. |
Producer |
6835 |
Placed policies while unlicensed |
Settlement Agreement: $400 fine, cease & desist from violations |
03/31/10 |
David G. Sayles Insurance Services |
Producer |
7210 |
Placed policies while unlicensed |
Settlement Agreement: $250 fine, cease & desist from violations |
03/23/10 |
Industrial Coverage Corporation |
Producer |
7236 |
Placed policies while unlicensed |
Settlement Agreement: $250 fine, cease & desist from violations |
03/11/10 |
Integrity Underwriters, Inc. |
Producer |
7187 |
Placed policies while unlicensed |
Settlement Agreement: Cease & desist from violations |
03/11/10 |
J.W. Allen Co., Inc. |
Producer |
6976 |
Failed to make proper disclosure on licensing application(s) |
Settlement Agreement: $500 fine, cease & desist from violations |
03/12/10 |
Kadiri, Moses E., Sestatic Insurance Agency, Inc. |
Producer |
6172 |
Improperly withheld money received in the course of doing business, issued a false binder of insurance, submitted applications for insurance without the knowledge of the applicant, misrepresented the premium on a policy |
Administrative Decision: License Revocation, $5,000 fine, cease & desist from all insurance activity |
01/27/10 |
Lucia Insurance and Financial Services, Inc. |
Producer |
7136 |
Placed policies while unlicensed |
Settlement Agreement: $700 fine, cease & desist from violations |
01/28/10 |
MEDMARC Mutual Ins. Co. |
Company |
7201 |
Failed to renew agent appointments |
Settlement Agreement: $500 fine, cease & desist from violations |
02/18/10 |
Norwood Insurance Agency, Inc. |
Producer |
7132 |
Placed policies while unlicensed |
Settlement Agreement: $4,600 fine, cease & desist from violations |
01/08/10 |
OneAmerica Securities Insurance Agency, Inc. |
Producer |
6415 |
Failed to make proper disclosure on licensing application(s) |
Settlement Agreement: $500 fine, cease & desist from violations |
3/121/0 |
Pelos, Joseph Marc |
Producer |
6941 |
Failed to make proper disclosure on licensing application(s) |
Settlement Agreement: $300 fine, cease & desist from violations |
03/22/10 |
Peter D. Lepage Ins. Agcy., Inc. |
Producer |
6962 |
Placed policies while unlicensed |
Settlement Agreement: $4,000 fine, cease & desist from violations |
03/31/10 |
Philadelphia American Life Ins. Co. |
Company |
7199 |
Failed to renew agent appointments |
Settlement Agreement: $500 fine, cease & desist from violations |
02/26/10 |
Piette, Judith Ann |
Producer |
7086 |
Failed to make required disclosure. |
Settlement Agreement: $500 fine, cease & desist from violations |
03/26/10 |
Pre-Need Professionals of New England Ins. Agency |
Producer |
7268 |
Placed policies while unlicensed |
Settlement Agreement: $2,000 fine, cease & desist from violations |
03/10/10 |
Rocco, John Angelo |
Producer |
6764 |
Failed to make proper disclosure on licensing application(s) |
Administrative Decision: $850 fine, cease & desist from violations |
02/26/10 |
Rockwood Programs, Inc. |
Producer |
7085 |
Placed policies while unlicensed |
Settlement Agreement: $850 fine, cease & desist from violations |
03/31/10 |
Rollstone Bank & Trust |
Producer |
6544 |
Placed policies while unlicensed |
Settlement Agreement: $1,500 fine, cease & desist from violations |
03/11/10 |
Strategic Employee Benefit Services of New York |
Producer |
7137 |
Placed policies while unlicensed |
Settlement Agreement: $400 fine, cease & desist from violations |
01/20/10 |
Sturbridge Insurance Agency, Inc. |
Producer |
7018 |
Placed policies while unlicensed |
Settlement Agreement: $250 fine, cease & desist from violations |
03/02/10 |
Superior Access Ins. Services, Inc. |
Producer |
6261 |
Placed policies while unlicensed |
Settlement Agreement: $1,000 fine, cease & desist from violations |
01/25/10 |
The Ivy Insurance Agency, Inc. |
Producer |
7153 |
Placed policies while unlicensed |
Settlement Agreement: $300 fine, cease & desist from violations |
02/08/10 |