SPECIAL INVESTIGATIONS UNIT – 4th QUARTER 2015
| Licensee Name | Type of License | Case Number | Primary Allegation(s) | Disposition | Effective Date |
|---|---|---|---|---|---|
| AE Underwriters Agency, Inc. | Non-Resident Producer | 9141 | Unlicensed | Settlement Agreement: $200 Fine; Cease & Desist from Violation | 12/31/15 |
| Austin, Edward L, | Non-Resident Producer | 8392 | Unlicensed in Home State | License Suspension; Cease & Desist from violation | 12/4/15 |
| Black, Trenton J. | Non-Resident Producer | 9165 | Late Notice of Criminal Prosecution | Settlement Agreement: $250 Fine; Cease & Desist from Violation | 12/21/15 |
| Carolyn A. Celorier Enterprises, Inc. | Producer | 9147 | Unlicensed | Settlement Agreement: $100 Fine; Cease & Desist from Violation | 12/31/15 |
| Commercial Industrial Building Owners Alliance | Non-Resident Producer | 9152 | Placed or renewed policies while unlicensed | Settlement Agreement: $1,000 Fine; Cease & Desist from Violation | 12/21/15 |
| Dailyfeats, Inc. | Producer | 9158 | Placed or renewed policies while unlicensed | Settlement Agreement: $2,500 Fine; Cease & Desist from Violation | 12/21/15 |
| Finn & Stone | Non-Resident Producer | 9159 | Placed or renewed policies while unlicensed | Settlement Agreement: $450 Fine; Cease & Desist from Violation | 12/31/15 |
| Foresite Sports, Inc. | Non-Resident Producer | 9178 | Placed or renewed policies while unlicensed | Settlement Agreement: $100 Fine; Cease & Desist from Violation | 12/14/15 |
| Fravel, Gary Wayne | Producer | 7530 | Failure to Remit | Hearing Officer Order: Permanent License Revocation; $17,000 Fine; Cease & Desist from all insurance activity | 10/28/15 |
| Grimes, Keely | Non-Resident Producer | 8998 | Misrepresentation on License Application | Hearing Officer Decision: License Revocation; Cease & Desist from all insurance activity | 12/17/15 |
| Gullotti Insurance Agency, Inc. | Producer | 9033 | Unfair Trade Practices | Settlement Agreement: $1,000 Fine; Cease & Desist from Violations | 10/30/15 |
| The Jensen Agency, Inc. | Producer | 9151 | Placed or renewed policies while unlicensed | Settlement Agreement: Cease & Desist from Violation | 12/15/15 |
| Lion’s Share Holding, Inc. | Non-Resident Producer | 9157 | Placed or renewed policies while unlicensed | Settlement Agreement: $500 Fine; Cease & Desist from Violation | 12/16/15 |
| Lopopolo, Anthony | Producer | 9063 | Termination for Cause | Settlement Agreement: $2,500 Fine; Cease & Desist from Violation | 9/3/15 |
| Morton, David L. Jr. | Producer | 9104 | Termination for Cause | Settlement Agreement: License Revocation; Cease & Desist from Violation | 11/13/15 |
| Ott, Cassandra | Non-Resident Producer | 9091 | Failure to Report Administrative Actions | Hearing Officer Decision: License Revocation; $7,000 Fine; Cease & Desist from all insurance activity | 12/28/15 |
| R.L. Summers Insurance Agency, Inc. | Producer | 9127 | Placed or renewed policies while unlicensed | Settlement Agreement: $1,500 Fine; Cease & Desist from Violation | 12/11/15 |
| Siver Insurance Agency, Inc. | Producer | 8808 | Impersonation; False advertising | Settlement Agreement: $500 Fine; Cease & Desist from Violation | 10/7/15 |
| Snedeker, Michael | Non-Resident Producer | 8373B | Failure to Report Administrative Actions | Settlement Agreement: License Revocation; Cease & Desist from Violation | 11/9/15 |
Voboril, Stephen R. | Non-resident producer | 9077 | Failure to report administrative actions | Settlement Agreement: Permanent License Revocation; Cease & Desist from Violation | 10/14/15 |
| Vreeland Insurance, Inc. | Non-Resident Producer | 9183 | Placed or renewed policies while unlicensed | Settlement Agreement: $500 Fine; Cease & Desist from Violation | 12/10/15 |