The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between October, 2009 and December, 2009. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.
For each administrative action, please note the following definitions.
| Licensee Name | Type of License | Case No. | Primary Allegation(s) | Disposition | Effective Date |
|---|---|---|---|---|---|
| A Marotta Insurance Agency, Inc. | Producer | 6792 | Placed policies while unlicensed | Settlement Agreement: $8,000 fine, cease & desist from violations | 11/2/2009 |
| A-G Administrators, Inc. | Producer | 7049 | Failed to timely report administrative action(s), failed to make proper disclosure on licensing application(s) | Settlement Agreement: $1,000 fine, cease & desist from violations | 11/12/2009 |
| Avery Smith Insurance Agency, Inc. | Producer | 7023 | Placed policies while unlicensed | Settlement Agreement: $1,000 fine, cease & desist from violations | 12/8/2009 |
| Barney & Barney, LLC. | Producer | 7065 | Placed policies while unlicensed | Settlement Agreement: $500 fine, cease & desist from violations | 10/6/2009 |
| Beatrice Peter Insurance Agency, Inc. | Producer | 6555 | Placed policies while unlicensed | Settlement Agreement: $3,000 fine, cease & desist from violations | 10/1/2009 |
| Beckman, Michael | Producer | 6999 | Placed surplus lines policies while unlicensed | Administrative Decision: $3,000 fine, cease & desist from violations | 12/9/2009 |
| Braz Insurance Agency, Inc., John R. | Producer | 5944 | Placed policies while unlicensed | Administrative Decision: $3,000 fine, cease & desist from violations | 11/19/2009 |
| Capital Formation Insurance Agency, Inc. | Producer | 6253 | Placed policies while unlicensed | Settlement Agreement: $550 fine, cease & desist from violations | 10/6/2009 |
| Capodanno, Annette V. | Producer | 4768 | Failed to maintain the standard of trustworthiness | Settlement Agreement: License Revocation, cease & desist from all insurance activity | 10/28/2009 |
| Dickenson, Annette Toms | Producer | 6409 | Failed to timely report administrative action(s), failed to make proper disclosure on licensing application(s) | Administrative Decision: License Revocation, $2,000 fine, cease & desist from all insurance activity | 10/6/2009 |
| Diversified Agrisure Company | Producer | 7105 | Placed policies while unlicensed | Settlement Agreement: $150 fine, cease & desist from violations | 12/3/2009 |
| Downing, Eugene W. | Producer | 6614 | Failed to make proper disclosure on licensing application(s) | Administrative Decision: License Revocation, $1,000 fine, cease & desist from all insurance activity | 11/4/2009 |
| Equity Services, Inc. | Producer | 6951 | Placed policies while unlicensed | Settlement Agreement: $1,900 fine, cease & desist from violations | 10/27/2009 |
| Fischofer, John M. | Producer | 6869 | Failed to timely report administrative action(s), failed to make proper disclosure on licensing application(s) | Settlement Agreement: $500 fine, cease & desist from violations | 11/2/2009 |
| Harold Humphrey Insurance Agency, Inc. | Producer | 6494 | Placed policies while unlicensed | Settlement Agreement: $3,200 fine, cease & desist from violations | 12/31/2009 |
| Henning, Kenneth | Producer | 6546 | Failed make proper disclosure on licensing application(s) | Consent Agreement: $500 fine, cease & desist from violations | 10/27/2009 |
| Insurance Leader Associates, Inc. | Producer | 6896 | Placed policies while unlicensed | Settlement Agreement: $200 fine, cease & desist from violations | 10/21/2009 |
| Keystone Advance Planning Insurance Agency, Inc. | Producer | 7011 | Placed policies while unlicensed | Settlement Agreement: $1,450 fine, cease & desist from violations | 10/6/2009 |
| Lussier, Raymond Richard | Producer | 5699A | Placed unauthorized contract, made misrepresentation(s) in application for insurance | Settlement Agreement: $3,000 fine, cease & desist from violations | 11/12/2009 |
| O'Leary, Mark J. | Producer | 6471 | Failed to timely report administrative action(s), failed to make proper disclosure on licensing application(s) | Settlement Agreement: $1,250 fine, cease & desist from violations | 10/6/2009 |
| Park Avenue Securities LLC | Producer | 6457 | Failed to timely report administrative action(s), failed to make proper disclosure on licensing application(s) | Settlement Agreement: $750 fine, cease & desist from violations | 12/3/2009 |
| Pelatis Insurance Agency, Inc. | Producer | 6946 | Placed policies while unlicensed | Settlement Agreement: $1,000 fine, cease & desist from violations | 11/2/2009 |
| Riddle, Aaron Gene | Producer | 6954 | Failed to make proper disclosure on licensing application(s) | Settlement Agreement: License Revocation, cease & desist from all insurance activity | 11/13/2009 |
| Robinson-Rashad, Hakima Helen | Producer | 5571 | Failed make proper disclosure on licensing application(s) | Administrative Decision: License Revocation, $7,000 fine, cease & desist from all insurance activity | 10/20/2009 |
| Security Group Insurance Agency, Inc., The | Producer | 6356 | Placed policies while unlicensed | Settlement Agreement: $1,500 fine, cease & desist from violations | 12/16/2009 |
| Sports & Fitness Insurance Corporation | Producer | 6718 | Placed policies while unlicensed | Settlement Agreement: $1,150 fine, cease & desist from violations | 11/10/2009 |
| Swett & Crawford of Texas, Inc. | Producer | 6991 | Placed policies while unlicensed | Settlement Agreement: $1,950 fine, cease & desist from violations | 11/24/2009 |
| Turner Surety & Insurance Brokerage, Inc | Producer | 7005A | Failed to timely file surplus lines report | Settlement Agreement: $1,000 fine, cease & desist from violations | 11/10/2009 |
| Wiersma Insurance Agency, Inc. | Producer | 6827 | Placed policies while unlicensed | Settlement Agreement: $4,650 fine, cease & desist from violations | 12/8/2009 |
| Wolf, Sandra Knapp | Producer | 7005B | Failed to timely file surplus lines report | Settlement Agreement: Cease & desist from violations | 11/10/2009 |
| WorldClaim Global Claims Management | N/A | 6960 | Adjusted claims while unlicensed | Settlement Agreement: $700 fine, cease & desist from violations | 12/8/2009 |
| York International Agency, Inc. | Producer | 7100 | Placed policies while unlicensed | Settlement Agreement: $100 fine, cease & desist from violations | 12/3/2009 |