Administrative Actions: October to December 2015

4th Quarter

SPECIAL INVESTIGATIONS UNIT – 4th QUARTER 2015

 

Licensee Name	Type of License	Case Number	Primary Allegation(s)	Disposition	Effective Date
AE Underwriters Agency, Inc.	Non-Resident Producer	9141	Unlicensed	Settlement Agreement:  $200 Fine; Cease & Desist from Violation	12/31/15
Austin, Edward L,	Non-Resident Producer	8392	Unlicensed in Home State	License Suspension; Cease & Desist from violation	12/4/15
Black, Trenton J.	Non-Resident Producer	9165	Late Notice of Criminal Prosecution	Settlement Agreement:  $250 Fine; Cease & Desist from Violation	12/21/15
Carolyn A. Celorier Enterprises, Inc.	Producer	9147	Unlicensed	Settlement Agreement: $100 Fine; Cease & Desist from Violation	12/31/15
Commercial Industrial Building Owners Alliance	Non-Resident Producer	9152	Placed or renewed policies while unlicensed	Settlement Agreement:  $1,000 Fine; Cease & Desist from Violation	12/21/15
Dailyfeats, Inc.	Producer	9158	Placed or renewed policies while unlicensed	Settlement Agreement:  $2,500 Fine; Cease & Desist from Violation	12/21/15
Finn & Stone	Non-Resident Producer	9159	Placed or renewed policies while unlicensed	Settlement Agreement:  $450 Fine; Cease & Desist from Violation	12/31/15
Foresite Sports, Inc.	Non-Resident Producer	9178	Placed or renewed policies while unlicensed	Settlement Agreement:  $100 Fine; Cease & Desist from Violation	12/14/15
Fravel, Gary Wayne	Producer	6898-7007    7530	Failure to Remit	Hearing Officer Order:  Permanent License Revocation; $17,000 Fine; Cease & Desist from all insurance activity	10/28/15
Grimes, Keely	Non-Resident Producer	8998	Misrepresentation on License Application	Hearing Officer Decision:  License Revocation; Cease & Desist from all insurance activity	12/17/15
Gullotti Insurance Agency, Inc.	Producer	9033	Unfair Trade Practices	Settlement Agreement:  $1,000 Fine; Cease & Desist from Violations	10/30/15
The Jensen Agency, Inc.	Producer	9151	Placed or renewed policies while unlicensed	Settlement Agreement:  Cease & Desist from Violation	12/15/15
Lion’s Share Holding, Inc.	Non-Resident Producer	9157	Placed or renewed policies while unlicensed	Settlement Agreement:  $500 Fine; Cease & Desist from Violation	12/16/15
Lopopolo, Anthony	Producer	9063	Termination for Cause	Settlement Agreement:  $2,500 Fine; Cease & Desist from Violation	9/3/15
Morton, David L. Jr.	Producer	9104	Termination for Cause	Settlement Agreement:  License Revocation; Cease & Desist from Violation	11/13/15
Ott, Cassandra	Non-Resident Producer	9091	Failure to Report Administrative Actions	Hearing Officer Decision:  License Revocation; $7,000 Fine; Cease & Desist from all insurance activity	12/28/15
R.L. Summers Insurance Agency, Inc.	Producer	9127	Placed or renewed policies while unlicensed	Settlement Agreement:  $1,500 Fine; Cease & Desist from Violation	12/11/15
Siver Insurance Agency, Inc.	Producer	8808	Impersonation; False advertising	Settlement Agreement:  $500 Fine; Cease & Desist from Violation	10/7/15
Snedeker, Michael	Non-Resident Producer	8373B	Failure to Report Administrative Actions	Settlement Agreement:  License Revocation; Cease & Desist from Violation	11/9/15
Voboril, Stephen R.	Non-resident producer	9077	Failure to report administrative actions	Settlement Agreement:  Permanent License Revocation; Cease & Desist from Violation	10/14/15
Vreeland Insurance, Inc.	Non-Resident Producer	9183	Placed or renewed policies while unlicensed	Settlement Agreement:  $500 Fine; Cease & Desist from Violation	12/10/15