offered by

Administrative Actions: October to December 2015

4th Quarter

SPECIAL INVESTIGATIONS UNIT – 4th QUARTER 2015

 

Licensee Name

Type of License

Case Number

Primary Allegation(s)

Disposition

Effective Date

AE Underwriters Agency, Inc.

Non-Resident Producer

9141 

Unlicensed

Settlement Agreement:  $200 Fine; Cease & Desist from Violation

12/31/15

Austin, Edward L,

Non-Resident Producer

8392

Unlicensed in Home State

License Suspension; Cease & Desist from violation

12/4/15

Black, Trenton J.

Non-Resident Producer

9165 

Late Notice of Criminal Prosecution

Settlement Agreement:  $250 Fine; Cease & Desist from Violation

12/21/15

Carolyn A. Celorier Enterprises, Inc.

Producer

9147 

Unlicensed

Settlement Agreement: $100 Fine; Cease & Desist from Violation

12/31/15

Commercial Industrial Building Owners Alliance

Non-Resident Producer

9152 

Placed or renewed policies while unlicensed

Settlement Agreement:  $1,000 Fine; Cease & Desist from Violation

12/21/15

Dailyfeats, Inc.

Producer

9158 

Placed or renewed policies while unlicensed

Settlement Agreement:  $2,500 Fine; Cease & Desist from Violation

12/21/15

Finn & Stone

Non-Resident Producer

9159 

Placed or renewed policies while unlicensed

Settlement Agreement:  $450 Fine; Cease & Desist from Violation

12/31/15

Foresite Sports, Inc.

Non-Resident Producer

9178 

Placed or renewed policies while unlicensed

Settlement Agreement:  $100 Fine; Cease & Desist from Violation

12/14/15

Fravel, Gary Wayne

Producer

6898-7007 

  7530

Failure to Remit

Hearing Officer Order:  Permanent License Revocation; $17,000 Fine; Cease & Desist from all insurance activity

10/28/15

Grimes, Keely

Non-Resident Producer

8998 

Misrepresentation on License Application

Hearing Officer Decision:  License Revocation; Cease & Desist from all insurance activity

12/17/15

Gullotti Insurance Agency, Inc.

Producer

9033 

Unfair Trade Practices

Settlement Agreement:  $1,000 Fine; Cease & Desist from Violations

10/30/15

The Jensen Agency, Inc.

Producer

9151 

Placed or renewed policies while unlicensed

Settlement Agreement:  Cease & Desist from Violation

12/15/15

Lion’s Share Holding, Inc.

Non-Resident Producer

9157 

Placed or renewed policies while unlicensed

Settlement Agreement:  $500 Fine; Cease & Desist from Violation

12/16/15

Lopopolo, Anthony

Producer

9063 

Termination for Cause

Settlement Agreement:  $2,500 Fine; Cease & Desist from Violation

9/3/15

Morton, David L. Jr.

Producer

9104 

Termination for Cause

Settlement Agreement:  License Revocation;

Cease & Desist from Violation

11/13/15

Ott, Cassandra

Non-Resident Producer

9091 

Failure to Report Administrative Actions

Hearing Officer Decision:  License Revocation; $7,000 Fine; Cease & Desist from all insurance activity

12/28/15

R.L. Summers Insurance Agency, Inc.

Producer

9127 

Placed or renewed policies while unlicensed

Settlement Agreement:  $1,500 Fine; Cease & Desist from Violation

12/11/15

Siver Insurance Agency, Inc.

Producer

8808 

Impersonation; False advertising

Settlement Agreement:  $500 Fine; Cease & Desist from Violation

10/7/15

Snedeker, Michael

Non-Resident Producer

8373B 

Failure to Report Administrative

Actions

Settlement Agreement:  License Revocation; Cease & Desist from Violation

11/9/15

Voboril, Stephen R.

 

Non-resident producer

9077 

Failure to report administrative actions

Settlement Agreement:  Permanent License Revocation; Cease & Desist from Violation

10/14/15

Vreeland Insurance, Inc.

Non-Resident Producer

9183 

Placed or renewed policies while unlicensed

Settlement Agreement:  $500 Fine; Cease & Desist from Violation

12/10/15

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