Year 2004 Administrative Actions - January to March

Special Investigations Unit Year 2004

The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between January, 2004 and March, 2004. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.
 

Licensee Name Type of License Case No. Primary Allegation(s) Disposition Effective Date
Grundy Worldwide, Inc. Horsham, PA Unlicensed 4468A Sale of insurance while unlicensed or unappointed Settlement Agreement:$24,000 Administrative Assessment; Cease & Desist 1/5/04
Hurley, Daniel J. Danvers, MA Producer 4283 Failure to Make Required Disclosure on License Applications Settlement Agreement: $750 Fine; Cease & Desist 1/8/04
Tech Circle Insurance Agency, Inc. Natick, MA Unlicensed 4556A Sale of insurance while unlicensed or unappointed Settlement Agreement: $2,500 Fine; Cease & Desist 1/13/04
Mount Vernon Fire Insurance Company Wayne, PA Property / Casualty Company 4468C Paying Commission to Unlicensed Entity Settlement Agreement: $25,000 Administrative Assessment; Cease & Desist 1/16/04
Kautter, William H. Overland Park, KS Non-Resident Producer 4516 Failure to Maintain Trustworthiness & suitability for licensure Settlement Agreement: Permanent License Revocation; Cease & Desist from all insurance activity 1/20/04
Asendorf, Stephen E. North Falmouth, MA Producer 4454 Failure to Make Required Disclosure on License Applications Settlement Agreement: $750 Fine; Cease & Desist 1/21/04
Corrigan, Michael P. Millbury, MA Producer 4465 Impersonation; Sale of insurance while unlicensed or unappointed Settlement Agreement: $250 Fine; Cease & Desist 1/26/04
DiLascia, Jr., Daniel F. Albany, NY Non-Resident Producer 4343 Engaging in dishonest practice in business of insurance Settlement Agreement: $1,000 Fine; Cease & Desist 1/30/04
Naumann, Jr., Arthur P. Kingston, MA Producer 3758 Placing Business with Unlicensed Company Settlement Agreement: $450 Fine; Cease & Desist; Restitution 2/19/04
Miller, Michael J. Worcester, MA Producer 4527 Failure to Make Required Disclosure on License Applications Settlement Agreement: Permanent License Revocation; Cease & Desist from all insurance activity 2/20/04
Amarillas, Derek A. Phoenix, AZ Non-Resident Producer 4627 Failure to Make Required Disclosure on License Applications Settlement Agreement: $250 Administrative Assessment; Cease & Desist 2/23/04
Thomas B. Knight & Co. Insurance Agency, Inc. Salem, MA Business Entity Producer 4654 Unfair or deceptive act in business of insurance Settlement Agreement: $1,000 Fine; Cease & Desist 2/24/04
Morante, Joseph J. East Boston, MA Producer 2979 Failure to Remit Premium to insurance company; failure to renew customer's homeowner's policy Settlement Agreement:$3,000 Fine; Cease & Desist 2/24/04
Snyder, Charles R. III Glastonbury, CT Non-Resident Producer 4433 Failure to Make Required Disclosure on License Applications Settlement Agreement: $250 Assessment; Cease & Desist 3/1/04
Lin, Stacey L. (formerly Lew, Stacey) Hudson, MA Producer 4154 Failure to Maintain Trustworthiness & suitability for licensure; forgery of customer signature Hearing Officer Order: License Revocation; Cease & Desist from all insurance activity 3/3/04
Pellegrino, David A. Bel Air, MD Non-Resident Producer 4326 Failure to Make Required Disclosure on License Application Settlement Agreement: $1,000 Administrative Assessment; Cease & Desist 3/11/04
Washington, Shirlee D. Huntington, WV Non-Resident Producer 4249 Failure to Make Required Disclosure on License Application Settlement Agreement: $1,000 Fine; Cease & Desist 3/19/04
James, Anthony Lasalle Jr. Portsmouth, VA Non-Resident Producer 4284 Failure to Make Required Disclosure on License Application Settlement Agreement: Permanent License Revocation; Cease & Desist from all insurance activity 3/22/04
Koty, Lloyd Harris Tucson, AZ Non-Resident Producer 4570 Failure to Make Required Disclosure on License Application Settlement Agreement: $200 Administrative Assessment; Cease & Desist 3/23/04
J.C. Macquarrie & Son Insurance Agency, LLC Roslindale, MA Business Entity Producer 4648 Sale of insurance while unlicensed or unappointed Settlement Agreement: $12,000 Administrative Assessment; Cease & Desist 3/24/04
Herz, Matthew R. Avon, CT Producer 4372 Failure to Make Required Disclosure on License Applications Settlement Agreement: $1,000 Fine; Cease & Desist 3/25/04
MacFarland, Keith Winthrop, MA Producer 4646 Misrepresentation in advertising as an insurance advisor without a license Settlement Agreement: $250 Administrative Assessment; Cease & Desist 3/26/04

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