The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between January, 2004 and March, 2004. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.
For each administrative action, please note the following definitions.
| Licensee Name | Type of License | Case No. | Primary Allegation(s) | Disposition | Effective Date |
|---|---|---|---|---|---|
| Grundy Worldwide, Inc. Horsham, PA | Unlicensed | 4468A | Sale of insurance while unlicensed or unappointed | Settlement Agreement:$24,000 Administrative Assessment; Cease & Desist | 1/5/04 |
| Hurley, Daniel J. Danvers, MA | Producer | 4283 | Failure to Make Required Disclosure on License Applications | Settlement Agreement: $750 Fine; Cease & Desist | 1/8/04 |
| Tech Circle Insurance Agency, Inc. Natick, MA | Unlicensed | 4556A | Sale of insurance while unlicensed or unappointed | Settlement Agreement: $2,500 Fine; Cease & Desist | 1/13/04 |
| Mount Vernon Fire Insurance Company Wayne, PA | Property / Casualty Company | 4468C | Paying Commission to Unlicensed Entity | Settlement Agreement: $25,000 Administrative Assessment; Cease & Desist | 1/16/04 |
| Kautter, William H. Overland Park, KS | Non-Resident Producer | 4516 | Failure to Maintain Trustworthiness & suitability for licensure | Settlement Agreement: Permanent License Revocation; Cease & Desist from all insurance activity | 1/20/04 |
| Asendorf, Stephen E. North Falmouth, MA | Producer | 4454 | Failure to Make Required Disclosure on License Applications | Settlement Agreement: $750 Fine; Cease & Desist | 1/21/04 |
| Corrigan, Michael P. Millbury, MA | Producer | 4465 | Impersonation; Sale of insurance while unlicensed or unappointed | Settlement Agreement: $250 Fine; Cease & Desist | 1/26/04 |
| DiLascia, Jr., Daniel F. Albany, NY | Non-Resident Producer | 4343 | Engaging in dishonest practice in business of insurance | Settlement Agreement: $1,000 Fine; Cease & Desist | 1/30/04 |
| Naumann, Jr., Arthur P. Kingston, MA | Producer | 3758 | Placing Business with Unlicensed Company | Settlement Agreement: $450 Fine; Cease & Desist; Restitution | 2/19/04 |
| Miller, Michael J. Worcester, MA | Producer | 4527 | Failure to Make Required Disclosure on License Applications | Settlement Agreement: Permanent License Revocation; Cease & Desist from all insurance activity | 2/20/04 |
| Amarillas, Derek A. Phoenix, AZ | Non-Resident Producer | 4627 | Failure to Make Required Disclosure on License Applications | Settlement Agreement: $250 Administrative Assessment; Cease & Desist | 2/23/04 |
| Thomas B. Knight & Co. Insurance Agency, Inc. Salem, MA | Business Entity Producer | 4654 | Unfair or deceptive act in business of insurance | Settlement Agreement: $1,000 Fine; Cease & Desist | 2/24/04 |
| Morante, Joseph J. East Boston, MA | Producer | 2979 | Failure to Remit Premium to insurance company; failure to renew customer's homeowner's policy | Settlement Agreement:$3,000 Fine; Cease & Desist | 2/24/04 |
| Snyder, Charles R. III Glastonbury, CT | Non-Resident Producer | 4433 | Failure to Make Required Disclosure on License Applications | Settlement Agreement: $250 Assessment; Cease & Desist | 3/1/04 |
| Lin, Stacey L. (formerly Lew, Stacey) Hudson, MA | Producer | 4154 | Failure to Maintain Trustworthiness & suitability for licensure; forgery of customer signature | Hearing Officer Order: License Revocation; Cease & Desist from all insurance activity | 3/3/04 |
| Pellegrino, David A. Bel Air, MD | Non-Resident Producer | 4326 | Failure to Make Required Disclosure on License Application | Settlement Agreement: $1,000 Administrative Assessment; Cease & Desist | 3/11/04 |
| Washington, Shirlee D. Huntington, WV | Non-Resident Producer | 4249 | Failure to Make Required Disclosure on License Application | Settlement Agreement: $1,000 Fine; Cease & Desist | 3/19/04 |
| James, Anthony Lasalle Jr. Portsmouth, VA | Non-Resident Producer | 4284 | Failure to Make Required Disclosure on License Application | Settlement Agreement: Permanent License Revocation; Cease & Desist from all insurance activity | 3/22/04 |
| Koty, Lloyd Harris Tucson, AZ | Non-Resident Producer | 4570 | Failure to Make Required Disclosure on License Application | Settlement Agreement: $200 Administrative Assessment; Cease & Desist | 3/23/04 |
| J.C. Macquarrie & Son Insurance Agency, LLC Roslindale, MA | Business Entity Producer | 4648 | Sale of insurance while unlicensed or unappointed | Settlement Agreement: $12,000 Administrative Assessment; Cease & Desist | 3/24/04 |
| Herz, Matthew R. Avon, CT | Producer | 4372 | Failure to Make Required Disclosure on License Applications | Settlement Agreement: $1,000 Fine; Cease & Desist | 3/25/04 |
| MacFarland, Keith Winthrop, MA | Producer | 4646 | Misrepresentation in advertising as an insurance advisor without a license | Settlement Agreement: $250 Administrative Assessment; Cease & Desist | 3/26/04 |