Year 2026 DOI Administrative Actions
| Licensee Name | MA License Number | SIU Case No. and/or Docket Number | Primary Allegations(s) | Type of Disposition | Fine/Restitution | Licensing Action | Effective Date |
|---|---|---|---|---|---|---|---|
| Tran, Trucly | 18716726 | 10033 | Trustworthiness | Settlement Agreement | $7,500 | Cease and Desist | 1/6/2026 |
| District Bonding, LLC. | 19817105 | 10266 | Unlicensed | Settlement Agreement | 0 | Cease and Desist | 2/26/2026 |
| Assist-Card Corporation of America | 15756377 | 10280 | Unlicensed | Settlement Agreement | $12,000 | Cease and Desist | 4/10/2026 |
| Hart, Virginia | 1311139 | 10272 | Misrepresentation on license application | Settlement Agreement | $500 | Cease and Desist | 5/13/26 |
| Colonial Surety Agency, LLC. | 13827307 | 10163 | Unlicensed | Settlement Agreement | $10,000 | Cease and Desist, License Surrender | 5/19/26 |
| Forkuo, Justin | 13224960 | 10135 | Trustworthiness | Settlement Agreement | $2,500 | Cease and Desist | 5/21/26 |
| Exzeo Insurance Services, Inc. | 17798332 | 10270 | Unlicensed | Settlement Agreement | $12,500 | Cease and Desist | 6/3/26 |
| Obrey, John K. | 3349798 | 10232/Docket No. E2025-04 | Failure to Report/Misrepresentation on license application | Order To Show Cause | $2,000 | Revoked | 6/8/26 |
| K.R. Golsan, Inc. | 6810597 | 10317 | Unlicensed | Settlement Agreement | $500 | Cease and Desist | 6/9/26 |
| Anane, Rashida | 18802618 | 10263 | Trustworthiness | Settlement Agreement | $500 | Cease and Desist | 6/18/26 |
| Dolliff, Inc. | 663959 | 10268 | Unlicensed | Settlement Agreement | $500 | Cease and Desist | 7/23/26 |
Year 2025 DOI Administrative Actions
| Licensee Name | MA License Number | SIU Case No. and/or Docket Number | Primary Allegations(s) | Type of Disposition | Fine/Restitution | Licensing Action | Effective Date |
|---|---|---|---|---|---|---|---|
| Bene-Care Insurance Services | 19155233 | 10204 | Unlicensed | Settlement Agreement | $2,500 | Cease and Desist | 1/14/2025 |
| Waltke, Thomas | 19112753 | 10206 | Trustworthiness/Terminated for Cause | Settlement Agreement | $2,500 | Cease and Desist | 4/11/2025 |
| Mustafa, Rami | 19442709 | 10122 | Failure to Report Administrative Action | Settlement Agreement | 0 | Cease and Desist | 4/23/2025 |
| Military Housing Adjusters, LLC. | 1971627 | 10155 | Unlicensed | Settlement Agreement | $1,500 | Cease and Desist | 5/19/2025 |
| Noronha, Ramon | 19365024 | 10140 | Trustworthiness | Order to Show Cause Docket # E2025-01 | $8,000 | Revocation | 7/7/2025 |
| Choice Flood Insurance, LLC. | 18002367 | 10226 | Unlicensed | Settlement Agreement | $250 | Cease and Desist | 7/2/2025 |
| Wax Insurance Services, LLC. | 19507908 | 10209 | Unlicensed | Settlement Agreement | $500 | Cease and Desist | 9/25/2025 |
| Assured Benefits Administrators | N/A | 10137 | Unlicensed | Settlement Agreement | $1,000 | Cease and Desist | 12/12/2025 |
| Global Connections, Inc. | 8241897 | 10253 | Unlicensed | Settlement Agreement | $2,700 | Cease and Desist | 12/17/2025 |
| Ortega, Arthur | 20395710 | 10087 | Trustworthiness | Settlement Agreement | $0 | Revocation/Cease and Desist | 12/23/2025 |
Year 2024 DOI Administrative Actions
| MA License Number | SIU Case No. and/or Docket Number | Primary Allegations(s) | Type of Disposition | Fine/Restitution | Licensing Action | Effective Date |
|---|---|---|---|---|---|---|
| 18158749 | 10119 | Unlicensed | Settlement Agreement | $1,000 | Cease and Desist | 2/19/2024 |
| 16736378 | 10096 | Trustworthiness/Failure to remit premium | Settlement Agreement | $0 | Revocation/Cease and Desist | 3/22/2024 |
| 18536826 | 9961 | Trustworthiness | Settlement Agreement | $0 | Revocation/Cease and Desist | 4/5/2024 |
| 16153243 | 10144 | Unlicensed Personnel | Settlement Agreement | $0 | Cease and Desist | 4/5/2024 |
| 17117177 | 10082 | Trustworthiness | Settlement Agreement | $0 | Cease and Desist | 4/11/2024 |
| 19702915 | 10139 | Trustworthiness | Settlement Agreement | $0 | Revocation/Cease and Desist | 4/19/2024 |
| 19363684 | 10156 | Unlicensed | Settlement Agreement | $6,500 | Cease and Desist | 7/12/2024 |
| 398006 | 9105 | Failure to Remit Premiums | Order to Show Cause Docket # E2022-04 | $6,000 | Revoked | 8/7/2024 |
| 2175566 | 10021 | Trustworthiness/Unlicensed | Settlement Agreement | $0 | Revoked | 9/11/2024 |
| 1988914 | 10108 | Unlicensed | Settlement Agreement | $2,000 | Cease & Desist | 9/13/2024 |
| 9564508 | 10167 | Unlicensed | Settlement Agreement | $2,500 | Cease and Desist | 10/2/2024 |
| 19412187 | 10094 | Trustworthiness | Order to Show Cause Docket # E2024-01 | $0 | Revocation | 10/3/2024 |
| 2012735 | 10172 | Unlicensed | Settlement Agreement | $500 | Cease and Desist | 11/7/2024 |
| 1727438 | 10142 | Unlicensed | Settlement Agreement | $1,700 | Cease and Desist | 11/20/2024 |
| 19463593 | 10178 | Unlicensed | Settlement Agreement | $0 | Cease and Desist | 11/26/2024 |
Year 2023 DOI Administrative Actions
| Licensee Name | MA License Number | SIU Case No. and/or Docket Number | Primary Allegations(s) | Type of Disposition | Fine/Restitution | Licensing Action | Effective Date |
|---|---|---|---|---|---|---|---|
| Minnie, Veronica | 2026898 | 9934 | Trustworthiness | Settlement Agreement | $5,000 | Revocation | 3/21/2023 |
| Vantage Travel Service, Inc. | 2142564 | 9945 | Unlicensed | Settlement Agreement | $7,500 | Cease & Desist | 3/27/2023 |
| Premium Insurance Agency, Inc. | 2066260 | 10060 | Unlicensed | Settlement Agreement | $500 | Cease and Desist | 4/10/2023 |
| Volvo Car Financial Services, U.S., LLC. | 18750288 | 10068 | Unlicensed | Settlement Agreement | $5,000 | Cease and Desist | 5/15/2023 |
| Shove Insurance, Inc. | 3121513 | 10081 | Unlicensed | Settlement Agreement | $500 | Cease and Desist | 5/16/2023 |
| Jones, Noah | 17897229 | 9892 / 2023-01 | Trustworthiness | Order to Show Cause/Entry of Default | $1,000 | Revoked | 5/24/2023 |
| Fuchs Financial, LLC. | 19158919 | 10057 | Unlicensed | Settlement Agreement | $200 | Cease and Desist | 6/23/2023 |
| Kistler Tiffany Companies, LLC. | 7627321 | 10051 | Unlicensed | Settlement Agreement | $0.00 | Cease and Desist | 7/28/2023 |
| Saccente, Mario | 2846385 | 10086 | Failure to Report admin action within 30 days and misrepresentation on an insurance application. | Settlement Agreement | $500 | Cease and Desist | 8/8/2023 |
| HIQ SPV Insurance Services, LLC. | 19705918 | 10085 | Unlicensed | Settlement Agreement | $6,500 | Cease and Desist | 8/10/2023 |
| Beyond Insurance Group, LLC. | 19403455 | 10103 | Unlicensed | Settlement Agreement | $250 | Cease and Desist | 9/15/2023 |
| Fortside Insurance Group, LLC. | 16447755 | 10111 | Unlicensed | Settlement Agreement | $300 | Cease and Desist | 9/19/2023 |
| Calco Commercial Insurance Services, Inc. | 14882636 | 10092 | Unlicensed | Settlement Agreement | $750 | Cease and Desist | 10/11/2023 |
| FloodSimple Insurance Services, LLC. | 18624696 | 10102 | Unlicensed | Settlement Agreement | $3,000 | Cease and Desist | 10/13/2023 |
| JMR Adjustment Service, Inc. | 19504262 | 10120 | Unlicensed | Settlement Agreement | $4,500 | Cease and Desist | 10/20/2023 |
| Pearl Insurance Agency, Inc. | 1988914 | 10121 | Unlicensed | Settlement Agreement | $250 | Cease and Desist | 11/14/2023 |
| Cuenca & Associates Insurance Agency, Inc. | 686844 | 10118 | Unlicensed | Settlement Agreement | $200 | Cease and Desist | 12/6/2023 |
| Laurel Fowler Insurance Brokers, Inc. | 2750978 | 10130 | Unlicensed | Settlement Agreement | $0.00 | Cease and Desist | 12/8/2023 |
| FinFit Life, LLC. | 19223841 | 10078 | Unlicensed | Settlement Agreement | $750 | Cease and Desist | 12/11/2023 |
Year 2022 DOI Administrative Actions
| Licensee Name | MA License Number | SIU Case No. and/or Docket Number | Primary Allegations(s) | Type of Disposition | Fine/Restitution | Licensing Action | Effective Date |
|---|---|---|---|---|---|---|---|
| Bruce V. Schneider Associates, Inc. | 2142850 | 10010 | Unlicensed | Settlement Agreement | $500 | Cease and Desist | 2/1/2022 |
| Pachner & Associates, LLC. | 2173696 | 10013 | Unlicensed | Settlement Agreement | $0 | Cease and Desist | 1/21/2022 |
| Jitrendra, Shrestha | 191369 | 9898 | Trustworthiness | Settlement Agreement | $0 | Cease and Desist/License Revocation | 3/21/2022 |
| Makowski, Matthew J. | 2171711 | 10002 | Misrep. on license application | Settlement Agreement | $0 | Cease and Desist | 4/21/2022 |
| Quinn Group Insurance Agency, Inc./Quinn, Patrick J. | 1783181 | 9852 | Trustworthiness | Settlement Agreement | $0 | Cease and Desist/License Revocation | 4/28/2022 |
| Sheketoff, Alan D. | 1735819 | 9989 | Misrep. on License Application | Settlement Agreement | $500.00 | Cease and Desist | 5/23/2022 |
| Explorica, Inc. | No License # | 9778 | No License | Settlement Agreement | $2,500.00 | Cease and Desist | 5/31/2022 |
| Cardullo, Paul A. | 1724490 | 9780 | Trustworthiness | Settlement Agreement | $0 | Cease and Desist/License Revocation | 6/6/2022 |
| Brabo Benefits, Inc. | 1933420 | 9985 | Rebating | Settlement Agreement | $500 | Cease and Desist | 6/13/2022 |
| TechServe Alliance Services, Corp. | 2168120 | 9996 | Unlicensed | Settlement Agreement | $1,000.00 | Cease and Desist | 6/22/2022 |
| Shannon, Paul F. Jr. and Shannon Insurance, LLC. | 1726612 & 1949343 | 9911 | Trustworthiness | Settlement Agreement | $0 | Cease and Desist | 8/19/2022 |
| Pitt, Joel M. | 2053617 | 9885 / E2022-02 | Trustworthiness/Terminated for Cause | Order to Show Cause | $0 | Revocation/Cease and Desist | 10/12/2022 |
| Gaeta, Sharon | 1996308 | 10026 | Trustworthiness/Terminated for Cause | Settlement Agreement | $0 | Revocation/Cease and Desist | 10/20/2022 |
| Logan, Matthew | 1837798 | 9832 | Trustworthiness | Settlement Agreement | $1,000.00 | Cease and Desist | 11/14/2022 |
Year 2021 DOI Administrative Actions
| Licensee Name | MA License Number | SIU Case No. and/or Docket Number | Primary Allegations(s) | Type of Disposition | Fine/Restitution | Licensing Action | Effective Date |
|---|---|---|---|---|---|---|---|
| Richardson, James R. | 1714019 | 9906 | Trustworthiness | Settlement Agreement | N/A | Cease & Desist Revocation | 2/17/2021 |
| Total Home Protection/THS Group, LLC | No License | 9901 | Unlicensed | Settlement Agreement | $5,000 | Cease and Desist | 4/26/2021 |
| Prashad, Marissa | 2032519 | 9915 | Trustworthiness | Settlement Agreement | N/A | Cease and Desist | 5/14/2021 |
| Seitz, Jay | 2074663 | 9840 / E2020-01 | Trustworthiness | Order to Show Cause | $4,000 | License Revoked | 6/21/2021 |
| Mill City Insurance, Inc. | 1830538 | 9784 | Rebating | Settlement Agreement | $500 | Cease and Desist | 6/11/2021 |
| Stanley McDonald Agency of Illinois, Inc. | 2142135 | 9946 | Unlicensed | Settlement Agreement | $750 | Cease and Desist | 7/26/2021 |
| Cane Insurance Agency, Inc. | 2100396 | 9831 | Unlicensed | Settlement Agreement | $1,500 | Cease and Desist | 8/6/2021 |
| Nicholas H. Pacheco | 1769917 | 9928 | Failure to report an administrative action | Settlement Agreement | $250 | Cease and Desist | 8/25/2021 |
| 1st Consumer Insurance Agency, Inc. | 2156756 | 9982 | Unlicensed | Settlement Agreement | $350 | Cease and Desist | 10/27/2021 |
Year 2020 DOI Administrative Actions
| Proinsur, Inc. | 2072493 | SIU No. 9725 | Unlicensed, Failure to Report Dissolution of Corporation | Settlement Agreement | $250 | Cease & Desist | 2/4/2020 |
|---|---|---|---|---|---|---|---|
| Mahorsky Group, Inc. | 2094089 | 9799 | Unlicensed | Settlement Agreement | $500 | Cease & Desist | 2/5/2020 |
| Salatino, Ryan & Associates, Inc. | N/A | 9797 | Unlicensed | Settlement Agreement | N/A | Cease & Desist | 4/20/2020 |
| Horn, Christopher Todd | 1963482 | 9590 / 2019-08 | Home State License Terminated/Trustworthiness | Order to Show Cause | $1,000 | Cease & Desist/License Revoked | 6/17/2020 |
| Suster, Saul | 1855091 | 9652 / E2019-04 | Home State License Revoked | Order to Show Cause | N/A | Cease & Desist/License Revoked | 6/17/2020 |
| Maze-Carter, Deandre | 2002627 | 9704 / E2019-05 | Failure to Report Administrative Action | Order to Show Cause | $250 | Cease & Desist/License Revoked | 6/17/2020 |
| Johnson, Nakima K. | 1908108 | 9747 / E2019-11 | No License in Home State | Order to Show Cause | $500 | Cease & Desist/License Revoked | 6/17/2020 |
| Owens, Samantha Jo | 1985059 | 9621 / E2019-18 | Trustworthiness | Order to Show Cause | $1,250 | Cease & Desist/License Revoked | 6/18/2020 |
| Arts & Entertainment Insurance Brokerage, LLC. | 2007118 | 9807 | Failure to Remit | Settlement Agreement | $6,000 | Cease & Desist | 6/24/2020 |
| Edney, Jessica Elaine | 2009708 | 9624 / E2019-15 | No Resident License | Order to Show Cause | $900 | Cease & Desist/License Revoked | 7/15/2020 |
| Courbin, Henri-Bernard E. | 1965682 | 9718 / E2019-17 | No Resident License | Order to Show Cause | $500 | Cease & Desist/License Revoked | 7/15/2020 |
| Lee, San Kwong | 1962168 | 9886 | Failure to report admin action within 30 days | Settlement Agreement | $250 | Cease & Desist | 7/16/2020 |
| Lewis, Ryan | 1985102 | 9697 / E2019-16 | Failure to disclose administrative action on license application | Order to Show Cause | $1,000 | Cease & Desist/License Revoked | 8/12/2020 |
| Zabrowski, Daniel | 2029876 | 9786 / E2019-20 | Trustworthiness; home state license revoked | Order to Show Cause | $500 | Cease & Desist/License Revoked | 8/27/2020 |
| Fish, Michael Patrick | 2097652 | 9891 | Trustworthiness | Settlement Agreement | N/A | Cease & Desist Revocation | 10/10/2020 |
Year 2019 DOI Administrative Actions
| Licensee Name | MA License Number | SIU Case No. and/or Docket Number | Primary Allegations(s) | Type of Disposition | Fine/Restitution | Licensing Action | Effective Date |
|---|---|---|---|---|---|---|---|
| Verzi, Anthony | 1887194 | 9606 / E2018-14 | License Revoked by Another State | Consent Agreement | N/A | Revocation | 2/1/2019 |
| Bresard-Howard, Mark | 1997385 | 9362 / E2018-04 | Providing incorrect, misleading, incomplete or materially untrue information on license application; Violation of Insurance Laws; Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | $4,000.00 | Revocation; Cease & Desist | 2/27/2019 |
| Bruno, Kathleen | 1917415 | 9502 / E2018-08 | Improperly withholding and misappropriating monies received in the course of doing insurance business; Trustworthiness; License Revoked by Another State | Hearing Officer Decision | $2,500.00 | Revocation; Cease & Desist | 3/4/2019 |
| TBR Associates, Inc. | 2073809 | 9685 | Unlicensed Activity | Settlement Agreement | $500.00 | Cease & Desist | 2/28/2019 |
| Keith Collins, Inc. | 2044946 | 9631 | Unlicensed Activity | Settlement Agreement | $750.00 | Cease & Desist | 3/7/2019 |
| Heard, Kotera | 1941907 | 9242 / E2018-03 | Trustworthiness; License Revoked by Another State; Failure to Report Administrative Action | Hearing Officer Decision | $2,000.00 | Revocation; Cease & Desist | 3/29/2019 |
| Booker, Crystal L. | 2011937 | 9447 / E2018-07 | Trustworthiness; failure to report | Settlement Agreement | $1,500 | Revocation; Cease & Desist | 4/12/2019 |
| Belmore, Logan | 2012241 | 9486 / E2018-11 | Trustworthiness; no home state license | Settlement Agreement | $2,500.00 | Revocation; Cease & Desist | 4/12/2019 |
| Richard, Jamaal Marque | 2007308 | 9651 / E2018-12 | Failure to report; Trustworthiness | Settlement Agreement | $1,000.00 | Revocation; Cease & Desist | 4/12/2019 |
| Drawve, Alex. | 1982393 | 9464 / E2017-19 | Trustworthiness; failure to report; Misrep on license application | Settlement Agreement | $1,500.00 | Revocation; Cease & Desist | 4/12/2019 |
| Smith, Joshua | 1997688 | 9535 | Misrep on license application | Settlement Agreement | $250.00 | Cease & Desist | 8/1/2019 |
| Provencher, Bryan | 1846508 | 9659 | Trustworthiness | Settlement Agreement | N/A | Revocation; Cease & Desist | 8/30/2019 |
| Rollins, Leslie | 1734554 | 9595 | Trustworthiness | Settlement Agreement | $0 | Revocation; Cease & Desist | 9/9/2018 |
| Educational Travel Alliance, Inc. | 2097144 | 9809 | Unlicensed | Settlement Agreement | $100.00 | Cease 8 Desist | 10/1/2019 |
| Gene Pleasants Agency, Inc. | 2062129 | 9648 | Unlicensed | Settlement Agreement | $250.00 | Cease & Desist | 10/2/2019 |
| Insurance of the San Juans, LLC. | 2071467 | 9676 | Unlicensed | Settlement Agreement | $750.00 | Cease & Desist | 10/11/2019 |
| Flanagan, Charles | 2028788 | 9744 | Misrep; trustworthiness | Settlement Agreement | N/A | Revoked | 10/11/2019 |
| Belford, Alex | 1999767 | 9604 / E2019-06 | No Home State License | Order To Show Cause | $750.00 | Revoked | 10/21/2019 |
| Brown, Tawanda Unique | 2035953 | 9605 / E2019-01 | No Home State License | Order To Show Cause | $1,000.00 | Revoked | 10/22/2019 |
| Allen Financial Insurance Group, Inc. | 2058306 | 9617 | Unlicensed | Settlement Agreement | $750.00 | Cease & Desist | 10/29/2019 |
| Adams, Gahan | 1952683 | 9550 / E2019-13 | Trustworthiness; failure to disclose administrative action on application | Order to Show Cause | $1,250.00 | Revoked Cease & Desist | 11/5/2019 |
| The Holmes Organisation of Fl., Inc. | 2062127 | 9683 | Unlicensed | Settlement Agreement | $500.00 | Cease & Desist | 11/8/2019 |
| Independent Financial Insurance Brokerage Serv., Inc. | 2055781 | 9612 | Unlicensed | Settlement Agreement | $750.00 | Cease & Desist | 11/18/2019 |
| Ballard, Lorenzo | 2000229 | 9701 / E2019-14 | Failure to Report Administrative action within 30 days | Order to Show Cause | $250.00 | Revoked | 12/4/2019 |
| Jones, Nikia V. | 1983189 | 9733 / E2019-07 | Failure to Report Administrative action within 30 days | Order to Show Cause | $250.00 | Revoked | 12/4/2019 |
| MCM Insurance Agency, Inc. | 2097889 | 9818 | Unlicensed | Settlement Agreement | $4,500.00 | Cease & Desist | 12/16/2019 |
| Horton Insurance Services, LLC. | 2092150 | 9790 | Unlicensed | Settlement Agreement | $500.00 | Cease & Desist | 12/18/2019 |
| Tick & Co., Inc. | 2057667 | 9610 | Unlicensed | Settlement Agreement | $750.00 | Cease & Desist | 12/19/2019 |
| ARC Excess & Surplus of New England, LLC. | 2091925 | 9782 | Unlicensed | Settlement Agreement | $1,000.00 | Cease & Desist | 12/30/2019 |
Year 2018 DOI Administrative Actions
| Licensee Name | MA License Number | SIU Case No. and/or Docket Number | Primary Allegations(s) | Type of Disposition | Fine/Restitution | Licensing Action | Effective Date |
|---|---|---|---|---|---|---|---|
| Everett, Jason A. | 1995481 | 9492 | Trustworthiness; License Revoked By Other State; Failure to Report Administrative Action | Consent Agreement | N/A | Revocation; Cease & Desist | 2/14/2018 |
| Hill Family Insurance Agency, Inc. | 2021555 | 9460 | Unlicensed Activity | Settlement Agreement | $200 | Cease & Desist | 2/6/2018 |
| Pearson, Glenn Paul | 1911430 | 9113 / E2017-17 | Violation of insurance Laws; Felony Conviction; Trustworthiness; Failure to Report Criminal Prosecution | Hearing Officer Decision | $500 | Revocation; Cease & Desist | 1/22/2018 |
| YourPeople dba Zenefits FTW Insurance Services | 1963070 | 9187 | Unlicensed Activity; Violation of Insurance Laws; Paying Commission to Unlicenseed Producers; Trustworthiness; Accepting Business from Unlicensed Individuals | Settlement Agreement | $300,000 | Cease & Desist | 1/16/2018 |
| Richardson, Cody | 1932718 | 9434 / E2018-06 | Failure to Report Administrative Action; Revoked in Another State | Consent Agreement | $750 | Cease & Desist | 4/6/2018 |
| Peterson, Cornelius | 1956682 | 9543 | Felony Conviction | Consent Agreement | N/A | Revocation; Cease & Desist | 4/11/2018 |
| Crowther, Andrew | 1730894 | 6505D | Misrepresenting Terms of an Insurance Contract; Unfair Trade Practices; Trustworthiness; Forging Another's Name to an Application for Insurance | Consent Agreement | N/A | Revocation; Cease & Desist | 5/2/2018 |
| Life Insurance Company of the Southwest | 1001175 | 9495 | Failure to Properly Supervise Appointed Agent | Settlement Agreement | $105,402.46 Restitution | Cease & Desist | 5/22/2018 |
| Phyllis Palazzola and Palazzola Insurance Agency, LLC | 1718805 (individual); 2001644 (business) | 9591 | Misappropriation; Trustworthiness | Settlement Agreement | N/A | Revocation (individual & business); Cease & Desist | 6/11/2018 |
| Smyth, Paul E. | 1788551 | 9487 / E2017-16 | Misrepresenting Terms of an Insurance Contract; License Revoked by Other State; Failure to Report Administrative Action | Hearing Officer Decision | $500.00 | Revocation; Cease & Desist | 7/6/2018 |
| Crowder, Dawn | 1974634 | 9232 | Failure to Report Administrative Action; Failure to Report Criminal Prosecution | Hearing Officer Decision | $2,000.00 | Revocation; Cease & Desist | 7/10/2018 |
| Coscia, Richard | 1721905 | N/A | Providing incorrect, misleading, incomplete or materially untrue information on license application; Trustworthiness | Hearing Officer Decision | $3,000.00 | Revocation; Cease & Desist | 9/12/2018 |
Year 2017 DOI Administrative Actions
| Licensee Name | MA License Number | SIU Case No. and/or Docket Number | Primary Allegations(s) | Type of Disposition | Fine/Restitution | Licensing Action | Effective Date |
|---|---|---|---|---|---|---|---|
| A'Alona, Jason | Non-Resident Producer | 9412 | No Home State License | N/A | N/A | Voluntary Surrender | 6/23/2017 |
| Aiguier, Dustin | Resident Producer | 9149 | Misrepresentation on License Application; Failure to Report Administrative Action | Settlement Agreement | $750 | Cease & Desist | 1/18/2017 |
| Allen Financial Insurance Group, Inc. | Non-Resident Producer | 9176 | Unlicensed Activity | Settlement Agreement | $500 | Cease & Desist | 3/20/2017 |
| American Pet Insurance | Non-Resident Producer | 9258 | Unlicensed Activity | Settlement Agreement | $75,000 | Cease & Desist | 1/31/2017 |
| Bazemore, Eugene | Non-Resident Producer | 9037 | Failure to Report Administrative Action[s]; Misrepresentation on License Application | Hearing Officer Decision | $1,000 | Revocation; Cease & Desist | 5/31/2017 |
| Bedwell, Kyle Douglas | Non-Resident Producer | 9393 | Trustworthiness; Failure to Report; Misrepresentation on Application | Settlement Agreement | $100 | Cease & Desist | 1/15/2017 |
| Bell, Matthew | Resident Producer | 9177 | Trustworthiness; Unfair Trade Practice | Settlement Agreement | $1,500 | Cease & Desist | 1/3/2017 |
| Bicalho, Kyvia aka Soares, Kyvia | Resident Producer | 9256 | Violation of Insurance Laws; Trustworthiness | Settlement Agreement | N/A | Revocation; Cease & Desist | 11/17/2017 |
| Bolker, Cynthia | Non-Resident Producer | 9469 | No home state License; Violation of Insurance Laws; Trustworthiness; License Revoked in Another State | Settlement Agreement | N/A | Revocation; Cease & Desist | 7/14/2017 |
| Brantley, Sherika | Non-Resident Producer | 9261 | License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | $1,000 | Revocation; Cease & Desist | 12/6/2017 |
| Caplitz, Gregg | Resident Producer | 9293 | Misrepresentation on License Application; Trustworthiness | Settlement Agreement | N/A | Revocation; Cease & Desist | 1/4/2017 |
| Christian, Robert | Non-Resident Producer | 8972 | Failure to Report Administrative Action[s] | Hearing Officer Decision | $2,500 | Revocation; Cease & Desist | 5/31/2017 |
| Commonwealth Asset Protection | Resident Producer | 9413 | Unlicensed Activity | Settlement Agreement | $500 | Cease & Desist | 4/27/2017 |
| Daub, Susan | Non-Resident Producer | 9417 | Trustworthiness; Unfair Trade Practice; Failure to Report Criminal Action | Settlement Agreement | N/A | Revocation; Cease & Desist | 4/20/2017 |
| DeMaranville, Steven | Resident Producer | 9163 | Failure to Report Criminal Matter | Settlement Agreement | $500 | Cease & Desist | 2/2/2017 |
| Durant, Wesley | Resident Producer | 9248 | Trustworthiness; Unfair Trade Practice | Settlement Agreement | N/A | Revocation; Cease & Desist | 2/23/2017 |
| Essex Financial Services | Non-Resident Producer | 9225 | Failure to Report Administrative Action; Misrepresentation on License Application | Settlement Agreement | $1,500 | Cease & Desist | 6/14/2017 |
| Estes, Adam | Non-Resident Producer | 9402 | No Home State License | Settlement Agreement | N/A | Voluntary Surrender | 7/1/2017 |
| Farmers Financial Solutions, LLC | Non-Resident Producer | 9354 | Misrepresentation on License Application | Settlement Agreement | $100 | Cease and Desist | 3/30/2017 |
| Field, David | Resident Adjuster | 9169 | Violation of Insurance Laws | Settlement Agreement | N/A | Cease & Desist | 3/20/2017 |
| Fistel, Benjamin | Non-Resident Producer | 9096 | Failure to Report Administrative Action[s] | Hearing Officer Decision | $3,500 | Revocation; Cease & Desist | 5/31/2017 |
| Fonatine, Michelle | Resident Producer | 9309 | Trustworthiness; Failure to Report Administrative Action | Settlement Agreement | N/A | Revocation; Cease & Desist | 2/2/2017 |
| Gamez, Blenda | Non-Resident Producer | 9101 | Failure to Report Administrative Actions | Hearing Officer Decision | $1,500 | Revocation; Cease & Desist | 1/26/2017 |
| Gergler, Michael | Non-Resident Producer | 9450 | Trustworthiness; Failure to Report Administrative Action; Unfair Trade Practice; No Home State License | Settlement Agreement | $750 | Suspension; Cease & Desist | 7/14/2017 |
| Guido, William | Non-Resident Producer | 9203 | Failure to Report Administrative Action; Trustworthiness | Settlement Agreement | N/A | Revocation; Cease & Desist | 6/7/2017 |
| Halfon, Danielle | Non-Resident Producer | 9330 | License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | $500 | Revocation; Cease & Desist | 12/6/2017 |
| Hodgman, Lucian | Non-Resident Producer | 9134 | Failure to Report Administrative Action; No Home State License | Settlement Agreement | N/A | Revocation; Cease & Desist | 6/23/2017 |
| Howard, Nicholas | Non-Resident Producer | 9455 | Failure to Report Administrative Action; Failure to Report Criminal Action | Settlement Agreement | $100 | Cease & Desist | 6/5/2017 |
| Hunter, Chase Carmen | Resident Producer | 9059 | Trustworthiness; Failure to Report Administrative Action; Violation of Insurance Laws; Misrepresentation on License Application | Hearing Officer Decision | $2,000 | Revocation; Cease & Desist | 10/17/2017 |
| Jimenez, Rodolfo | Non-Resident Producer | 9280 | Violation of Insurance Laws; License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | $3,000 | Revocation; Cease & Desist | 12/6/2017 |
| Karras, Doris | Non-Resident Producer | 9374 | Misrepresentation on License Application; Trustworthiness | Settlement Agreement | $100 | Cease & Desist | 3/6/2017 |
| Kelley, John | Non-Resident Producer | 9472 | Unfair Insurance Trade Practice; Trustworthiness; Forging Another’s Name to an Application for Insurance | Settlement Agreement | N/A | Revocation; Cease & Desist | 6/5/2017 |
| Kilgore Insurance Agency | Resident Producer | 6505A | Misrepresenting Terms of Insurance Contract; Unfair Insurance Trade Practice; Trustworthiness | Consent Agreement | $10,000 | Cease & Desist | 6/15/2017 |
| Kilgore, Cyrus | Resident Producer | 6505B | Misrepresenting Terms of Insurance Contract; Unfair Insurance Trade Practice; Trustworthiness | Consent Agreement | $5,000 | Cease & Desist | 6/15/2017 |
| Kilgore, Jeffrey | Resident Producer | 6505C | Misrepresenting Terms of Insurance Contract; Unfair Insurance Trade Practice; Trustworthiness | Consent Agreement | $5,000 | Cease & Desist | 6/15/2017 |
| K. K. Insurance Agency, Inc. | Non-Resident Producer | 9347 | Misrepresentation on License Application | Settlement Agreement | $100 | Cease & Desist | 3/17/2017 |
| KR Insurance Solutions | Non-Resident Producer | 9344 | Unlicensed Activity | Settlement Agreement | $210 | Cease & Desist | 3/24/2017 |
| Kopatz, Christopher | Non-Resident Producer | 9097 | Failure to Report Administrative Actions | Hearing Officer Decision | $5,000 | Revocation; Cease & Desist | 1/27/2017 |
| Laisney, Michael | Non-Resident Produce | 9093 | License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | $3,000 | Revocation; Cease & Desist | 11/24/2017 |
| Lauranzano, Natale | Resident Producer | 9274 | Improperly Withholding or Misappropriating Monies Received in the Course of Doing Business; Trustworthiness; Unfair or Deceptive Business Practice | Settlement Agreement | N/A | Permanent License Revocation; Cease & Desist | 3/31/2017 |
| Lewis, Claresta | Non-Resident Producer | 9387 | Failure to Report Administrative Action; Trustworthiness | Settlement Agreement | $100 | Cease & Desist | 2/14/2017 |
| Lois Lane Insurance Agency, Inc. | Resident Producer | 9396 | Unlicensed Activity | Settlement Agreement | $1,695 | Cease & Desist | 3/15/2017 |
| Manivong, Heidi | Non-Resident Producer | 9457 | Misrepresentation on License Application | Settlement Agreement | $100 | Cease & Desist | 6/23/2017 |
| May, Anthony | Resident Producer | 9483 | Felony Conviction | Settlement Agreement | $500 | Cease & Desist | 6/19/2017 |
| Merrimack Valley Financial Advisors | Resident Producer | 9454 | Unlicensed Activity | Settlement Agreement | $30 | Cease & Desist | 7/11/2017 |
| Metellus, Marie | Resident Producer | 9212 | Trustworthiness | Settlement Agreement | N/A | Revocation; Cease & Desist | 1/26/2017 |
| Mix, Jeanette Louise | Non-Resident Producer | 9090 | Failure to Report Administrative Action | Hearing Officer Decision | $3,000 | Revocation | 2/1/2017 |
| Monroe, Frederick | Non-Resident Producer | 9451 | Misappropriation; Felony Conviction; Admission to Committing Unfair Insurance Trade Practice; Trustworthiness | Settlement Agreement | N/A | Revocation; Cease & Desist | 4/24/2017 |
| New England Excess Exchange, Ltd. | Non-Resident Producer | 9429 | Failure to Report Corporation Dissolution | Settlement Agreement | $250 | Cease & Desist | 6/5/2017 |
| Pant, Maheshwar | Resident Producer | 9310 | Trustworthiness; Unfair Insurance Trade Practice | Settlement Agreement | N/A | Revocation; Cease & Desist | 5/26/2017 |
| Panza, Anthony | Non-Resident Producer | 9406 | Misrepresentation on License Application | Settlement Agreement | $100 | Cease & Desist | 3/20/2017 |
| Petrarca, Nadine | Non-Resident Producer | 9283 | License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | $2,500 | Revocation; Cease & Desist | 11/30/2017 |
| PVG Insurance Group, LLC | Non-Resident Producer | 9379 | Unlicensed Activity | Settlement Agreement | $100 | Cease & Desist | 1/26/2017 |
| Ramsey, Valenzia | Non-Resident Producer | 9269 | License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | $1,000 | Revocation; Cease & Desist | 12/6/2017 |
| Regional Insurance Agency | Resident Producer | 9391 | Unlicensed Activity | Settlement Agreement | $1,140 | Cease & Desist | 2/23/2017 |
| Sapienza, Salvatore | Non-Resident Producer | 9464 | Unfair Insurance Trade Practice; Trustworthiness | Settlement Agreement | N/A | Revocation; Cease & Desist | 7/6/2017 |
| Sherman, Lester | Non-Resident Producer | 9363 | License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | $1,000 | Revocation; Cease & Desist | 11/30/2017 |
| Smith, Everette | Non-Resident Producer | N/A | No Home State License | N/A | Voluntary Surrender | 3/22/2017 | |
| Stokeling, Steve | Non-Resident Producer | 9053 | Trustworthiness; Failure to Report Administrative Action | Hearing Officer Decision | $3,500 | Revocation | 2/3/2017 |
| Surplex Underwriters, Inc. | Non-Resident Producer | 9461 | Unlicensed Activity | Settlement Agreement | $4,695 | Cease & Desist | 5/26/2017 |
| Tarantino, Michael | Resident Producer | 8726 | Misrepresentation on License Application; Misappropriation; Trustworthiness | Settlement Agreement | $1,000 | Cease & Desist | 7/14/2017 |
| Terman, Christopher | Non-Resident Producer | 9398 | Failure to Report Criminal Action; Misrepresentation on License Application | Settlement Agreement | N/A | Revocation; Cease & Desist | 2/21/2017 |
| Tracia, Douglas | Resident Producer | 9353 | Misrepresentation on License Application; Violation of Insurance Laws; Trustworthiness; Unfair or Deceptive Act in Business of Insurance | Settlement Agreement | N/A | Revocation; Cease & Desist | 12/18/2017 |
| Vela, Joshua | Non-Resident Producer | 9292 | Violation of Insurance Laws; License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | $1,500 | Revocation; Cease & Desist | 12/6/2017 |
| Vigil, Thomas | Resident Producer | 9298 | Trustworthiness | Settlement Agreement | $1,500 | Cease & Desist | 2/10/2017 |
| Weismann, Loretta | Non-Resident Producer | 9360 | Misrepresentation on License Application | Settlement Agreement | $100 | Cease & Desist | 3/13/2017 |
| Wendell, Desiree | Non-Resident Producer | 9358 | Misrepresentation on License Application | Settlement Agreement | $100 | Cease & Desist | 6/2/2017 |
| Whitaker, Beverly | Resident Producer | 8742 | Misrepresentation on License Application | Settlement Agreement | $100 | Cease & Desist | 3/13/2017 |
| Woodard, Matthew | Non-Resident Producer | 9421 | No Valid Home State License | N/A | N/A | Voluntary Surrender | 4/5/2017 |
| Zullo, Roger | Resident Producer | 9368 | Trustworthiness; Unfair Insurance Trade Practice; Sale of Unsuitable Annuities | Settlement Agreement | N/A | Revocation; Cease & Desist | 5/11/2017 |
Year 2016 DOI Administrative Actions
| Licensee Name | Type of License | Case No. | Primary Allegation(s) | Disposition | Effective Date |
|---|---|---|---|---|---|
| Amaral, Justin | Producer | 9133 | Untrustworthiness; Failure to Report Administrative Action | Settlement Agreement: Permanent License Revocation; Cease and Desist | 6/3/2016 |
| Baltes, John | Non-Resident Producer | 8957 | Untrustworthiness; Other State(s) Revocation | Settlement Agreement: Permanent Revocation; Cease and Desist | 8/11/2016 |
| Blackman Insurance Agency | Non-Resident Producer | 9320 | Unlicensed Activity | Settlement Agreement: $100 Fine; Cease and Desist | 12/28/2016 |
| Burgos, Betsy | Producer | 8891 | Failure to Report Administrative Action/Failure to Report Criminal Prosecution; Untrustworthiness | Hearing Officer Decision: $2,000 Fine; Permanent License Revocation; Cease and Desist From All Massachusetts Insurance Activity; Cease and Desist From Violations | 1/7/2016 |
| Burke, Eleanor | Non-Resident Producer | 9071 | Place or Renewed Policies While Unlicensed | Settlement Agreement: Cease and Desist | 3/15/2016 |
| Callander, Wade | Producer | 8955 | Untrustworthiness | Hearing Officer Decision: $1,600 fine; $765 Restitution; Cease and Desist | 4/14/2016 |
| Candebat, Brent | Non-Resident Producer | 9281 | Misrepresentation on License Application; Trustworthiness | Settlement Agreement: $500 Fine; Cease and Desist | 12/21/2016 |
| Carter, Richard | Non-Resident Producer | 9287 | Failure to Report Administrative Actions | Settlement Agreement: Cease and Desist | 12/1/2016 |
| Chao, Walter R. | Non-Resident Producer | 9172 | Other State(s) Revocation; Failure to Report an Administrative Action | Settlement Agreement: Permanent License Revocation; Cease and Desist from All Massachusetts Insurance Activity | 9/6/2016 |
| Cohen, Hiram | Non-Resident Producer | 9227 | Failure to Report an Administrative Action | Settlement Agreement; Cease and Desist; $500 Fine. | 5/25/2016 |
| Cohen, Jeffrey | Non-Resident Producer | 9054 | Violation of Insurance Laws; Untrustworthiness; Unfair Trade Practice or Fraud; Misappropriation of Funds; Felony Conviction; Other State(s) Revocation | Hearing Officer Decision: Permanent License Revocation; Cease and Desist from All Insurance Activity | 7/15/2016 |
| Diamond, Steve | Resident Producer | 9278 | Trustworthiness; Violation of Insurance Laws; Misrepresentation Terms of an Insurance Contract; Unfair Trade Practice | Settlement Agreement: Revocation; Cease and Desist | 12/22/2016 |
| Downey Insurance Agency | Resident Producer | 9211 | Paying Commissions to Unlicensed Entity | Settlement Agreement: $500 Fine; Cease and Desist | 12/19/2016 |
| Draper, Robert | Non-Resident Producer | 9058 | Violation of Insurance Laws; Intentional Misrepresentation of the Terms of an Insurance Contract; Untrustworthiness; Other State(s) Revocation; Failure to Report Administrative Action | Hearing Officer Decision: Permanent License Revocation; $2,000 Fine; Cease and Desist | 8/22/2016 |
| Dunbar, De’Borah | Non-Resident Producer | 9089 | Failure to Report Administrative Action; Violation of Insurance Laws; Untrustworthiness | Hearing Office Decision: $8,000 fine; Revocation; Cease and Desist from Violations | 4/27/2016 |
| Durkin & Durkin (now known as Innovative Risk Solutions) | Producer | 9011 | Violation of Insurance Laws; Misrepresentation of Insurance Contract Terms; Admission of Insurance Unfair Practice; Trustworthiness | Settlement Agreement: $8,500 fine; Cease and Desist | 7/18/2016 |
| Eisenberg Associates Insurance Agency | Producer | 9317 | Unlicensed Activity | Settlement Agreement: $500 Fine; Cease and Desist | 11/20/2016 |
| Escobar, Jaclyn | Producer | 9339 | Failure to Pay Licensing Fee | Hearing Officer Decision: License Revocation | 10/28/2016 |
| Esco Insurance Agency, LLC | Non-Resident Producer | 9207 | Place or Renewed Policies While Unlicensed | Settlement Agreement: $3,000 fine; Cease and Desist from Violations | 4/5/2016 |
| Gadsden, Germone | Non-Resident Insurance Producer | 9055 | Incorrect Application Information; Misrepresentation; Unfair Insurance Practice; Failure to Report Admin Action; Violating Insurance Laws; Other State(s) Revocation Hearing Officer Decision: | Hearing Officer Decision: $5,500 Fine; Cease and Desist; Revocation | 5/23/2016 |
| Gaetani, Francis | Producer | 9042 | Conviction of a felony, Unfair trade practices, and Fraudulent, Coercive or Dishonest Practices. | Settlement Agreement: Civil Fine $1,500; License Revocation; Cease and Desist. | 3/11/2016 |
| Glenn, Romara | Non-Resident Producer | 9286 | Failure to Report Administrative Action | Settlement Agreement: Revocation; Cease and Desist | 12/19/2016 |
| Gibeley, Patricia | Non-Resident Producer | 9014 | Place or Renewed Policies While Unlicensed | Settlement Agreement: Cease and Desist | 3/4/2015 |
| Governor Insurance Agency, Inc. | Non-Resident Producer | 8926 | Placed or Renewed Policies While Unlicensed | Settlement Agreement: $2,250 fine; Cease and Desist | 5/5/2016 |
| Green, Sean | Non-Resident Producer | 8978 | Failure to Report Admin Action; Misrepresentation; Violating Insurance Laws; Other State(s) Revocation | Hearing Officer Decision: $5,000 Fine; Cease and Desist; Revocation | 7/15/2016 |
| Gutschlag, John | Non-Resident Insurance Producer | 9078 | Failure to Report Admin Action; Conversion; Misrepresentation of Insurance Contract; Felony Conviction; Unfair Insurance Practice; Untrustworthiness; Other State(s) Revocation Hearing Officer Decision. | Hearing Officer Decision: $6,500 fine; Cease and Desist; Revocation | 5/20/2016 |
| Harvey Public Insurance Adjusters | Resident Insurance Producer | 9083 | Unlicensed Activity | Settlement Agreement: $250 Fine; Cease and Desist | 12/19/2016 |
| Jayne, Joseph | Producer | 9204 | Violation of Insurance Laws; Unfair Insurance practice; Untrustworthiness; Failure to Report an Administrative Action | Settlement Agreement; Permanent Revocation; Cease and Desist from All Insurance Activity | 7/20/2016 |
| Kensthia, Preval | Producer | 9340 | Failure to Pay Licensing Fee | Hearing Officer Decision: License Revocation | 10/28/2016 |
| Lucciano, Douglas | Non-Resident Insurance Producer | 8843 | Untrustworthiness; Unfair Trade Practice or Fraud; Misappropriation of Funds; Felony Conviction | Settlement Agreement: Permanent License Revocation; Cease and Desist From All Insurance Activity in Massachusetts | 10/27/2016 |
| Lucken, Shelly | Non-Resident Producer | 9337 | Misrepresentation on License Application; Trustworthiness | Settlement Agreement: $500 Fine; Cease and Desist | 12/19/2016 |
| MacDonald Insurance Agency, Inc. | Producer | 9064 | Untrustworthiness | Settlement Agreement: Cease and Desist | 9/9/2016 |
| Marchand Insurance Agency, Inc. | Producer | 9153 | Place or Renewed Policies While Unlicensed | Settlement Agreement: $1,000 Fine; Cease and Desist from Violations | 2/11/2016 |
| Marshall, Michael | Non-Resident Producer | 9295 | Failure to Disclose Criminal Conviction; Failure to Report Administrative Actions | Settlement Agreement: Revocation; Cease and Desist | 12/1/2016 |
| McMahon, Brian | Producer | 9217 | Incompetence In the Conduct of Business | Settlement Agreement: $500 Fine; Cease and Desist from Violations | 3/17/2016 |
| Moreau, Emma | Non-Resident Insurance Producer | 9056 | Failure to Report Administrative Action(s) | Hearing Officer Decision: $500 Fine | 4/15/2016 |
| David L. Murphy Insurance Agency | Producer | 9192B | Unlicensed Activity | Settlement Agreement: $1,050 Fine; Cease and Desist | 11/20/2016 |
| Northington Insurance Group | Non-Resident Producer | 9324 | Unlicensed Activity | Settlement Agreement: $250 Fine; Cease and Desist | 12/13/2016 |
| PFM Plus Insurance Agency, Inc. | Non-Resident Insurance Producer | 9171 | Place or Renewed Policies While Unlicensed | Settlement Agreement: Cease and Desist | 2/11/2016 |
| Piaseczny, Michael | Producer | 8414 | Untrustworthiness; Forging a Name on an Insurance Contract | Settlement Agreement: Permanent License Revocation; Cease and Desist From All Massachusetts Insurance Activity. | 8/15/2016 |
| Premier Insurance Company of Massachusetts | Non-Resident Producer | 9238 | Payment of Commissions to Unlicensed Individual | Settlement Agreement: Cease and Desist; $250 Fine. | 5/20/2016 |
| Prestige Insurance Agency | Resident Producer | 9259 | Trustworthiness; Violation of Insurance Laws | Settlement Agreement: $2,500 Fine; Cease and Desist | 12/8/2016 |
| Quincy Mutual Fire Insurance Co. | Resident Producer | 9239 | Unlicensed Activity | Settlement Agreement: Cease and Desist; $150 Fine. | 5/17/2016 |
| Rider Risk Services | Resident Producer | 9257 | Failure to Notify the Division of Dissolution of Company; Violation of Insurance Laws | Settlement Agreement: $2,500 Fine; Cease and Desist | 12/22/2016 |
| Russell, Redonda L. | Non-Resident Insurance Producer | 8970 | Felony Conviction; Untrustworthiness; License Revoked in Another Jurisdiction; Failure to Report Criminal Prosecution; Failure to Report Administrative Action; | Hearing Officer Decision: $3,500 Fine; Permanent License Revocation; Cease and Desist From All Massachusetts Insurance Activity | 2/16/2016 |
| Sabel Adjusters, LLC | Insurance Adjuster | 9268 | Unlicensed Activity | Settlement Agreement: $1,000 fine; Cease and Desist | 11/24/2016 |
| Schweitzer, James | Producer | 9085 | Misrepresentation on License Application; Failure to Report Administrative Action | Settlement Agreement: $1,000 Fine; Cease and Desist. | 8/26/2016 |
| Siewert, Derek | Producer | 8979 | Misrepresentation on License Application; Failure to Report Administrative Action; Untrustworthiness; License Revoked in Another Jurisdiction | Hearing Officer Decision: $3,000 Fine; Permanent License Revocation; Cease and Desist From All Massachusetts Insurance Activity | 3/1/2016 |
| Skinner, Ryan | Producer | 8388 | Misrepresentation on License Application | Settlement Agreement: $2,500 Fine; Cease and Desist From Violation | 3/23/2016 |
| Smith, Grace W. | Non-Resident Insurance Producer | 9065 | Violation of Another States Insurance Laws; Conviction of a Felony; Revoked in Another Jurisdiction; Failure to Report Criminal Prosecution | Hearing Officer Decision: $3,000 Fine; Permanent License Revocation; Cease and Desist From All Massachusetts Insurance Activity | 2/2/2016 |
| Standard Line Brokerage | Non-Resident Producer | 9304 | Failure to Report Administrative Actions | Settlement Agreement: $250 Fine; Cease and Desist | 12/3/2016 |
| Thomas, Holley A. | Non-Resident Insurance Producer | 9260 | Misappropriation; Untrustworthiness; Revoked in Another Jurisdiction | Settlement Agreement: Permanent License Revocation; Cease and Desist From All Massachusetts Insurance Activity; Cease and Desist From Violations : | 9/14/2016 |
| Thompson, Richard | Non-Resident Producer | 9302 | Felony Conviction; Failure to Report Felony Conviction; No Home State License | Settlement Agreement: Revocation; Cease and Desist | 12/8/2016 |
| Tricarico, Robert | Non-Resident Producer | 9272 | Failure to Report Administrative Action; Violation of Other States Insurance Laws; Unfair Trade Practice; Untrustworthiness; Felony Conviction; Forging Name(s) to an Insurance Document | Settlement Agreement: Revocation; Cease and Desist | 12/5/2016 |
| Vargas, Steven | Producer | 9114 | Misrepresentation on License Application; Failure to Report Administrative Action | Settlement Agreement: Permanent License Revocation; Cease and Desist From All Massachusetts Insurance Activity; Cease and Desist From Violations | 1/28/2016 |
| Waesche, Joseph Edward | Non-Resident Producer | 9100 | Felony Conviction; Other State(s) Revocation; Unfair Trade Practice | Settlement Agreement: Permanent License Revocation; Cease and Desist | 8/8/2016 |
| Walter Insurance Agency, Inc. | Producer | 9154 | Place or Renewed Policies While Unlicensed | Settlement Agreement: $250 Fine; Cease and Desist From Violations | 1/19/2016 |
| Wisniewski, Diana | Non-Resident Producer | 9325 | Violation of Other States Insurance Laws; Felony Conviction; Trustworthiness; Insurance Producer License Revoked by Another State; Failure to Report Criminal Conviction; Failure to Report Administrative Action | Settlement Agreement: Revocation; Cease and Desist | 12/22/2016 |
| Wood River Insurance, Inc. | Non-Resident Insurance Producer | 8923 | Place or Renewed Policies While Unlicensed | Settlement Agreement: $150 Fine; Cease and Desist from Violations | 1/7/2016 |
| Woodward, Matthew | Non-Resident Insurance Producer | 9270 | Misrepresentation on License Application; Failure to Report Admin Action Within 30 Days | Settlement Agreement: $1,000 fine; Cease and Desist | 10/7/2016 |
Year 2015 DOI Administrative Actions
| Licensee Name | Type of License | Case Number | Primary Allegation(s) | Disposition | Effective Date |
|---|---|---|---|---|---|
| AE Underwriters Agency, Inc. | Non-Resident Producer | 9141 | Unlicensed | Settlement Agreement: $200 Fine; Cease & Desist from Violation | 12/31/15 |
| Carolyn A. Celorier Enterprises, Inc. | Producer | 9147 | Unlicensed | Settlement Agreement: $100 Fine; Cease & Desist from Violation | 12/31/15 |
| Finn & Stone | Non-Resident Producer | 9159 | Placed or renewed policies while unlicensed | Settlement Agreement: $450 Fine; Cease & Desist from Violation | 12/31/15 |
| Ott, Cassandra | Non-Resident Producer | 9091 | Failure to Report Administrative Actions | Hearing Officer Decision: License Revocation; $7,000 Fine; Cease & Desist from all insurance activity | 12/28/15 |
| Black, Trenton J. | Non-Resident Producer | 9165 | Late Notice of Criminal Prosecution | Settlement Agreement: $250 Fine; Cease & Desist from Violation | 12/21/15 |
| Commercial Industrial Building Owners Alliance | Non-Resident Producer | 9152 | Placed or renewed policies while unlicensed | Settlement Agreement: $1,000 Fine; Cease & Desist from Violation | 12/21/15 |
| Dailyfeats, Inc. | Producer | 9158 | Placed or renewed policies while unlicensed | Settlement Agreement: $2,500 Fine; Cease & Desist from Violation | 12/21/15 |
| Grimes, Keely | Non-Resident Producer | 8998 | Misrepresentation on License Application | Hearing Officer Decision: License Revocation; Cease & Desist from all insurance activity | 12/17/15 |
| Lion’s Share Holding, Inc. | Non-Resident Producer | 9157 | Placed or renewed policies while unlicensed | Settlement Agreement: $500 Fine; Cease & Desist from Violation | 12/16/15 |
| The Jensen Agency, Inc. | Producer | 9151 | Placed or renewed policies while unlicensed | Settlement Agreement: Cease & Desist from Violation | 12/15/15 |
| Foresite Sports, Inc. | Non-Resident Producer | 9178 | Placed or renewed policies while unlicensed | Settlement Agreement: $100 Fine; Cease & Desist from Violation | 12/14/15 |
| R.L. Summers Insurance Agency, Inc. | Producer | 9127 | Placed or renewed policies while unlicensed | Settlement Agreement: $1,500 Fine; Cease & Desist from Violation | 12/11/15 |
| Vreeland Insurance, Inc. | Non-Resident Producer | 9183 | Placed or renewed policies while unlicensed | Settlement Agreement: $500 Fine; Cease & Desist from Violation | 12/10/15 |
| Austin, Edward L, | Non-Resident Producer | 8392 | Unlicensed in Home State | License Suspension; Cease & Desist from violation | 12/4/15 |
| Morton, David L. Jr. | Producer | 9104 | Termination for Cause | Settlement Agreement: License Revocation; Cease & Desist from Violation | 11/13/15 |
| Snedeker, Michael | Non-Resident Producer | 8373B | Failure to Report Administrative Actions | Settlement Agreement: License Revocation; Cease & Desist from Violation | 11/9/15 |
| Gullotti Insurance Agency, Inc. | Producer | 9033 | Unfair Trade Practices | Settlement Agreement: $1,000 Fine; Cease & Desist from Violations | 10/30/15 |
| Fravel, Gary Wayne | Producer | 6898 / 7007 / 7350 | Failure to Remit | Hearing Officer Order: Permanent License Revocation; $17,000 Fine; Cease & Desist from all insurance activity | 10/28/15 |
| Voboril, Stephen R. | Non-resident producer | 9077 | Failure to report administrative actions | Settlement Agreement: Permanent License Revocation; Cease & Desist from Violation | 10/14/15 |
| Siver Insurance Agency, Inc. | Producer | 8808 | Impersonation; False advertising | Settlement Agreement: $500 Fine; Cease & Desist from Violation | 10/7/15 |
| Specht Insurance Brokerage | Non-Resident Producer | 9128 | Placed or renewed policies while unlicensed | Settlement Agreement: $200 Fine; Cease & Desist from Violation | 9/18/15 |
| Lopopolo, Anthony | Producer | 9063 | Termination for Cause | Settlement Agreement: $2,500 Fine; Cease & Desist from Violation | 9/3/15 |
| iTravel Insured, Inc. | Non-Resident Producer | 9103 | Placed or renewed policies while unlicensed | Settlement Agreement: $1,500 Fine; Cease & Desist from Violation | 8/3/15 |
| Eagan, Eugene Chestnut Hill, MA | Producer | 8777 | Misrepresentation on License Application | Settlement Agreement: $500 Fine; Cease & Desist from Violation | 8/1/15 |
| Holley, Keisha Denise | Non-Resident Producer | 9095 | Failure to Report Administrative Actions | Settlement Agreement: Permanent License Revocation; Cease & Desist from Violations | 7/23/15 |
Capital Tours, Inc. Haverhill, MA | Producer | 9070 | Placed or renewed policies while unlicensed | Settlement Agreement: $250 Fine; Cease & Desist from Violation | 7/21/15 |
| Dennington, Greg Alan Sterling, CO | Non-Resident Producer | 8999 | Unlicensed in Home State; Trustworthiness | Settlement Agreement: Permanent License Revocation; Cease & Desist from Violation | 7/21/15 |
| Hospitality Insurance Services, Inc. Sterling, CO | Non-Resident Producer | 8999 | Unlicensed in Home State; Trustworthiness | Settlement Agreement: Permanent License Revocation; Cease & Desist from Violation | 7/21/15 |
| Advance Insurance Agency, Inc. Edina, MN | Non-Resident Producer | 9066 | Placed or renewed policies while unlicensed | Settlement Agreement: Cease & Desist from Violation | 7/3/15 |
| Allen, Susan M. Southwick, MA | Resident Producer | 8855 | Termination for Cause | Settlement Agreement: $3,000 Fine; Cease & Desist from Violation | 7/3/15 |
| Harnett, Kerri E. Somerset, MA | Resident Producer | 8893 | Termination for Cause | Settlement Agreement: Cease & Desist from Violation | 7/3/15 |
| George, Joseph John | Producer | 9109 | Misrepresentation on License Applicatoin | Settlement Agreement: $750 Fine; Cease & Desist from Violation | 6/30/15 |
| Vaughan, Mark R. | Non-Resident Producer | 8966 | Late Notice of Criminal Prosecution | Settlement Agreement: Permanent License Revocation; Cease & Desist from Violation | 6/23/15 |
| Peninsula Excess Insurance Brokers, Inc. | Non-Resident Producer | 9052 | Placed policies while unlicensed | Settlement Agreement: $150 Fine; Cease & Desist from Violation | 6/17/15 |
| Jordan, Christopher M. | Non-Resident Producer | 9086 | Late Notice of Administrative Action | Settlement Agreement: Cease & Desist from Violation | 6/5/15 |
| Dressander BHC, Inc. | Non-Resident Producer | 8872 | Placed or renewed policies while unlicensed | Settlement Agreement: $750 Fine; Cease & Desist from Violation | 5/18/15 |
| Dean Insurance Agency, Inc. | Non-Resident Producer | 9040 | Placed or renewed policies while unlicensed | Settlement Agreement: $200 Fine; Cease & Desist from Violation | 5/8/15 |
| Kelly, William A. Jr. | Non-Resident Producer | 9025 | Late Notice of Administrative Action | Settlement Agreement: $250 Fine; Cease & desist from violation | 4/30/15 |
| Power Group Company | Non-Resident Producer | 9072 | Placed or Renewed Policies While Unlicensed | Settlement Agreement: $250 Fine; Cease & Desist from Violation | 4/30/15 |
| Perry, Mollie Ann | Non-Resident Producer | 8942 | Termination for Cause; Misrepresentation on License Application | Settlement Agreement: Permanent License Revocation; Cease & Desist from Violation | 4/28/15 |
| Coscia, Richard R. | Producer | 8996 | Misrepresentation on License Application | Settlement Agreement: $5,000 Fine; Cease & Desist from Violation | 4/23/15 |
| Best, Richard Taylor | Non-Resident Producer | 9045 | Misrepresentation on License Application | Settlement Agreement: $250 Fine; Cease & Desist from Violation | 4/11/15 |
| Insurance Designers of Colorado, Inc. | Non-Resident Producer | 8928X | Misrepresentation on License Application | Settlement Agreement: $500 Fine; Cease & Desist from Violation | 4/9/15 |
| The Buckner Company | Non-Resident Producer | 8951 | Failure to Report Administrative Actions; Misrepresentation on License Application | Settlement Agreement: $500 Fine; Cease & Desist from Violation | 4/1/15 |
| Brasseur, Gregg L. | Non-Resident Producer | 8993 | Late Notice of Administrative Action | Settlement Agreement: $500 Fine; Cease & Desist from Violation | 3/30/15 |
| Mullen, Michael Guy | Producer | 8975 | Trustworthiness | Settlement Agreement: License Revocation; Cease & Desist from all insurance activity | 3/25/15 |
| Gulde Cook Insurance Agency, LLC | Producer | 9041 | Placed or renewed policies while unlicensed | Settlement Agreement: $500 Fine; Cease & Desist from Violation | 3/16/15 |
| Boring, Leonard Allen | Non-Resident Producer | 9048 | Late Notice of Administrative Action | Settlement Agreement: $250 Fine; Cease & Desist from Violation | 3/11/15 |
| Henry O. Baker, Inc. | Non-Resident Producer | 8988 | Failure to Report Administrative Action | Settlement Agreement: $750 Fine; Cease & Desist from Violation | 2/24/15 |
| Brunswick Insurance Agency, Inc. | Non-Resident Producer | 9000 | Late Notice of Administrative Action | Settlement Agreement: Cease & Desist from Violation | 2/18/15 |
| Wallace, James W. | Non-Resident Producer | 9018 | Late Notice of Administrative Action | Settlement Agreement: $500 Fine; Cease & Desist from Violation | 2/11/15 |
| Link-Allen & Associates, Inc. | Non-Resident Producer | 9044 | Misrepresentation on license application | Settlement Agreement: $750 Fine; Cease & Desist from Violations | 1/30/15 |
| Hebert, Bonney J. | Producer | 8397 | Failure to remit premium | Settlement Agreement: Permanent License Revocation; Cease & Desist from all insurance activity | 1/15/15 |
| Ippolito, Michael | Producer | 8136A | Unfair Trade Practices | Settlement Agreement: Permanent License Revocation; Cease & Desist from all insurance activity | 1/12/15 |
| Marechal, Daniel | Producer | 8341C | Continuing Education Non-Compliance | Hearing Officer Decision: License Suspension | 1/8/15 |