This page, Year 2005 Administrative Actions - April to June, is offered by

Year 2005 Administrative Actions - April to June

Special Investigations Unit Year 2005

The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between April, 2005 and June, 2005. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.

Licensee Name Type of License Case No. Primary Allegation(s) Disposition Effective Date
Advanta Insurance Agency, Inc. Business Entity Producer 4866A Failure to make required disclosure on license application; failure to report administrative action Settlement Agreement: $500 civil penalty, cease & desist from violations 05/31/2005
Aon Risk Services Inc. of Pennsylvania Business Entity Producer 4788 Sale of insurance while unlicensed Settlement Agreement: $19,000 civil penalty, cease & desist from violations 06/08/2005
Axis Specialty Insurance Company Company 4858 Sale of insurance while unlicensed Settlement Agreement: $500 fine, cease & desist from violations; compliance plan 05/03/2005
Barlocker, Calvin Jacob Producer 4939 Failure to report administrative action Settlement Agreement: $250 fine, cease & desist from violations 04/05/2005
Cavaliere, Andrew John Producer 4985 Failure to report administrative action Settlement Agreement: $250 fine, cease & desist from violations 03/31/2005
Cephas, Kathlene Jo Producer 4903 Failure to report administrative action Settlement Agreement: $1,000 civil penalty, cease & desist from violations 04/19/2005
Companies Agency of Massachusetts, Inc. Business Entity Producer 5034 Sale of insurance while unlicensed Settlement Agreement: $1,000 civil penalty, cease & desist from violations 05/26/2005
Constitution Insurance Agency, Inc. Business Entity Producer 5044 Sale of insurance while unlicensed Settlement Agreement: $6,000 civil penalty, cease & desist from violations 06/24/2005
Cowles & Connell Insurance Agency of MA, Inc. Business Entity Producer 4964

Sale of surplus insurance while

unlicensed as a special broker

Settlement Agreement: $2,500 civil penalty, cease & desist from violations 05/27/2005
Dickinson, Diane Producer 4842 Failure to make required disclosure on license application Settlement Agreement: $750 civil penalty, cease & desist from violations 05/02/2005
Dressander, Michael S. Producer 5002 Failure to report administrative action Settlement Agreement: $500 fine, cease & desist from violations 05/03/2005
G.W.G. Insurance Agency, Inc Business Entity Producer 5110 Sale of insurance while unlicensed Settlement Agreement: $100 civil penalty, cease & desist from violations 06/22/2005
Gilman, Thurston Gene Producer 4987 Failure to notify of dissolution of corporation, incompetence, untrustworthiness or financial irresponsibility Administrative Decision: License revocation, $6,000 fine, cease & desist from violations and all insurance activity 05/18/2005
Grossman, Mark Neil Producer 4997 Failure to report administrative action Settlement Agreement: $150 fine, cease & desist from violations 06/09/2005
Hays, David Producer 4972 Failure to report administrative action Settlement Agreement: $250 Fine; Cease & Desist from violations 05/09/2005
Honan Insurance Agency, Inc. Business Entity Producer 4178A Sale of insurance while unlicensed Settlement Agreement: $30,000 administrative assessment, cease & desist from violations 04/29/2005
ITECH Corporation Automated Survey and Quotation Systems Unlicensed 4816A Sale of insurance while unlicensed Settlement Agreement: $2,500 fine, cease & desist from violations 04/18/2005
L.J. Dolloff Insurance Agency of Massachusetts, Inc. Business Entity Producer 5035 Sale of insurance while unlicensed Settlement Agreement: $125 civil penalty, cease & desist from violations 04/28/2005
Lafferty, Jolynn Producer 5005 Failure to report administrative action Settlement Agreement: $250 fine, cease & desist from violations 05/02/2005
Laurence, Larry Denny Producer 4731 Sale of insurance while unlicensed Settlement Agreement: $500 fine ,cease & desist from violations 04/18/2005
Lazarczyk, Francis Stanley Unlicensed 3313 Trustworthiness; failure to make required disclosure on license application Settlement Agreement: License Revocation; cease & desist from all insurance activity 05/13/2005
Ledoux, Paul Scott Producer 4720 Failure to make required disclosure on license application; failure to report administrative action Administrative Decision: License revocation, $3000 fine, cease & desist from violations and all insurance activity 04/05/2005
Lejfer, Jefferey Samuel Producer 4969 Failure to report administrative action Settlement Agreement: $500 civil penalty, cease & desist from violations 04/04/2005
Lifeplus Insurance Agency, Inc. Business Entity Producer 5072 Sale of insurance while unlicensed for surplus lines Settlement Agreement: $500 civil penalty, cease & desist from violations 06/23/2005
Luckhurst, Mick C. Producer 4993 Failure to report administrative action Settlement Agreement: $500 fine, cease & desist from violations 04/20/2005
Meadows, Luellen, Jr. Producer 4980A Failure to remit premium Settlement Agreement: License Revocation; Cease & Desist from violations and from all insurance activity; restitution 06/01/2005
MIMLIC Insurance Agency of Massachusetts, Inc. Business Entity Producer 4998 Sale of insurance while unlicensed Settlement Agreement: $50 civil penalty, cease & desist from violations 04/05/2005
Morgan-McPherson Insurance Agency, Inc. Business Entity Producer 5010 Sale of insurance while unlicensed Settlement Agreement: $2,200 civil penalty, cease & desist from violations 04/22/2005
Neale, Wayne E. Producer 4753 Failure to make required disclosure on license application Administrative Decision: License suspended for 90 days, $3,000 fine, cease & desist from violations and all insurance activity 04/12/2005
Paolino Insurance Agency, Inc. Business Entity Producer 5014 Failure to make required disclosure on license application Settlement Agreement: $500 civil penalty, cease & desist from violations 04/25/2005
Phillips, Gerald A. Producer 4444 Fraudulent, dishonest and untrustworthy conduct Settlement Agreement: License Revocation; Cease & Desist from violations and from all insurance activity 05/19/2005
Pimental, Arthur L Producer 4273 Fraudulent, dishonest and untrustworthy conduct Settlement Agreement: License Revocation; Cease & Desist from all insurance activity 06/30/2005
Robbins, Marcus Edwin, Sr. Producer 5009 Failure to report administrative action Settlement Agreement: License Revocation; Cease & Desist from violations and from all insurance activity 04/19/2005
Sargeant, John F. Producer 4604 Failure to make required disclosure on license application Settlement Agreement: License Revocation; Cease & Desist from violations and from all insurance activity 05/12/2005
Saylor and Hill Company Insurance Agency Business Entity Producer 5046 Failure to make required disclosure on license application; failure to report administrative action Settlement Agreement: $1,000 civil penalty, cease & desist from violations 06/02/2005
Smyth, Jonathan E. Producer 4988 Failure to make required disclosure on license application; failure to report administrative action Settlement Agreement: $1,500 civil penalty, cease & desist from violations 04/19/2005
Southwick Insurance Agency, Inc Business Entity Producer 5012 Failure to make required disclosure on license application Settlement Agreement: $750 civil penalty, cease & desist 05/05/2005
St. Peter, Scott David Producer 4934 Failure to report administrative action Settlement Agreement: $250 fine, cease & desist from violations 03/31/2005
Swift, Stacy Marie Producer 4863 Failure to make required disclosure on license application Settlement Agreement: $750 fine, cease & desist from violations 06/03/2005
The Church Insurance Agency Corporation Business Entity Producer 5058 Sale of insurance while unlicensed Settlement Agreement: $800 civil penalty, cease & desist from violations 06/22/2005
Thompson Insurance Agency, Inc. Business Entity Producer 5033 Sale of insurance while unlicensed Settlement Agreement: $1,500 civil penalty, cease & desist from violations 05/02/2005
Tranfaglia, Thomas Producer 4979 Failure to make required disclosure on license application Settlement Agreement: $500 fine, cease & desist from violations 05/17/2005
Turner, Timothy W. Producer 4911 Failure to report administrative action Settlement Agreement: $500 civil penalty, cease & desist from violations 04/04/2005
UNIRISC, Inc. Business Entity Producer 5020 Failure to make required disclosure on license application Settlement Agreement: $500 civil penalty, cease & desist from violations 06/08/2005
Wagner, Charles W. Producer 5097 Failure to report administrative action Settlement Agreement: $250 civil penalty, cease & desist from violations 06/16/2005
White, Richard Grant, IV Producer 4933 Failure to report administrative action Settlement Agreement: License Revocation; Cease & Desist from violations and from all insurance activity 05/03/2005
Willis Insurance Services of California, Inc. Business Entity Producer 4946 Failure to make required disclosure on license application Settlement Agreement: $500 fine, cease & desist from violations 06/13/2005
Worthy, William M., II Producer 4975 Failure to report administrative action Settlement Agreement: License Revocation; Cease & Desist from violations and from all insurance activity 04/04/2005
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