The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between April, 2005 and June, 2005. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.
For each administrative action, please note the following definitions.
| Licensee Name | Type of License | Case No. | Primary Allegation(s) | Disposition | Effective Date |
|---|---|---|---|---|---|
| Advanta Insurance Agency, Inc. | Business Entity Producer | 4866A | Failure to make required disclosure on license application; failure to report administrative action | Settlement Agreement: $500 civil penalty, cease & desist from violations | 05/31/2005 |
| Aon Risk Services Inc. of Pennsylvania | Business Entity Producer | 4788 | Sale of insurance while unlicensed | Settlement Agreement: $19,000 civil penalty, cease & desist from violations | 06/08/2005 |
| Axis Specialty Insurance Company | Company | 4858 | Sale of insurance while unlicensed | Settlement Agreement: $500 fine, cease & desist from violations; compliance plan | 05/03/2005 |
| Barlocker, Calvin Jacob | Producer | 4939 | Failure to report administrative action | Settlement Agreement: $250 fine, cease & desist from violations | 04/05/2005 |
| Cavaliere, Andrew John | Producer | 4985 | Failure to report administrative action | Settlement Agreement: $250 fine, cease & desist from violations | 03/31/2005 |
| Cephas, Kathlene Jo | Producer | 4903 | Failure to report administrative action | Settlement Agreement: $1,000 civil penalty, cease & desist from violations | 04/19/2005 |
| Companies Agency of Massachusetts, Inc. | Business Entity Producer | 5034 | Sale of insurance while unlicensed | Settlement Agreement: $1,000 civil penalty, cease & desist from violations | 05/26/2005 |
| Constitution Insurance Agency, Inc. | Business Entity Producer | 5044 | Sale of insurance while unlicensed | Settlement Agreement: $6,000 civil penalty, cease & desist from violations | 06/24/2005 |
| Cowles & Connell Insurance Agency of MA, Inc. | Business Entity Producer | 4964 |
Sale of surplus insurance while unlicensed as a special broker |
Settlement Agreement: $2,500 civil penalty, cease & desist from violations | 05/27/2005 |
| Dickinson, Diane | Producer | 4842 | Failure to make required disclosure on license application | Settlement Agreement: $750 civil penalty, cease & desist from violations | 05/02/2005 |
| Dressander, Michael S. | Producer | 5002 | Failure to report administrative action | Settlement Agreement: $500 fine, cease & desist from violations | 05/03/2005 |
| G.W.G. Insurance Agency, Inc | Business Entity Producer | 5110 | Sale of insurance while unlicensed | Settlement Agreement: $100 civil penalty, cease & desist from violations | 06/22/2005 |
| Gilman, Thurston Gene | Producer | 4987 | Failure to notify of dissolution of corporation, incompetence, untrustworthiness or financial irresponsibility | Administrative Decision: License revocation, $6,000 fine, cease & desist from violations and all insurance activity | 05/18/2005 |
| Grossman, Mark Neil | Producer | 4997 | Failure to report administrative action | Settlement Agreement: $150 fine, cease & desist from violations | 06/09/2005 |
| Hays, David | Producer | 4972 | Failure to report administrative action | Settlement Agreement: $250 Fine; Cease & Desist from violations | 05/09/2005 |
| Honan Insurance Agency, Inc. | Business Entity Producer | 4178A | Sale of insurance while unlicensed | Settlement Agreement: $30,000 administrative assessment, cease & desist from violations | 04/29/2005 |
| ITECH Corporation Automated Survey and Quotation Systems | Unlicensed | 4816A | Sale of insurance while unlicensed | Settlement Agreement: $2,500 fine, cease & desist from violations | 04/18/2005 |
| L.J. Dolloff Insurance Agency of Massachusetts, Inc. | Business Entity Producer | 5035 | Sale of insurance while unlicensed | Settlement Agreement: $125 civil penalty, cease & desist from violations | 04/28/2005 |
| Lafferty, Jolynn | Producer | 5005 | Failure to report administrative action | Settlement Agreement: $250 fine, cease & desist from violations | 05/02/2005 |
| Laurence, Larry Denny | Producer | 4731 | Sale of insurance while unlicensed | Settlement Agreement: $500 fine ,cease & desist from violations | 04/18/2005 |
| Lazarczyk, Francis Stanley | Unlicensed | 3313 | Trustworthiness; failure to make required disclosure on license application | Settlement Agreement: License Revocation; cease & desist from all insurance activity | 05/13/2005 |
| Ledoux, Paul Scott | Producer | 4720 | Failure to make required disclosure on license application; failure to report administrative action | Administrative Decision: License revocation, $3000 fine, cease & desist from violations and all insurance activity | 04/05/2005 |
| Lejfer, Jefferey Samuel | Producer | 4969 | Failure to report administrative action | Settlement Agreement: $500 civil penalty, cease & desist from violations | 04/04/2005 |
| Lifeplus Insurance Agency, Inc. | Business Entity Producer | 5072 | Sale of insurance while unlicensed for surplus lines | Settlement Agreement: $500 civil penalty, cease & desist from violations | 06/23/2005 |
| Luckhurst, Mick C. | Producer | 4993 | Failure to report administrative action | Settlement Agreement: $500 fine, cease & desist from violations | 04/20/2005 |
| Meadows, Luellen, Jr. | Producer | 4980A | Failure to remit premium | Settlement Agreement: License Revocation; Cease & Desist from violations and from all insurance activity; restitution | 06/01/2005 |
| MIMLIC Insurance Agency of Massachusetts, Inc. | Business Entity Producer | 4998 | Sale of insurance while unlicensed | Settlement Agreement: $50 civil penalty, cease & desist from violations | 04/05/2005 |
| Morgan-McPherson Insurance Agency, Inc. | Business Entity Producer | 5010 | Sale of insurance while unlicensed | Settlement Agreement: $2,200 civil penalty, cease & desist from violations | 04/22/2005 |
| Neale, Wayne E. | Producer | 4753 | Failure to make required disclosure on license application | Administrative Decision: License suspended for 90 days, $3,000 fine, cease & desist from violations and all insurance activity | 04/12/2005 |
| Paolino Insurance Agency, Inc. | Business Entity Producer | 5014 | Failure to make required disclosure on license application | Settlement Agreement: $500 civil penalty, cease & desist from violations | 04/25/2005 |
| Phillips, Gerald A. | Producer | 4444 | Fraudulent, dishonest and untrustworthy conduct | Settlement Agreement: License Revocation; Cease & Desist from violations and from all insurance activity | 05/19/2005 |
| Pimental, Arthur L | Producer | 4273 | Fraudulent, dishonest and untrustworthy conduct | Settlement Agreement: License Revocation; Cease & Desist from all insurance activity | 06/30/2005 |
| Robbins, Marcus Edwin, Sr. | Producer | 5009 | Failure to report administrative action | Settlement Agreement: License Revocation; Cease & Desist from violations and from all insurance activity | 04/19/2005 |
| Sargeant, John F. | Producer | 4604 | Failure to make required disclosure on license application | Settlement Agreement: License Revocation; Cease & Desist from violations and from all insurance activity | 05/12/2005 |
| Saylor and Hill Company Insurance Agency | Business Entity Producer | 5046 | Failure to make required disclosure on license application; failure to report administrative action | Settlement Agreement: $1,000 civil penalty, cease & desist from violations | 06/02/2005 |
| Smyth, Jonathan E. | Producer | 4988 | Failure to make required disclosure on license application; failure to report administrative action | Settlement Agreement: $1,500 civil penalty, cease & desist from violations | 04/19/2005 |
| Southwick Insurance Agency, Inc | Business Entity Producer | 5012 | Failure to make required disclosure on license application | Settlement Agreement: $750 civil penalty, cease & desist | 05/05/2005 |
| St. Peter, Scott David | Producer | 4934 | Failure to report administrative action | Settlement Agreement: $250 fine, cease & desist from violations | 03/31/2005 |
| Swift, Stacy Marie | Producer | 4863 | Failure to make required disclosure on license application | Settlement Agreement: $750 fine, cease & desist from violations | 06/03/2005 |
| The Church Insurance Agency Corporation | Business Entity Producer | 5058 | Sale of insurance while unlicensed | Settlement Agreement: $800 civil penalty, cease & desist from violations | 06/22/2005 |
| Thompson Insurance Agency, Inc. | Business Entity Producer | 5033 | Sale of insurance while unlicensed | Settlement Agreement: $1,500 civil penalty, cease & desist from violations | 05/02/2005 |
| Tranfaglia, Thomas | Producer | 4979 | Failure to make required disclosure on license application | Settlement Agreement: $500 fine, cease & desist from violations | 05/17/2005 |
| Turner, Timothy W. | Producer | 4911 | Failure to report administrative action | Settlement Agreement: $500 civil penalty, cease & desist from violations | 04/04/2005 |
| UNIRISC, Inc. | Business Entity Producer | 5020 | Failure to make required disclosure on license application | Settlement Agreement: $500 civil penalty, cease & desist from violations | 06/08/2005 |
| Wagner, Charles W. | Producer | 5097 | Failure to report administrative action | Settlement Agreement: $250 civil penalty, cease & desist from violations | 06/16/2005 |
| White, Richard Grant, IV | Producer | 4933 | Failure to report administrative action | Settlement Agreement: License Revocation; Cease & Desist from violations and from all insurance activity | 05/03/2005 |
| Willis Insurance Services of California, Inc. | Business Entity Producer | 4946 | Failure to make required disclosure on license application | Settlement Agreement: $500 fine, cease & desist from violations | 06/13/2005 |
| Worthy, William M., II | Producer | 4975 | Failure to report administrative action | Settlement Agreement: License Revocation; Cease & Desist from violations and from all insurance activity | 04/04/2005 |