This page, Year 2005 Administrative Actions - July to September, is offered by

Year 2005 Administrative Actions - July to September

Special Investigations Unit Year 2005

The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between July, 2005 and September, 2005. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.

Licensee Name Type of License Case No. Primary Allegation(s) Disposition Effective Date
Becker, James David Producer 4275 Trustworthiness, failure to make required disclosure on licensing applications Settlement Agreement: License Revocation; cease & desist from all insurance activity and from violations 06/25/2005
McCloskey, Robert J. Producer 4229 Placed policies while unlicensed Settlement Agreement: $3,000 civil penalty, cease & desist from violations 06/29/2005
O'Donahue Insurance Agency, Inc. Business Entity Producer 5113A Placed policies in unlicensed entity Settlement Agreement: $3,000 civil penalty, recovery of $5,300, cease & desist from violations 06/30/2005
Warticki, Edward John Producer 4479 Failure to make required disclosure on license application Settlement Agreement: $500 civil penalty, cease & desist from violations 07/05/2005
SIA Insurance Company (RRG) Ltd Company 4223 / 4695B Placed policies while unregistered Settlement Agreement: $2,000 administrative assessment, $1,225 past due fees, cease & desist from violations 07/06/2005
Pangione, James C Producer 4587 Trustworthiness, failure to report administrative action Consent Agreement: License Revocation; cease & desist from all insurance activity and from violations 07/12/2005
Fisher, Brandi Noelle Producer 4995 Failure to report administrative action Administrative Decision: License revocation, $1,000 fine, cease & desist from all insurance activity 07/13/2005
Hogge, Jonathan Edward Producer 4846 Failure to report administrative action Administrative Decision: License revocation, $1,000 fine, cease & desist from all insurance activity 07/13/2005
Dominguez, Daniel E. Producer 4867 Trustworthiness, failure to report administrative action Administrative Decision: License revocation, $1,000 fine, cease & desist from all insurance activity 07/14/2005
Costello, Stephen F. Producer 4715 Trustworthiness Settlement Agreement: License Revocation; cease & desist from all insurance activity and from violations 07/15/2005
Staunton, Julie Ellen Producer 4926 Failure to make required disclosure on license application Settlement Agreement: $500 fine, cease & desist from violations 07/20/2005
Tyrell Insurance Agency, Inc. Business Entity Producer 5121 Placed policies while unlicensed Settlement Agreement: $2,000 civil penalty, cease & desist from violations 07/21/2005
Safety Insurance Company Company 4781 Failure to notify of issuance of dividend Settlement Agreement: $5,000 administrative assessment, cease & desist from violations 08/01/2005
Combined Specialties International ,Inc. Business Entity Producer 5101 Placed policies while unlicensed Settlement Agreement: $350 civil penalty, cease & desist from violations 08/01/2005
President Insurance Agency, Inc. Business Entity Producer 5166 Placed policies while unlicensed Settlement Agreement: $3,000 civil penalty, cease & desist from violations 08/02/2005
Frick, Jeffrey Edward Producer 5131 Failure to report administrative action Settlement Agreement: $500 civil penalty, cease & desist from violations 08/08/2005
Lloyd Ins. & Financial Svcs. Enterprises, Inc. Business Entity Producer 5184 Placed policies while unlicensed Settlement Agreement: $100 civil penalty, cease & desist from violations 08/08/2005
White, Gary A. Producer 5232 Misappropriation of funds Settlement Agreement: License Revocation; cease & desist from all insurance activity and from violations 08/09/2005
Northwood Insurance Agency, Inc. Business Entity Producer 5007 Placed policies while unlicensed Settlement Agreement: $100 civil penalty, cease & desist from violations 08/10/2005
Mosse, Michael Von Producer 5063 Failure to make required disclosure on license application Settlement Agreement: $350 fine, cease & desist from violations 08/10/2005
MTS Insurance Services, LLC Business Entity Produce 5187 Placed policies while unlicensed Settlement Agreement: $300 civil penalty, cease & desist from violations 08/10/2005
EPS Settlement Insurance Agency of Mass., Inc. Business Entity Producer 5039 Placed policies while unlicensed Settlement Agreement: $750 civil penalty, cease & desist from violations 08/10/2005
New England Life Insurance Company Company 4824 Unapproved reinsurance Settlement Agreement: $13,000 civil penalty, cease & desist from violations 08/17/2005
New England Life Insurance Company Company 4822 Unapproved reinsurance Settlement Agreement: $2,000 civil penalty, cease & desist from violations 08/17/2005
Fremont, Roger Albert Producer 4314 Failure to make required disclosure on license application Administrative Decision: License suspension, $600 fine, cease & desist from all insurance activity 08/17/2005
Santos, Nancy M. Producer 5128 Trustworthiness, misappropriation of funds Settlement Agreement: License Revocation; restitution, cease & desist from all insurance activity and from violations 08/18/2005
Kelly, Gary Gerard Producer 4415 Trustworthiness Administrative Decision: License revocation, $1,000 fine, cease & desist from all insurance activity 08/19/2005
Neal Mandlebaum d/b/a Fairway Financial Producer 5069 Impersonation Settlement Agreement: $400 fine, cease & desist from violations 08/22/2005
Faubert, David M. Producer 5065 Trustworthiness Settlement Agreement: License Revocation; restitution, cease & desist from all insurance activity and from violations 08/24/2005
Nationwide Retirement Solutions Insurance Agency, Inc. Business Entity Producer 5165 Failure to make required disclosure on license application Settlement Agreement: $500 civil penalty, cease & desist from violations 08/24/2005
J.C. Taylor Antique Automobile Ins Agy of Mass Business Entity Producer 5138 Placed policies while unlicensed Settlement Agreement: $12,000 civil penalty, cease & desist from violations 08/26/2005
Aon Risk Services Inc. of New York Business Entity Producer 5055 Placed policies while unlicensed Settlement Agreement: $1,000 civil penalty, cease & desist from violations 08/26/2005
International Excess & Treaty Managers, Inc. Business Entity Producer 5064 Placed surplus lines policies while unlicensed Settlement Agreement: $7,500 civil penalty, cease & desist from violations 08/31/2005
Richenburg Insurance Agency, Inc., Richenburg, Geoffrey R. Business Entity Producer 3733 Failed to remit and return premiums Settlement Agreement: $7,500 civil penalty, restitution, cease & desist from violations 08/31/2005
Clair Odell Insurance Agency, LLC Business Entity Producer 4865 Failure to report administrative action Settlement Agreement: $250 civil penalty, restitution, cease & desist from violations 08/31/2005
Howe Insurance Group Business Entity Producer 5237 Placed policies while unlicensed Settlement Agreement: $75 civil penalty, restitution, cease & desist from violations 09/06/2005
Glotzbach, Anthony Raymond Producer 5171 Failure to make required disclosure on license application; failure to report administrative action Settlement Agreement: $1,500 civil penalty, cease & desist from violations 09/06/2005
Arthur J. Gallagher Risk Management Services, Inc. Producer 5170 Placed policies while unlicensed Settlement Agreement: $3,000 civil penalty, cease & desist from violations 09/07/2005
Pimento, Mark Joseph Producer 5120 Failed to cancel a policy in a timely manner Restitution of $1301.20 09/08/2005
Patriot Group Insurance Agency, Inc. Producer 5244 Placed policies while unlicensed Settlement Agreement: $50 civil penalty, cease & desist from violations 09/08/2005
Fradin, Gary Producer 5236 Impersonation Settlement Agreement: $250 fine, cease & desist from violations 09/14/2005
Eddy, Shannon Gay Producer 5177 Failure to report administrative action Settlement Agreement: $500 civil penalty, cease & desist from violations 09/20/2005
Cordell, Teresa Ann Producer 5179 Failure to report administrative action Settlement Agreement: $250 fine, cease & desist from violations 09/20/2005
Malcolm and Parsons Insurance Agency, Inc. Producer 4900 Misrepresentation of policy conditions Settlement Agreement: $1,000 civil penalty, restitution of $300, cease & desist from violations 09/20/2005
Goldstein, Jonathan P. Producer 5160 Impersonation Settlement Agreement: $200 civil penalty, cease & desist from violations 09/21/2005
Zaleski, Anthony J. Producer 5213 Failure to report administrative action Settlement Agreement: $250 civil penalty, cease & desist from violations 09/23/2005
Brady, Michael Dennis, Sr. Producer 4869 Placed policies while unlicensed Settlement Agreement: $450 civil penalty, cease & desist from violations 09/23/2005
Dudley, Gary Lee Producer 5226 Failure to report administrative action Settlement Agreement: $250 fine, cease & desist from violations 09/23/2005
Kaye, Barry Producer 4762 Failure to report administrative action Settlement Agreement: $250 civil penalty, cease & desist from violations 09/28/2005
Acushnet Insurance Agency, Inc Producer 5242 Forgery, dishonest practices Settlement Agreement: $2000 civil penalty, cease & desist from violations 09/28/2005
Dalton, James R. Producer 4496 Failure to make required disclosure on license application Settlement Agreement: $450 fine, cease & desist from violations 09/30/2005
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