The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between July, 2005 and September, 2005. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.
For each administrative action, please note the following definitions.
| Licensee Name | Type of License | Case No. | Primary Allegation(s) | Disposition | Effective Date |
|---|---|---|---|---|---|
| Becker, James David | Producer | 4275 | Trustworthiness, failure to make required disclosure on licensing applications | Settlement Agreement: License Revocation; cease & desist from all insurance activity and from violations | 06/25/2005 |
| McCloskey, Robert J. | Producer | 4229 | Placed policies while unlicensed | Settlement Agreement: $3,000 civil penalty, cease & desist from violations | 06/29/2005 |
| O'Donahue Insurance Agency, Inc. | Business Entity Producer | 5113A | Placed policies in unlicensed entity | Settlement Agreement: $3,000 civil penalty, recovery of $5,300, cease & desist from violations | 06/30/2005 |
| Warticki, Edward John | Producer | 4479 | Failure to make required disclosure on license application | Settlement Agreement: $500 civil penalty, cease & desist from violations | 07/05/2005 |
| SIA Insurance Company (RRG) Ltd | Company | 4223 / 4695B | Placed policies while unregistered | Settlement Agreement: $2,000 administrative assessment, $1,225 past due fees, cease & desist from violations | 07/06/2005 |
| Pangione, James C | Producer | 4587 | Trustworthiness, failure to report administrative action | Consent Agreement: License Revocation; cease & desist from all insurance activity and from violations | 07/12/2005 |
| Fisher, Brandi Noelle | Producer | 4995 | Failure to report administrative action | Administrative Decision: License revocation, $1,000 fine, cease & desist from all insurance activity | 07/13/2005 |
| Hogge, Jonathan Edward | Producer | 4846 | Failure to report administrative action | Administrative Decision: License revocation, $1,000 fine, cease & desist from all insurance activity | 07/13/2005 |
| Dominguez, Daniel E. | Producer | 4867 | Trustworthiness, failure to report administrative action | Administrative Decision: License revocation, $1,000 fine, cease & desist from all insurance activity | 07/14/2005 |
| Costello, Stephen F. | Producer | 4715 | Trustworthiness | Settlement Agreement: License Revocation; cease & desist from all insurance activity and from violations | 07/15/2005 |
| Staunton, Julie Ellen | Producer | 4926 | Failure to make required disclosure on license application | Settlement Agreement: $500 fine, cease & desist from violations | 07/20/2005 |
| Tyrell Insurance Agency, Inc. | Business Entity Producer | 5121 | Placed policies while unlicensed | Settlement Agreement: $2,000 civil penalty, cease & desist from violations | 07/21/2005 |
| Safety Insurance Company | Company | 4781 | Failure to notify of issuance of dividend | Settlement Agreement: $5,000 administrative assessment, cease & desist from violations | 08/01/2005 |
| Combined Specialties International ,Inc. | Business Entity Producer | 5101 | Placed policies while unlicensed | Settlement Agreement: $350 civil penalty, cease & desist from violations | 08/01/2005 |
| President Insurance Agency, Inc. | Business Entity Producer | 5166 | Placed policies while unlicensed | Settlement Agreement: $3,000 civil penalty, cease & desist from violations | 08/02/2005 |
| Frick, Jeffrey Edward | Producer | 5131 | Failure to report administrative action | Settlement Agreement: $500 civil penalty, cease & desist from violations | 08/08/2005 |
| Lloyd Ins. & Financial Svcs. Enterprises, Inc. | Business Entity Producer | 5184 | Placed policies while unlicensed | Settlement Agreement: $100 civil penalty, cease & desist from violations | 08/08/2005 |
| White, Gary A. | Producer | 5232 | Misappropriation of funds | Settlement Agreement: License Revocation; cease & desist from all insurance activity and from violations | 08/09/2005 |
| Northwood Insurance Agency, Inc. | Business Entity Producer | 5007 | Placed policies while unlicensed | Settlement Agreement: $100 civil penalty, cease & desist from violations | 08/10/2005 |
| Mosse, Michael Von | Producer | 5063 | Failure to make required disclosure on license application | Settlement Agreement: $350 fine, cease & desist from violations | 08/10/2005 |
| MTS Insurance Services, LLC | Business Entity Produce | 5187 | Placed policies while unlicensed | Settlement Agreement: $300 civil penalty, cease & desist from violations | 08/10/2005 |
| EPS Settlement Insurance Agency of Mass., Inc. | Business Entity Producer | 5039 | Placed policies while unlicensed | Settlement Agreement: $750 civil penalty, cease & desist from violations | 08/10/2005 |
| New England Life Insurance Company | Company | 4824 | Unapproved reinsurance | Settlement Agreement: $13,000 civil penalty, cease & desist from violations | 08/17/2005 |
| New England Life Insurance Company | Company | 4822 | Unapproved reinsurance | Settlement Agreement: $2,000 civil penalty, cease & desist from violations | 08/17/2005 |
| Fremont, Roger Albert | Producer | 4314 | Failure to make required disclosure on license application | Administrative Decision: License suspension, $600 fine, cease & desist from all insurance activity | 08/17/2005 |
| Santos, Nancy M. | Producer | 5128 | Trustworthiness, misappropriation of funds | Settlement Agreement: License Revocation; restitution, cease & desist from all insurance activity and from violations | 08/18/2005 |
| Kelly, Gary Gerard | Producer | 4415 | Trustworthiness | Administrative Decision: License revocation, $1,000 fine, cease & desist from all insurance activity | 08/19/2005 |
| Neal Mandlebaum d/b/a Fairway Financial | Producer | 5069 | Impersonation | Settlement Agreement: $400 fine, cease & desist from violations | 08/22/2005 |
| Faubert, David M. | Producer | 5065 | Trustworthiness | Settlement Agreement: License Revocation; restitution, cease & desist from all insurance activity and from violations | 08/24/2005 |
| Nationwide Retirement Solutions Insurance Agency, Inc. | Business Entity Producer | 5165 | Failure to make required disclosure on license application | Settlement Agreement: $500 civil penalty, cease & desist from violations | 08/24/2005 |
| J.C. Taylor Antique Automobile Ins Agy of Mass | Business Entity Producer | 5138 | Placed policies while unlicensed | Settlement Agreement: $12,000 civil penalty, cease & desist from violations | 08/26/2005 |
| Aon Risk Services Inc. of New York | Business Entity Producer | 5055 | Placed policies while unlicensed | Settlement Agreement: $1,000 civil penalty, cease & desist from violations | 08/26/2005 |
| International Excess & Treaty Managers, Inc. | Business Entity Producer | 5064 | Placed surplus lines policies while unlicensed | Settlement Agreement: $7,500 civil penalty, cease & desist from violations | 08/31/2005 |
| Richenburg Insurance Agency, Inc., Richenburg, Geoffrey R. | Business Entity Producer | 3733 | Failed to remit and return premiums | Settlement Agreement: $7,500 civil penalty, restitution, cease & desist from violations | 08/31/2005 |
| Clair Odell Insurance Agency, LLC | Business Entity Producer | 4865 | Failure to report administrative action | Settlement Agreement: $250 civil penalty, restitution, cease & desist from violations | 08/31/2005 |
| Howe Insurance Group | Business Entity Producer | 5237 | Placed policies while unlicensed | Settlement Agreement: $75 civil penalty, restitution, cease & desist from violations | 09/06/2005 |
| Glotzbach, Anthony Raymond | Producer | 5171 | Failure to make required disclosure on license application; failure to report administrative action | Settlement Agreement: $1,500 civil penalty, cease & desist from violations | 09/06/2005 |
| Arthur J. Gallagher Risk Management Services, Inc. | Producer | 5170 | Placed policies while unlicensed | Settlement Agreement: $3,000 civil penalty, cease & desist from violations | 09/07/2005 |
| Pimento, Mark Joseph | Producer | 5120 | Failed to cancel a policy in a timely manner | Restitution of $1301.20 | 09/08/2005 |
| Patriot Group Insurance Agency, Inc. | Producer | 5244 | Placed policies while unlicensed | Settlement Agreement: $50 civil penalty, cease & desist from violations | 09/08/2005 |
| Fradin, Gary | Producer | 5236 | Impersonation | Settlement Agreement: $250 fine, cease & desist from violations | 09/14/2005 |
| Eddy, Shannon Gay | Producer | 5177 | Failure to report administrative action | Settlement Agreement: $500 civil penalty, cease & desist from violations | 09/20/2005 |
| Cordell, Teresa Ann | Producer | 5179 | Failure to report administrative action | Settlement Agreement: $250 fine, cease & desist from violations | 09/20/2005 |
| Malcolm and Parsons Insurance Agency, Inc. | Producer | 4900 | Misrepresentation of policy conditions | Settlement Agreement: $1,000 civil penalty, restitution of $300, cease & desist from violations | 09/20/2005 |
| Goldstein, Jonathan P. | Producer | 5160 | Impersonation | Settlement Agreement: $200 civil penalty, cease & desist from violations | 09/21/2005 |
| Zaleski, Anthony J. | Producer | 5213 | Failure to report administrative action | Settlement Agreement: $250 civil penalty, cease & desist from violations | 09/23/2005 |
| Brady, Michael Dennis, Sr. | Producer | 4869 | Placed policies while unlicensed | Settlement Agreement: $450 civil penalty, cease & desist from violations | 09/23/2005 |
| Dudley, Gary Lee | Producer | 5226 | Failure to report administrative action | Settlement Agreement: $250 fine, cease & desist from violations | 09/23/2005 |
| Kaye, Barry | Producer | 4762 | Failure to report administrative action | Settlement Agreement: $250 civil penalty, cease & desist from violations | 09/28/2005 |
| Acushnet Insurance Agency, Inc | Producer | 5242 | Forgery, dishonest practices | Settlement Agreement: $2000 civil penalty, cease & desist from violations | 09/28/2005 |
| Dalton, James R. | Producer | 4496 | Failure to make required disclosure on license application | Settlement Agreement: $450 fine, cease & desist from violations | 09/30/2005 |