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Year 2006 Administrative Actions - January to March

Special Investigations Unit Year 2006

The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between January, 2006 and March, 2006. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.

Licensee Name Type of License Case No. Primary Allegation(s) Disposition Effective Date
Kuhnke, David Bruce Producer 4746 Sale of unauthorized policies, conversion of premium, failure to report administrative action(s) Administrative Decision: License revocation, cease & desist from all insurance activity, $4,000 fine 01/03/2006
Winch, Donald H. Producer 5317 Failure to report administrative action(s) Settlement Agreement: $1,000 civil penalty, cease & desist from violations 01/03/2006
Feeney, John Mark Producer 4821 Failure to report administrative action(s) Administrative Decision: License revocation, cease & desist from all insurance activity, $1,000 fine 01/03/2006
Brooks, Patricia Anne Producer 5222 Failure to make required disclosure on licensing application(s) Settlement Agreement: $5,000 civil penalty, cease & desist from violations 01/04/2006
Garcia, Russell John Producer 4837 Failure to report administrative action(s) Administrative Decision: License revocation, cease & desist from all insurance activity, $3,000 fine 01/03/2006
Crooke, Roger Dale Producer 4897 Failure to report administrative action(s) Administrative Decision: License revocation, cease & desist from all insurance activity, $1,000 fine 01/03/2006
McKinney, James Douglas, Jr. Producer 4860 Failure to report administrative action(s) Administrative Decision: License revocation, cease & desist from all insurance activity, $4,000 fine 01/03/2006
Riddell, Christine Joann Producer 4843 Failure to report administrative action(s) Administrative Decision: License revocation, cease & desist from all insurance activity, $5,000 fine 01/03/2006
Bayh, Peter S. Producer 5023 Failure to make required disclosure on licensing application(s) Settlement Agreement: $1,500 civil penalty, cease & desist from violations 01/04/2006
Hill, Tonya Lee Producer 5338 Failure to make required disclosure on licensing application(s), failure to report administrative action(s) Settlement Agreement: License revocation, cease & desist from violations, cease & desist from all insurance activity 01/09/2006
Northwestern Mutual Life Insurance Company Company 4429B Paid compensation to an unlicensed entity Settlement Agreement: Cease & desist 01/06/2006
Nationwide Financial Institutions Dist Ins Agcy Producer 5191 Placed policies while unlicensed Settlement Agreement: $500 fine, cease & desist from violations 01/05/2006
Structured Financial Associates, Inc. Producer 5365 Placed policies while unlicensed Settlement Agreement: $1,500 civil penalty, cease & desist from violations 01/09/2006
Dixon, William R. Producer 5042 Failure to report administrative action(s) Settlement Agreement: $250 fine, cease & desist from violations 01/06/2006
Roth, Samantha Lynn Producer 5377 Failure to report criminal conviction Settlement Agreement: $150 fine, cease & desist from violations 01/10/2006
Hodson, Michael Gene Producer 4935 Failure to report administrative action(s) Settlement Agreement: $250 fine, cease & desist from violations 01/12/2006
Washington National Insurance Company Company 5255 Failed to remit agent license fee in a timely manner Settlement Agreement: $500 civil penalty, cease & desist from violations 01/17/2006
Western Diversified Casualty Insurance Company Company 5254 Failed to remit agent license fee in a timely manner Settlement Agreement: $500 civil penalty, cease & desist from violations 01/23/2006
Professional Liability Insurance Company of America Company 5208 Failed to remit agent license fee in a timely manner Settlement Agreement: $500 civil penalty, cease & desist from violations 01/23/2006
National General Insurance Company Company 5206 Failed to remit agent license fee in a timely manner Settlement Agreement: $500 civil penalty, cease & desist from violations 01/20/2006
Pacificare Life and health Insurance Company Company 5207 Failed to remit agent license fee in a timely manner Settlement Agreement: $500 civil penalty, cease & desist from violations 01/20/2006
American Specialty Health Insurance Company Company 5258 Failed to remit agent license fee in a timely manner Settlement Agreement: $500 civil penalty, cease & desist from violations 01/20/2006
Sage Life Assurance of America, Inc. Company 5259 Failed to remit agent license fee in a timely manner Settlement Agreement: $500 civil penalty, cease & desist from violations 01/24/2006
Sweeney, John Christopher Producer 5330 Failure to report administrative action(s) Settlement Agreement: $250 fine, cease & desist from violations 01/23/2006
Cooke & Currie Insurance, Ltd. Producer 5379 Placed policies while unlicensed Settlement Agreement: $3,500 civil penalty, cease & desist from violations 01/16/2006
Sullivan, James E. Producer 5123 Placed policies in a name not on his license Consent Agreement: Cease & desist from violations, compliance plan 01/26/2006
Titan Indemnity Company Company 5209 Failed to remit agent license fee in a timely manner Settlement Agreement: $500 civil penalty, cease & desist from violations 01/27/2006
Victoria Fire & Casualty Company Company 5210 Failed to remit agent license fee in a timely manner Settlement Agreement: $500 civil penalty, cease & desist from violations 01/27/2006
Volpini, Joy M. Producer 5351 Failure to make required disclosure on licensing application(s) Settlement Agreement: $750 civil penalty, cease & desist from violations 01/31/2006
The Demetriou Insurance Group Producer 5419 Placed policies while unlicensed Settlement Agreement: $250 civil penalty, cease & desist from violations 02/08/2006
NBOA Marine Insurance Agency, Inc. Producer 5383 Placed policies while unlicensed Settlement Agreement: $4,000 civil penalty, cease & desist from violations 02/10/2006
Kilgore Insurance Agency Producer 5438 Placed policies while unlicense Settlement Agreement: $5,200 civil penalty, cease & desist from violations 02/14/2006
Eastern States Insurance Agency, Inc. Producer 4737 Misrepresentation in insurance application(s) Consent Agreement: $100 fine, cease & desist from violations 02/15/2006
Bankers Insurance, LLC Producer 5409 Placed policies while unlicensed Settlement Agreement: $50 civil penalty, cease & desist from violations 02/15/2006
Thos. B. Knight & Co. Ins. Agy., Inc. Producer 4851 Placed policies while unlicensed Settlement Agreement: $2,000 civil penalty, cease & desist from violations 02/17/2006
Arango, Herman G. Producer 5334 Failure to report administrative action(s) Settlement Agreement: License revocation, cease & desist from violations, cease & desist from all insurance activity 02/21/2006
Hatch, James Brainard, Jr. Producer 5336 Failure to report administrative action(s) Settlement Agreement: $500 civil penalty, cease & desist from violations 02/21/2006
Hilb Rogal & Hobbs of Connecticut, LLC Producer 5411 Failure to report administrative action(s) Settlement Agreement: $250 fine, cease & desist from violations 02/21/2006
Liscio, Thomas Alan Producer 5145 Failure to make required disclosure on licensing application(s), failure to report administrative action(s) Settlement Agreement: $1,000 civil penalty, cease & desist from violations 02/21/2006
Bayberry Insurance Agency Producer 5430 Placed policies while unlicensed Settlement Agreement: $2,000 civil penalty, cease & desist from violatio 02/22/2006
Smith, Jamie Lynn Producer 5370 Failure to make required disclosure on licensing application(s), failure to report administrative action(s) Settlement Agreement: $500 fine, cease & desist from violations 02/21/2006
New England Excess Exchange, LTD Producer 5436A Placed surplus lines policies while unlicensed for surplus lines Settlement Agreement: $18,000 fine, cease & desist from violations 02/23/2006
Schaarschmidt, Ralf Helmut Producer 5436B Placed surplus lines policies while unlicensed for surplus lines Settlement Agreement: $4,000 fine, cease & desist from violations 02/23/2006
Morefar Marketing, Inc. Producer 3194A Placed policies while unlicensed Settlement Agreement: $5,000 fine, cease & desist from violations 02/24/2006
Barbera Insurance Agency, Inc. Producer 5307 Placed policies while unlicensed Settlement Agreement: $7,000 civil penalty, cease & desist from violations 02/27/2006
Lane, H. Thomas, Jr. Producer 5401 Failure to report administrative action(s) Settlement Agreement: $250 civil penalty, cease & desist from violations 02/27/2006
Jurges, Mark Richard Producer 4894 Failure to make required disclosure Settlement Agreement: $250 fine, cease & desist from violations 02/28/2006
Garcia, Jose S. Producer 5272 Failure to remit premiums Settlement Agreement: $5,000 fine, cease & desist from violations 02/28/2006
Primus, Desmond Frederick Producer 5219 Failure to report administrative action(s) Administrative Decision: License revocation, cease & desist from all insurance activity, $1,000 fine 02/27/2006
Teitelbaum, Israel Producer 5320 Failure to report administrative action(s) Settlement Agreement: $250 civil penalty, cease & desist from violations 03/01/2006
Golf Marketing Worldwide, LLC; Kolenda, Kevin Unlicensed 3972 Sold unapproved insurance while unlicensed Administrative Decision: Cease & desist from all insurance activity, $31,000 fine 03/01/2006
Schupp, Douglas A. Producer 3558 Trustworthiness - NASD action Settlement Agreement: $1,000 fine, cease & desist from violations 03/01/2006
Havard, William Jay, II Producer 5422 Failure to make required disclosure Settlement Agreement: $50 fine, cease & desist from violations 03/02/2006
Melnyck, Stephen Charles, Jr. Producer 5399 Failure to report administrative action(s) Settlement Agreement: $250 fine, cease & desist from violations 03/02/2006
Seifert, Arthur Bradford Producer 5385 Failure to report administrative action(s) Settlement Agreement: $250 fine, cease & desist from violations 03/03/2006
Hannan, Paul R. Producer 5221 Failure to make required disclosure Settlement Agreement: $500 fine, cease & desist from violations 03/15/2006
O'Malley, Martin Producer 4378 Failure to make required disclosure Administrative Decision: Cease & desist from all insurance activity, $1,000 fine 03/16/2006
Gagaro, Jeffrey T. Producer 4436 Trustworthiness Administrative Decision: License Revocation, $1,000 fine, cease & desist from all insurance activity 03/16/2006
Ross, Ernest J., Jr. Producer 5140 Failure to make required disclosure on licensing application(s) Settlement Agreement: $4,500 civil penalty, cease & desist from violations 03/22/2006
Connolly, Thomas Patrick Producer 3246 Failure to make required disclosure on licensing application(s) Settlement Agreement: $500 civil penalty, cease & desist from violations 03/23/2006
R. Austin Jenkins Insurance Agency, Inc. Producer 5442 Placed policies while unlicensed Settlement Agreement: $50 civil penalty, cease & desist from violations 03/24/2006
Lawrence F. Briggs Insurance Agency, Inc. Producer 5127 Trustworthiness - backdating of coverage Settlement Agreement: License revocation, cease & desist from violations, cease & desist from all insurance activity 03/27/2006
Equity Risk Partners Insurance Services Producer 5433 Placed policies while unlicensed Settlement Agreement: $150 civil penalty, cease & desist from violations 03/27/2006
Williamson, Tami Sue Producer 4902 Failure to make required disclosure on licensing application(s), failure to report administrative action(s) Settlement Agreement: $500 fine, cease & desist from violations 03/28/2006
Boardman, Richard G. W. Producer 4282 Trustworthiness Settlement Agreement: License revocation, cease & desist from violations, cease & desist from all insurance activity 03/28/2006

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