The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between January, 2006 and March, 2006. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.
For each administrative action, please note the following definitions.
Licensee Name | Type of License | Case No. | Primary Allegation(s) | Disposition | Effective Date |
---|---|---|---|---|---|
Kuhnke, David Bruce | Producer | 4746 | Sale of unauthorized policies, conversion of premium, failure to report administrative action(s) | Administrative Decision: License revocation, cease & desist from all insurance activity, $4,000 fine | 01/03/2006 |
Winch, Donald H. | Producer | 5317 | Failure to report administrative action(s) | Settlement Agreement: $1,000 civil penalty, cease & desist from violations | 01/03/2006 |
Feeney, John Mark | Producer | 4821 | Failure to report administrative action(s) | Administrative Decision: License revocation, cease & desist from all insurance activity, $1,000 fine | 01/03/2006 |
Brooks, Patricia Anne | Producer | 5222 | Failure to make required disclosure on licensing application(s) | Settlement Agreement: $5,000 civil penalty, cease & desist from violations | 01/04/2006 |
Garcia, Russell John | Producer | 4837 | Failure to report administrative action(s) | Administrative Decision: License revocation, cease & desist from all insurance activity, $3,000 fine | 01/03/2006 |
Crooke, Roger Dale | Producer | 4897 | Failure to report administrative action(s) | Administrative Decision: License revocation, cease & desist from all insurance activity, $1,000 fine | 01/03/2006 |
McKinney, James Douglas, Jr. | Producer | 4860 | Failure to report administrative action(s) | Administrative Decision: License revocation, cease & desist from all insurance activity, $4,000 fine | 01/03/2006 |
Riddell, Christine Joann | Producer | 4843 | Failure to report administrative action(s) | Administrative Decision: License revocation, cease & desist from all insurance activity, $5,000 fine | 01/03/2006 |
Bayh, Peter S. | Producer | 5023 | Failure to make required disclosure on licensing application(s) | Settlement Agreement: $1,500 civil penalty, cease & desist from violations | 01/04/2006 |
Hill, Tonya Lee | Producer | 5338 | Failure to make required disclosure on licensing application(s), failure to report administrative action(s) | Settlement Agreement: License revocation, cease & desist from violations, cease & desist from all insurance activity | 01/09/2006 |
Northwestern Mutual Life Insurance Company | Company | 4429B | Paid compensation to an unlicensed entity | Settlement Agreement: Cease & desist | 01/06/2006 |
Nationwide Financial Institutions Dist Ins Agcy | Producer | 5191 | Placed policies while unlicensed | Settlement Agreement: $500 fine, cease & desist from violations | 01/05/2006 |
Structured Financial Associates, Inc. | Producer | 5365 | Placed policies while unlicensed | Settlement Agreement: $1,500 civil penalty, cease & desist from violations | 01/09/2006 |
Dixon, William R. | Producer | 5042 | Failure to report administrative action(s) | Settlement Agreement: $250 fine, cease & desist from violations | 01/06/2006 |
Roth, Samantha Lynn | Producer | 5377 | Failure to report criminal conviction | Settlement Agreement: $150 fine, cease & desist from violations | 01/10/2006 |
Hodson, Michael Gene | Producer | 4935 | Failure to report administrative action(s) | Settlement Agreement: $250 fine, cease & desist from violations | 01/12/2006 |
Washington National Insurance Company | Company | 5255 | Failed to remit agent license fee in a timely manner | Settlement Agreement: $500 civil penalty, cease & desist from violations | 01/17/2006 |
Western Diversified Casualty Insurance Company | Company | 5254 | Failed to remit agent license fee in a timely manner | Settlement Agreement: $500 civil penalty, cease & desist from violations | 01/23/2006 |
Professional Liability Insurance Company of America | Company | 5208 | Failed to remit agent license fee in a timely manner | Settlement Agreement: $500 civil penalty, cease & desist from violations | 01/23/2006 |
National General Insurance Company | Company | 5206 | Failed to remit agent license fee in a timely manner | Settlement Agreement: $500 civil penalty, cease & desist from violations | 01/20/2006 |
Pacificare Life and health Insurance Company | Company | 5207 | Failed to remit agent license fee in a timely manner | Settlement Agreement: $500 civil penalty, cease & desist from violations | 01/20/2006 |
American Specialty Health Insurance Company | Company | 5258 | Failed to remit agent license fee in a timely manner | Settlement Agreement: $500 civil penalty, cease & desist from violations | 01/20/2006 |
Sage Life Assurance of America, Inc. | Company | 5259 | Failed to remit agent license fee in a timely manner | Settlement Agreement: $500 civil penalty, cease & desist from violations | 01/24/2006 |
Sweeney, John Christopher | Producer | 5330 | Failure to report administrative action(s) | Settlement Agreement: $250 fine, cease & desist from violations | 01/23/2006 |
Cooke & Currie Insurance, Ltd. | Producer | 5379 | Placed policies while unlicensed | Settlement Agreement: $3,500 civil penalty, cease & desist from violations | 01/16/2006 |
Sullivan, James E. | Producer | 5123 | Placed policies in a name not on his license | Consent Agreement: Cease & desist from violations, compliance plan | 01/26/2006 |
Titan Indemnity Company | Company | 5209 | Failed to remit agent license fee in a timely manner | Settlement Agreement: $500 civil penalty, cease & desist from violations | 01/27/2006 |
Victoria Fire & Casualty Company | Company | 5210 | Failed to remit agent license fee in a timely manner | Settlement Agreement: $500 civil penalty, cease & desist from violations | 01/27/2006 |
Volpini, Joy M. | Producer | 5351 | Failure to make required disclosure on licensing application(s) | Settlement Agreement: $750 civil penalty, cease & desist from violations | 01/31/2006 |
The Demetriou Insurance Group | Producer | 5419 | Placed policies while unlicensed | Settlement Agreement: $250 civil penalty, cease & desist from violations | 02/08/2006 |
NBOA Marine Insurance Agency, Inc. | Producer | 5383 | Placed policies while unlicensed | Settlement Agreement: $4,000 civil penalty, cease & desist from violations | 02/10/2006 |
Kilgore Insurance Agency | Producer | 5438 | Placed policies while unlicense | Settlement Agreement: $5,200 civil penalty, cease & desist from violations | 02/14/2006 |
Eastern States Insurance Agency, Inc. | Producer | 4737 | Misrepresentation in insurance application(s) | Consent Agreement: $100 fine, cease & desist from violations | 02/15/2006 |
Bankers Insurance, LLC | Producer | 5409 | Placed policies while unlicensed | Settlement Agreement: $50 civil penalty, cease & desist from violations | 02/15/2006 |
Thos. B. Knight & Co. Ins. Agy., Inc. | Producer | 4851 | Placed policies while unlicensed | Settlement Agreement: $2,000 civil penalty, cease & desist from violations | 02/17/2006 |
Arango, Herman G. | Producer | 5334 | Failure to report administrative action(s) | Settlement Agreement: License revocation, cease & desist from violations, cease & desist from all insurance activity | 02/21/2006 |
Hatch, James Brainard, Jr. | Producer | 5336 | Failure to report administrative action(s) | Settlement Agreement: $500 civil penalty, cease & desist from violations | 02/21/2006 |
Hilb Rogal & Hobbs of Connecticut, LLC | Producer | 5411 | Failure to report administrative action(s) | Settlement Agreement: $250 fine, cease & desist from violations | 02/21/2006 |
Liscio, Thomas Alan | Producer | 5145 | Failure to make required disclosure on licensing application(s), failure to report administrative action(s) | Settlement Agreement: $1,000 civil penalty, cease & desist from violations | 02/21/2006 |
Bayberry Insurance Agency | Producer | 5430 | Placed policies while unlicensed | Settlement Agreement: $2,000 civil penalty, cease & desist from violatio | 02/22/2006 |
Smith, Jamie Lynn | Producer | 5370 | Failure to make required disclosure on licensing application(s), failure to report administrative action(s) | Settlement Agreement: $500 fine, cease & desist from violations | 02/21/2006 |
New England Excess Exchange, LTD | Producer | 5436A | Placed surplus lines policies while unlicensed for surplus lines | Settlement Agreement: $18,000 fine, cease & desist from violations | 02/23/2006 |
Schaarschmidt, Ralf Helmut | Producer | 5436B | Placed surplus lines policies while unlicensed for surplus lines | Settlement Agreement: $4,000 fine, cease & desist from violations | 02/23/2006 |
Morefar Marketing, Inc. | Producer | 3194A | Placed policies while unlicensed | Settlement Agreement: $5,000 fine, cease & desist from violations | 02/24/2006 |
Barbera Insurance Agency, Inc. | Producer | 5307 | Placed policies while unlicensed | Settlement Agreement: $7,000 civil penalty, cease & desist from violations | 02/27/2006 |
Lane, H. Thomas, Jr. | Producer | 5401 | Failure to report administrative action(s) | Settlement Agreement: $250 civil penalty, cease & desist from violations | 02/27/2006 |
Jurges, Mark Richard | Producer | 4894 | Failure to make required disclosure | Settlement Agreement: $250 fine, cease & desist from violations | 02/28/2006 |
Garcia, Jose S. | Producer | 5272 | Failure to remit premiums | Settlement Agreement: $5,000 fine, cease & desist from violations | 02/28/2006 |
Primus, Desmond Frederick | Producer | 5219 | Failure to report administrative action(s) | Administrative Decision: License revocation, cease & desist from all insurance activity, $1,000 fine | 02/27/2006 |
Teitelbaum, Israel | Producer | 5320 | Failure to report administrative action(s) | Settlement Agreement: $250 civil penalty, cease & desist from violations | 03/01/2006 |
Golf Marketing Worldwide, LLC; Kolenda, Kevin | Unlicensed | 3972 | Sold unapproved insurance while unlicensed | Administrative Decision: Cease & desist from all insurance activity, $31,000 fine | 03/01/2006 |
Schupp, Douglas A. | Producer | 3558 | Trustworthiness - NASD action | Settlement Agreement: $1,000 fine, cease & desist from violations | 03/01/2006 |
Havard, William Jay, II | Producer | 5422 | Failure to make required disclosure | Settlement Agreement: $50 fine, cease & desist from violations | 03/02/2006 |
Melnyck, Stephen Charles, Jr. | Producer | 5399 | Failure to report administrative action(s) | Settlement Agreement: $250 fine, cease & desist from violations | 03/02/2006 |
Seifert, Arthur Bradford | Producer | 5385 | Failure to report administrative action(s) | Settlement Agreement: $250 fine, cease & desist from violations | 03/03/2006 |
Hannan, Paul R. | Producer | 5221 | Failure to make required disclosure | Settlement Agreement: $500 fine, cease & desist from violations | 03/15/2006 |
O'Malley, Martin | Producer | 4378 | Failure to make required disclosure | Administrative Decision: Cease & desist from all insurance activity, $1,000 fine | 03/16/2006 |
Gagaro, Jeffrey T. | Producer | 4436 | Trustworthiness | Administrative Decision: License Revocation, $1,000 fine, cease & desist from all insurance activity | 03/16/2006 |
Ross, Ernest J., Jr. | Producer | 5140 | Failure to make required disclosure on licensing application(s) | Settlement Agreement: $4,500 civil penalty, cease & desist from violations | 03/22/2006 |
Connolly, Thomas Patrick | Producer | 3246 | Failure to make required disclosure on licensing application(s) | Settlement Agreement: $500 civil penalty, cease & desist from violations | 03/23/2006 |
R. Austin Jenkins Insurance Agency, Inc. | Producer | 5442 | Placed policies while unlicensed | Settlement Agreement: $50 civil penalty, cease & desist from violations | 03/24/2006 |
Lawrence F. Briggs Insurance Agency, Inc. | Producer | 5127 | Trustworthiness - backdating of coverage | Settlement Agreement: License revocation, cease & desist from violations, cease & desist from all insurance activity | 03/27/2006 |
Equity Risk Partners Insurance Services | Producer | 5433 | Placed policies while unlicensed | Settlement Agreement: $150 civil penalty, cease & desist from violations | 03/27/2006 |
Williamson, Tami Sue | Producer | 4902 | Failure to make required disclosure on licensing application(s), failure to report administrative action(s) | Settlement Agreement: $500 fine, cease & desist from violations | 03/28/2006 |
Boardman, Richard G. W. | Producer | 4282 | Trustworthiness | Settlement Agreement: License revocation, cease & desist from violations, cease & desist from all insurance activity | 03/28/2006 |