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  • Division of Insurance

Year 2010 Administrative Actions - April to June

Special Investigations Unit 2010
The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between April, 2010 and June, 2010. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.
 
Licensee Name Type of License Case # Primary Allegation(s) Disposition Effective Date
AAA Allied Insurance Services, Inc.
 
Producer
 
6712

 
Placed policies while unlicensed

 
Settlement Agreement: $1,300 fine, cease & desist from violations
 
06/08/10

 
Allied Specialty Insurance, Inc.
 

Producer
 
7231 Placed policies while unlicensed
 
Settlement Agreement: $150 fine, cease & desist from violations
 
06/08/10

 
Amalgamated Life Ins. Co.
 
Company
 
6735
 
Failed to renew agent appointments

 
Settlement Agreement: $500 fine, cease & desist from violations
 
04/01/10
 
Argonaut Great Central Ins. Co.
 

Company
 

7052
Placed policies while unlicensed
 
Settlement Agreement: $1,000 fine, cease & desist from violations
 
05/03/10
 
Atlantic Advisers Insurance Agency, Inc.
 

Producer
 

6952
Placed policies while unlicensed
 
Settlement Agreement: $2,500 fine, cease & desist from violations
 
06/04/10
 
Blanda, Robert S.
 
Producer
 

6831

Failed to make proper disclosure on licensing application(s)
 
Settlement Agreement: $250 fine, cease & desist from violations
 
04/14/10
 
Breed's Hill Insurance Agency, Inc.
 

Producer
 

7135

Placed policies while unlicensed
 

Settlement Agreement: $5,000 fine, cease & desist from violations
 

04/21/10
 
.Castaneda, Cynthia Kristel
 
Producer
 
6434 Failed to make proper disclosure on licensing application(s), improperly used notes and reference materials to complete an examination for an insurance license
 
Consent Agreement: License Revocation, cease & desist from all insurance activity
 
04/12/10
 
Chipman, Peter S.
 

Producer
 

7430
Placed surplus lines policies while unlicensed
 
Settlement Agreement: $250 fine, cease & desist from violations

 
05/19/10
 
Custom Benefits Group Insurance Brokerage, Inc.
 
Producer

 
6948
Placed policies while unlicensed
 
Settlement Agreement: $100 fine, cease & desist from violations
 
04/29/10

 
E.K. McConkey & Co. Insurance Agency
 
Producer

 
7020 Placed policies while unlicensed
 
Settlement Agreement: Cease & desist from violations
 
05/20/10

 
Falcon Insurance Agency, Inc.
 

Producer
 

7267
 
Placed policies while unlicensed
 
Settlement Agreement: $800 fine, cease & desist from violations

 
04/08/10

 
Genatt Associates, Inc.
 
Producer

 
7385
 
Placed policies while unlicensed
 
Settlement Agreement: $500 fine, cease & desist from violations
 
06/22/10
 
Georgolas, Scott Douglas
 

Producer
 

6634
 

Failed to make proper disclosure on licensing application(s)
 

Settlement Agreement: $250 fine, cease & desist from violations
 
06/04/10

 
Horizon's To Go, Inc.
 
Producer
 
7336
 
Placed policies while unlicensed
 
Settlement Agreement: Cease & desist from violations
 
04/12/10

 
.
Imbert, Richard
 
Producer
 

6742
 
Failed to timely report administrative action(s)
 
Settlement Agreement: $750 fine, cease & desist from violations
 
06/01/10

 
J.H. Albert International Insurance Advisors, Inc.
 
Adviser
 

7314
 

Advised without a license
 
Settlement Agreement: $8,000 fine, cease & desist from violations
 
06/10/10

 
.
Karas Tours
 

Producer
 

7316
 
Placed policies while unlicensed
 

Settlement Agreement: $275 fine, cease & desist from violations
 
06/01/10
 
Lubin, Schwartz & Goldman Insurance
 
Producer
 
7040
 
Placed policies while unlicensed
 

Settlement Agreement: $200 fine, cease & desist from violations
 
05/25/10
 
.
MaCrae Insurance Agency, Inc.
 
Producer
 

6482
 

Placed policies while unlicensed
 
Settlement Agreement: $2,900 fine, cease & desist from violations
 
05/19/10

 
Morgan Keegan & Co., Inc.
 
Producer
 
7072
 
Placed policies while unlicensed

 
Settlement Agreement: $250 fine, cease & desist from violations
 

06/22/10
 
Nardiello, Michael A.
 
Producer
 

6684
 
Failed to make proper disclosure on licensing application(s)
.
 
Settlement Agreement: $500 fine, cease & desist from violations
 
06/01/10
 
O'Garro, Shane Reginald
 
Producer
 

7179
 

Submitted an improper or unauthorized application for insurance
 
Settlement Agreement: License Revocation, cease & desist from all insurance activity
 
06/01/10
 
Ovation Benefits Group, LLC
 
Producer
 

7288
 
Placed policies while unlicensed
 
Settlement Agreement: $50 fine, cease & desist from violations
 
06/24/10

 
Pacific Wholesale Insurance Brokers, LLC

 
Producer

 
6865

 
Placed policies while unlicensed
 
Settlement Agreement: $500 fine, cease & desist from violations
 
05/17/10

 
Polk, Dana Brett
 

Producer
 
7033

 
Failed to timely report administrative action(s)
 
Administrative Decision: License Revocation, $3,000 fine, cease & desist from all insurance activity

 
06/07/10
 
Professional Planners Marketing Group, LLC
 
Producer
 
6377
 

Failed to timely report administrative action(s)
 
Settlement Agreement: $250 fine, cease & desist from violations
 
06/29/10

 
PSA Financial Insurance Agency
.
 
Producer
 

6388
 
Placed policies while unlicensed
 
Settlement Agreement: $100 fine, cease & desist from violations
 
04/01/10
 
Rogers & Norman, Inc.
 
Producer
 
7332
 
Placed policies while unlicensed
 
Settlement Agreement: $100 fine, cease & desist from violations
 

05/04/10
 
Schelle, Richard
 
Producer
 

6937
 
Failed to make proper disclosure on licensing application(s)
 

Settlement Agreement: $250 fine, cease & desist from violations
 

06/08/10
 
Sierra Health & Life Insurance Company, Inc.
 
Company
 
7197
 
Failed to renew agent appointments
 
Settlement Agreement: $500 fine, cease & desist from violations
 
04/09/10
 
Thomas Rutherfoord Insurance, Inc.
 
Producer
 
7217
 
Failed to timely report administrative action(s)
 
Settlement Agreement: $750 fine, cease & desist from violations
 
05/20/10
 
Title Pac, Inc.
 
Producer
 
7360
 
Placed policies while unlicensed
 
Settlement Agreement: $300 fine, cease & desist from violations
 
06/01/10
 
USAssure Insurance Services of Florida, Inc.
 
Producer
 
6776
 
Failed to make proper disclosure on licensing application(s)
 
Settlement Agreement: $250 fine, cease & desist from violations
 
04/07/10
 
Wells Fargo Insurance Services Northeast, Inc.
 
Producer
 
7115
 
Placed surplus lines policies while unlicensed
 
Settlement Agreement: $1,300 fine, cease & desist from violations
 
05/14/10
 
Whitboy, Inc.
 
Producer
 
7078
 
Placed policies while unlicensed
 
Settlement Agreement: $4,000 fine, cease & desist from violations
 
06/09/10
 
Willis, Patricia D.
 
Producer
 
7250
 
Failed to make proper disclosure on licensing application(s)
 
Settlement Agreement: $500 fine, cease & desist from violations
 
05/05/10
 

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