Year 2010 Administrative Actions - April to June

Special Investigations Unit 2010

The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between April, 2010 and June, 2010. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address. For each administrative action, please note the following definitions.

Licensee Name Type of License Case # Primary Allegation(s) Disposition Effective Date AAA Allied Insurance Services, Inc.   Producer   6712   Placed policies while unlicensed   Settlement Agreement: $1,300 fine, cease & desist from violations   06/08/10   Allied Specialty Insurance, Inc.   Producer   7231 Placed policies while unlicensed   Settlement Agreement: $150 fine, cease & desist from violations   06/08/10   Amalgamated Life Ins. Co.   Company   6735   Failed to renew agent appointments   Settlement Agreement: $500 fine, cease & desist from violations   04/01/10   Argonaut Great Central Ins. Co.   Company   7052 Placed policies while unlicensed   Settlement Agreement: $1,000 fine, cease & desist from violations   05/03/10   Atlantic Advisers Insurance Agency, Inc.   Producer   6952 Placed policies while unlicensed   Settlement Agreement: $2,500 fine, cease & desist from violations   06/04/10   Blanda, Robert S.   Producer   6831 Failed to make proper disclosure on licensing application(s)   Settlement Agreement: $250 fine, cease & desist from violations   04/14/10   Breed's Hill Insurance Agency, Inc.   Producer   7135 Placed policies while unlicensed   Settlement Agreement: $5,000 fine, cease & desist from violations   04/21/10   .Castaneda, Cynthia Kristel   Producer   6434 Failed to make proper disclosure on licensing application(s), improperly used notes and reference materials to complete an examination for an insurance license   Consent Agreement: License Revocation, cease & desist from all insurance activity   04/12/10   Chipman, Peter S.   Producer   7430 Placed surplus lines policies while unlicensed   Settlement Agreement: $250 fine, cease & desist from violations   05/19/10   Custom Benefits Group Insurance Brokerage, Inc.   Producer   6948 Placed policies while unlicensed   Settlement Agreement: $100 fine, cease & desist from violations   04/29/10   E.K. McConkey & Co. Insurance Agency   Producer   7020 Placed policies while unlicensed   Settlement Agreement: Cease & desist from violations   05/20/10   Falcon Insurance Agency, Inc.   Producer   7267   Placed policies while unlicensed   Settlement Agreement: $800 fine, cease & desist from violations   04/08/10   Genatt Associates, Inc.   Producer   7385   Placed policies while unlicensed   Settlement Agreement: $500 fine, cease & desist from violations   06/22/10   Georgolas, Scott Douglas   Producer   6634   Failed to make proper disclosure on licensing application(s)   Settlement Agreement: $250 fine, cease & desist from violations   06/04/10   Horizon's To Go, Inc.   Producer   7336   Placed policies while unlicensed   Settlement Agreement: Cease & desist from violations   04/12/10   . Imbert, Richard   Producer   6742   Failed to timely report administrative action(s)   Settlement Agreement: $750 fine, cease & desist from violations   06/01/10   J.H. Albert International Insurance Advisors, Inc.   Adviser   7314   Advised without a license   Settlement Agreement: $8,000 fine, cease & desist from violations   06/10/10   . Karas Tours   Producer   7316   Placed policies while unlicensed   Settlement Agreement: $275 fine, cease & desist from violations   06/01/10   Lubin, Schwartz & Goldman Insurance   Producer   7040   Placed policies while unlicensed   Settlement Agreement: $200 fine, cease & desist from violations   05/25/10   . MaCrae Insurance Agency, Inc.   Producer   6482   Placed policies while unlicensed   Settlement Agreement: $2,900 fine, cease & desist from violations   05/19/10   Morgan Keegan & Co., Inc.   Producer   7072   Placed policies while unlicensed   Settlement Agreement: $250 fine, cease & desist from violations   06/22/10   Nardiello, Michael A.   Producer   6684   Failed to make proper disclosure on licensing application(s) .   Settlement Agreement: $500 fine, cease & desist from violations   06/01/10   O'Garro, Shane Reginald   Producer   7179   Submitted an improper or unauthorized application for insurance   Settlement Agreement: License Revocation, cease & desist from all insurance activity   06/01/10   Ovation Benefits Group, LLC   Producer   7288   Placed policies while unlicensed   Settlement Agreement: $50 fine, cease & desist from violations   06/24/10   Pacific Wholesale Insurance Brokers, LLC   Producer   6865   Placed policies while unlicensed   Settlement Agreement: $500 fine, cease & desist from violations   05/17/10   Polk, Dana Brett   Producer   7033   Failed to timely report administrative action(s)   Administrative Decision: License Revocation, $3,000 fine, cease & desist from all insurance activity   06/07/10   Professional Planners Marketing Group, LLC   Producer   6377   Failed to timely report administrative action(s)   Settlement Agreement: $250 fine, cease & desist from violations   06/29/10   PSA Financial Insurance Agency .   Producer   6388   Placed policies while unlicensed   Settlement Agreement: $100 fine, cease & desist from violations   04/01/10   Rogers & Norman, Inc.   Producer   7332   Placed policies while unlicensed   Settlement Agreement: $100 fine, cease & desist from violations   05/04/10   Schelle, Richard   Producer   6937   Failed to make proper disclosure on licensing application(s)   Settlement Agreement: $250 fine, cease & desist from violations   06/08/10   Sierra Health & Life Insurance Company, Inc.   Company   7197   Failed to renew agent appointments   Settlement Agreement: $500 fine, cease & desist from violations   04/09/10   Thomas Rutherfoord Insurance, Inc.   Producer   7217   Failed to timely report administrative action(s)   Settlement Agreement: $750 fine, cease & desist from violations   05/20/10   Title Pac, Inc.   Producer   7360   Placed policies while unlicensed   Settlement Agreement: $300 fine, cease & desist from violations   06/01/10   USAssure Insurance Services of Florida, Inc.   Producer   6776   Failed to make proper disclosure on licensing application(s)   Settlement Agreement: $250 fine, cease & desist from violations   04/07/10   Wells Fargo Insurance Services Northeast, Inc.   Producer   7115   Placed surplus lines policies while unlicensed   Settlement Agreement: $1,300 fine, cease & desist from violations   05/14/10   Whitboy, Inc.   Producer   7078   Placed policies while unlicensed   Settlement Agreement: $4,000 fine, cease & desist from violations   06/09/10   Willis, Patricia D.   Producer   7250   Failed to make proper disclosure on licensing application(s)   Settlement Agreement: $500 fine, cease & desist from violations   05/05/10