Licensee Name |
Type of License |
Case No. |
Primary Allegation(s) |
Disposition |
Effective Date |
A.T. & M.R. Silva, Inc.
|
Producer
|
7266
|
Placed policies while unlicensed
|
Settlement Agreement: $200 fine, cease & desist from violations
|
07/01/10
|
American Portfolios Financial Insurance Serv, Inc.
|
Producer
|
7382
|
Placed policies while unlicensed
|
Settlement Agreement: $1,825 fine, cease & desist from violations
|
07/01/10
|
Auchstetter, Kim A.
.
|
Producer
|
6372
|
Failed to timely report administrative action(s)
|
Settlement Agreement: $250 fine, cease & desist from violations
|
07/26/10
|
AUI International, LLC
|
Producer
|
7053
|
Placed policies while unlicensed
|
Settlement Agreement: $250 fine, cease & desist from violations
|
08/16/10
|
Boston Insurance Specialists, Inc.
|
Producer
|
7118
|
Placed policies while unlicensed
|
Settlement Agreement: $11,500 fine, cease & desist from violations
|
09/10/10
|
Bowers, Jeffrey A.
|
Producer
|
7403
|
Failed to timely report administrative action(s), failed to make proper disclosure on licensing application(s)
|
Settlement Agreement: $1,000 fine, cease & desist from violations
|
07/13/10
|
Bowers, Scipione and Phillips Insur. Agency, Inc.
|
Producer
|
7424
|
Placed policies while unlicensed
|
Settlement Agreement: $1,400 fine, cease & desist from violations
|
07/13/10
|
Byrne Bonding & Insurance, LLC
|
Producer
|
6628
|
Placed policies while unlicensed
|
Settlement Agreement: $1,100 fine, cease & desist from violations
|
08/23/10
|
Cooper, Paul R.
|
Producer
|
6583
|
Failed to timely report administrative action(s)
|
Administrative Decision: License Revocation, $2,000 fine, cease & desist from all insurance activity
|
08/20/10
|
Curtis, Jennifer Renee
|
Producer
|
7143
|
Failed to make proper disclosure on licensing application(s)
|
Settlement Agreement: $500 fine, cease & desist from violations
|
07/12/10
|
Edelman, Lester
|
Producer
|
7447
|
Placed policies while unlicensed
|
Settlement Agreement: $1,100 fine, cease & desist from violations
|
09/16/10
|
Edward J. McGrath Insurance Agency, Inc.
|
Producer
|
7419 |
Placed policies while unlicensed
|
Settlement Agreement: $5,000 fine, cease & desist from violations
|
08/05/10
|
Ellen L. Bohn Insurance, Inc.
|
Producer
|
7456 |
Placed policies while unlicensed
|
Settlement Agreement: $10,000 fine, cease & desist from violations
|
08/10/10
|
Ettorre, Roberto
|
Producer
|
6349
|
Failed to timely report administrative action(s), failed to make proper disclosure on licensing application(s)
|
Administrative Decision: License Revocation, $2,000 fine, cease & desist from all insurance activity
|
06/04/09
|
Giamalva, Mark V.
|
Producer
|
6351
|
Failed to timely report administrative action(s)
|
Settlement Agreement: Cease & desist from violations
|
07/21/10
|
Giddings, Corby & Hynes, Inc.
|
Producer
|
7477
|
Placed policies while unlicensed
|
Settlement Agreement: $2,750 fine, cease & desist from violations
|
08/05/10
|
Global Inc.
|
Producer
|
7453
|
Placed policies while unlicensed
|
Settlement Agreement: $60 fine, cease & desist from violations
|
08/11/10
|
Great American Insurance Agency, Inc.
|
Producer
|
7077A
|
Placed policies while unlicensed
|
Settlement Agreement: $2,650 fine, cease & desist from violations
|
08/18/10
|
Harold L. Lee & Sons Insurance Services
|
Producer
|
7474
|
Placed policies while unlicensed
|
Settlement Agreement: $300 fine, cease & desist from violations
|
08/05/10
|
Hoffberger, Richard J.
|
Producer
|
7075
|
Placed policies while unlicensed
|
Settlement Agreement: Cease & desist from violations
|
08/09/10
|
Insurezone.com of Texas
|
Producer
|
7410
|
Placed policies while unlicensed
|
Settlement Agreement: $400 fine, cease & desist from violations
|
08/18/10
|
Keller, Jeffrey Brian
|
Producer
|
6822
|
Failed to make proper disclosure on licensing application(s)
|
Settlement Agreement: $500 fine, cease & desist from violations
|
07/13/10
|
Kubota Tractor Acceptance Corporation
|
Producer
|
7411
|
Placed policies while unlicensed
|
Settlement Agreement: $500 fine, cease & desist from violations
|
07/12/10
|
Lamarre, Janet R.
|
Producer
|
7077B
|
Placed policies while unlicensed
|
Settlement Agreement: $3,200 fine, cease & desist from violations
|
08/18/10
|
Lanza, Matthew David
|
Producer
|
4782
|
Intentionally misrepresented the terms of an actual or proposed insurance contract, committed unfair trade practices or fraud, used fraudulent, coercive or dishonest practices, or demonstrated incompetence, untrustworthiness or financial irresponsibility in the conduct of business in the commonwealth or elsewhere, having an insurance producer license or its equivalent revoked in any other state
|
Settlement Agreement: License Revocation, cease & desist from all insurance activity
|
07/09/10
|
Lebel/Lavigne & Deady Insurance Agency, Inc.
|
Producer
|
7216
|
Failed to timely report administrative action(s), failed to make proper disclosure on licensing application(s)
|
Settlement Agreement: $500 fine, cease & desist from violations
|
09/29/10
|
Lefkovics, Mitchel L.
|
Reinsurance Intermediary Broker
|
7333
|
Placed accounts while unlicensed
|
Settlement Agreement: $1,400 fine, cease & desist from violations
|
07/13/10
|
Liberty Mutual Ins. Co.
|
Company
|
6485
|
Failed to provide an SR-22
|
Settlement Agreement: $500 fine, cease & desist from violations
|
08/06/10
|
M.J. Hackett Insurance Brokerage, Inc. & Hackett, Mary Jo
|
Producer
|
7027
|
Remitted premium on a policy with a check dishonored for insufficient funds which resulted in cancelation of the policy
|
Consent Agreement: License Revocation, cease & desist from all insurance activity
|
08/13/10
|
Meritain Health, Inc.
|
Producer
|
7388
|
Failed to make proper disclosure on licensing application(s)
|
Settlement Agreement: $500 fine, cease & desist from violations
|
07/22/10
|
Mulvey, Thomas J.
|
Producer
|
7480
|
Failed to make proper disclosure on licensing application(s)
|
Settlement Agreement: $800 fine, cease & desist from violations
|
08/19/10
|
Nelson, James Bartlett
|
Producer
|
6926
|
Failed to make proper disclosure on licensing application(s)
|
Settlement Agreement: $500 fine, cease & desist from violations
|
09/03/10
|
Nunes, Glen S.
|
Producer
|
7214
|
Failed to make proper disclosure on licensing application(s)
|
Consent Agreement: License Revocation, cease & desist from all insurance activity
|
07/13/10
|
Owner Operator Services, Inc.
|
Producer
|
6432A
|
Failed to timely report administrative action(s)
|
Settlement Agreement: $250 fine, cease & desist from violations
|
07/08/10
|
Perry, Alfred Manuel
|
Producer
|
6550
|
Failed to remit premium(s), overcharged premium, falsified certificate(s) of insurance, misappropriated return premium(s), misappropriated funds, forged client signature
|
License Denied
|
06/14/10
|
Planned Administrators, Inc.
|
Producer
|
7317
|
Failed to make proper disclosure on licensing application(s)
|
Settlement Agreement: $750 fine, cease & desist from violations
|
09/22/10
|
Prime Pay Insurance Services, Inc.
|
Producer
|
7291
|
Placed policies while unlicensed
|
Settlement Agreement: $4,200 fine, cease & desist from violations
|
08/26/10
|
Professional Risk Solutions. LLC
|
Producer
|
7356
|
Placed policies while unlicensed
|
Settlement Agreement: $150 fine, cease & desist from violations
|
07/22/10
|
Reinhard, Craig Herbert
|
Producer
|
5672
|
Failed to maintain the standards of trustworthiness and competence
|
Settlement Agreement: License Revocation, cease & desist from all insurance activity
|
09/29/10
|
Rogers Benefit Group
|
Producer
|
7445
|
Placed policies while unlicensed
|
Settlement Agreement: $5,000 fine, cease & desist from violations
|
09/22/10
|
Ross, George V., III
|
Producer
|
6957
|
Placed policies while unlicensed
|
Settlement Agreement: $250 fine, cease & desist from violations
|
09/28/09
|
Smith, Brenda Lee
|
Producer
|
6432B
|
Failed to timely report administrative action(s)
|
Settlement Agreement: $250 fine, cease & desist from violations
|
08/03/10
|
Standridge, Steven Alan
|
Producer
|
7494
|
Revoked in resident state
|
Settlement Agreement: License Revocation, cease & desist from all insurance activity
|
08/31/10
|
Starkweather & Shepley Insurance Corp. of MA
|
Producer
|
7478
|
Placed policies while unlicensed
|
Settlement Agreement: $150 fine, cease & desist from violations
|
08/09/10
|
Structured Financial Associates, Inc.
|
Producer
|
7397
|
Placed policies while unlicensed
|
Settlement Agreement: $150 fine, cease & desist from violations
|
07/29/10
|
Swett & Crawford Insurance Agency of MA, Inc.
|
Producer
|
6787
|
Placed policies while unlicensed
|
Settlement Agreement: $8,000 fine, cease & desist from violations
|
07/21/10
|
The Bond Exchange and Insurance
|
Producer
|
6978
|
Placed bonds while unlicensed
|
Settlement Agreement: $350 fine, cease & desist from violations
|
08/19/10
|
Wachovia Insurance Agency, Inc.
|
Producer
|
6593
|
Failed to timely report administrative action(s)
|
Settlement Agreement: $500 fine, cease & desist from violations
|
09/29/10
|
Walker, Michael Christopher
|
Producer
|
6343
|
Failed to make required disclosure
|
Settlement Agreement: $250 fine, cease & desist from violations
|
08/05/10
|
Yates & Associates, Inc.
|
Producer
|
7089
|
Placed policies while unlicensed
|
Settlement Agreement: $3,150 fine, cease & desist from violations
|
08/05/10
|
Young, Alfred W.
|
Producer
|
7398
|
Failed to make proper disclosure on licensing application(s)
|
Settlement Agreement: $250 fine, cease & desist from violations
|
07/28/10
|