The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between April, 2006 and June, 2006. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.
For each administrative action, please note the following definitions.
| Licensee Name | Type of License | Case No. | Primary Allegation(s) | Disposition | Effective Date |
|---|---|---|---|---|---|
| Aetna Insurance Company of Connecticut | Company | 5196 | Failed to renew producer appointments | Settlement Agreement: $500 fine | 05/24/2006 |
| Arthur J. Gallagher Insurance Services of New York | Producer | 5504 | Placed policies while unlicensed | Settlement Agreement: $200 civil penalty, cease & desist from violations | 06/01/2006 |
| Berkshire Mutual Ins. Co. | Company | 3793A | Paid compensation to an unlicensed entity | Settlement Agreement: $900 administrative assessment, cease & desist from violations | 04/26/2006 |
| Bertholon-Rowland Corp. | Producer | 5498 | Failure to report administrative action(s) | Settlement Agreement: $500 fine, cease & desist from violations | 04/24/2006 |
| BMW Insurance Agency, Inc. | Producer | 5466 | Placed policies while unlicensed | Settlement Agreement: $600 civil penalty, cease & desist from violations | 04/19/2006 |
| Chakan, Scott Richard | Producer | 5182 | Failure to report administrative action(s) | Settlement Agreement: $500 civil penalty, cease & desist from violations | 04/26/2006 |
| Cole Harrison Agency, Inc. | Producer | 5454 | Failure to make required disclosure on licensing application(s) | Settlement Agreement: $500 civil penalty, cease & desist from violations | 04/18/2006 |
| Cook & Company Insurance Agency, Inc. | Producer | 5172 | Placed policies while unlicensed | Settlement Agreement: $250 civil penalty, cease & desist from violations | 05/16/2006 |
| David F. Kelley Insurance Agency, Inc. | Producer | 5512 | Placed policies while unlicensed | Settlement Agreement: $2,500 civil penalty, cease & desist from violations | 06/13/2006 |
| Decristoforo, Albert P. | Producer | 5230 | Unfair trade practice. | Settlement Agreement: $1,000 civil penalty, cease & desist from violations | 04/03/2006 |
| Dimaggio, Mark Joseph | Producer | 5341 | Failure to report administrative action(s) | Consent Agreement: License revocation, cease & desist from all insurance activity | 04/18/2006 |
| Diones, Peter | Producer | 5492 | Failure to report administrative action(s) | Settlement Agreement: $250 fine, cease & desist from violations | 06/12/2006 |
| Dobbs, Andrew Thomas | Producer | 4742 | Failure to make required disclosure on licensing application(s) | Settlement Agreement: $400 civil penalty, cease & desist from violations | 04/20/2006 |
| Eastern Atlantic Insurance Agency, Inc./Walter A. Brown | Producer | 5429 | Failure to make required disclosure on licensing application(s) | Settlement Agreement: $500 civil penalty, cease & desist from violations | 05/02/2006 |
| Enko, Cheryl Ann | Producer | 5387 | Failure to report administrative action(s) | Settlement Agreement: License revocation, cease & desist from all insurance activity | 04/26/2006 |
| Guy, Jeffrey James | Producer | 4904 | Failure to make required disclosure on licensing application(s) | Settlement Agreement: $1,000 civil penalty, cease & desist from violations | 04/06/2006 |
| Hayden, Dennis Michael | Producer | 3237B | Paid compensation to an unlicensed entity, failed to make required disclosure on licensing application(s) | Consent Agreement: Agreed to not reapply for a license | 05/09/2006 |
| James W. Hennigan Ins. Agency, Inc. | Producer | 5478 | Placed policies while unlicensed | Settlement Agreement: $2,500 civil penalty, cease & desist from violations | 05/10/2006 |
| John F. Stafford Insurance Agency, Inc. | Producer | 5371 | Failure to return premium | Settlement Agreement: $250 civil penalty, cease & desist from violations | 06/12/2006 |
| Langlois, Joseph Holland, Jr. | Producer | 5148 | Failure to report administrative action(s) | Settlement Agreement: $200 fine, cease & desist from violations | 06/12/2006 |
| Machado, Joaquin, C. | Producer | 4493 | Failure to make required disclosure on licensing application(s) | Consent Agreement: $3,000 fine, cease & desist from violations | 06/20/2006 |
| Manning and Smith Insurance, Incorporated | Producer | 5453 | Placed policies while unlicensed | Settlement Agreement: $50 civil penalty, cease & desist from violations | 05/02/2006 |
| Pedack, Richard Emil | Producer | 5491 | Failure to report administrative action(s) | Settlement Agreement: $250 civil penalty, cease & desist from violation | 05/09/2006 |
| Proctor, Thomas Lynn | Producer | 5451 | Failure to report administrative action(s) | Settlement Agreement: $250 fine, cease & desist from violations | 04/10/2006 |
| Rocco, John Angelo | Producer | 5523 | Failure to report administrative action(s) | Settlement Agreement: $500 fine, cease & desist from violations | 06/22/2006 |
| Servant, Joseph A. | Producer | 5366 | Failure to make required disclosure | Settlement Agreement: $50 civil penalty, cease & desist from violations | 05/01/2006 |
| Springfield Insurance Agency, Inc. | Producer | 5490 | Placed policies while unlicensed | Settlement Agreement: $250 civil penalty, cease & desist from violations | 04/14/2006 |
| Tanenbaum-Harber Insurance Agency of Mass., Inc. | Producer | 5445 | Placed policies while unlicensed | Settlement Agreement: $400 civil penalty, cease & desist from violations | 05/18/2006 |
| Tucker, Glen D., Jr. | Producer | 4559 | Failure to report administrative action(s) | Administrative Decision: License Revocation; $3,000 fine, Cease & Desist from all insurance activity | 05/05/2006 |
| Turner, Tyler Parker | Producer | 4932 | Failure to report administrative action(s) | Administrative Decision: License Revocation; $1,000 fine, Cease & Desist from all insurance activity | 05/05/2006 |
| Ulico Insurance Group, Inc. | Producer | 4928 | Placed policies while unlicensed | Settlement Agreement: $350 civil penalty, cease & desist from violations | 05/30/2006 |
| Valley Global Insurance Brokers, LLC/Carmichael. Arthur C., Jr. | Producer | 5167 | Failure to report administrative action(s), failure to make required disclosure on licensing application(s) | Settlement Agreement: $1,500 fine, cease & desist from violations | 06/19/2006 |
| Walsh, Thomas F. | Producer | 5521 | Failure to make required disclosure on licensing application(s) | Settlement Agreement: $1,000 fine, cease & desist from violations | 05/24/2006 |