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  • Division of Insurance

Year 2006 Administrative Actions - April to June

Special Investigations Unit Year 2006

The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between April, 2006 and June, 2006. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.

Licensee Name Type of License Case No. Primary Allegation(s) Disposition Effective Date
Aetna Insurance Company of Connecticut Company 5196 Failed to renew producer appointments Settlement Agreement: $500 fine 05/24/2006
Arthur J. Gallagher Insurance Services of New York Producer 5504 Placed policies while unlicensed Settlement Agreement: $200 civil penalty, cease & desist from violations 06/01/2006
Berkshire Mutual Ins. Co. Company 3793A Paid compensation to an unlicensed entity Settlement Agreement: $900 administrative assessment, cease & desist from violations 04/26/2006
Bertholon-Rowland Corp. Producer 5498 Failure to report administrative action(s) Settlement Agreement: $500 fine, cease & desist from violations 04/24/2006
BMW Insurance Agency, Inc. Producer 5466 Placed policies while unlicensed Settlement Agreement: $600 civil penalty, cease & desist from violations 04/19/2006
Chakan, Scott Richard Producer 5182 Failure to report administrative action(s) Settlement Agreement: $500 civil penalty, cease & desist from violations 04/26/2006
Cole Harrison Agency, Inc. Producer 5454 Failure to make required disclosure on licensing application(s) Settlement Agreement: $500 civil penalty, cease & desist from violations 04/18/2006
Cook & Company Insurance Agency, Inc. Producer 5172 Placed policies while unlicensed Settlement Agreement: $250 civil penalty, cease & desist from violations 05/16/2006
David F. Kelley Insurance Agency, Inc. Producer 5512 Placed policies while unlicensed Settlement Agreement: $2,500 civil penalty, cease & desist from violations 06/13/2006
Decristoforo, Albert P. Producer 5230 Unfair trade practice. Settlement Agreement: $1,000 civil penalty, cease & desist from violations 04/03/2006
Dimaggio, Mark Joseph Producer 5341 Failure to report administrative action(s) Consent Agreement: License revocation, cease & desist from all insurance activity 04/18/2006
Diones, Peter Producer 5492 Failure to report administrative action(s) Settlement Agreement: $250 fine, cease & desist from violations 06/12/2006
Dobbs, Andrew Thomas Producer 4742 Failure to make required disclosure on licensing application(s) Settlement Agreement: $400 civil penalty, cease & desist from violations 04/20/2006
Eastern Atlantic Insurance Agency, Inc./Walter A. Brown Producer 5429 Failure to make required disclosure on licensing application(s) Settlement Agreement: $500 civil penalty, cease & desist from violations 05/02/2006
Enko, Cheryl Ann Producer 5387 Failure to report administrative action(s) Settlement Agreement: License revocation, cease & desist from all insurance activity 04/26/2006
Guy, Jeffrey James Producer 4904 Failure to make required disclosure on licensing application(s) Settlement Agreement: $1,000 civil penalty, cease & desist from violations 04/06/2006
Hayden, Dennis Michael Producer 3237B Paid compensation to an unlicensed entity, failed to make required disclosure on licensing application(s) Consent Agreement: Agreed to not reapply for a license 05/09/2006
James W. Hennigan Ins. Agency, Inc. Producer 5478 Placed policies while unlicensed Settlement Agreement: $2,500 civil penalty, cease & desist from violations 05/10/2006
John F. Stafford Insurance Agency, Inc. Producer 5371 Failure to return premium Settlement Agreement: $250 civil penalty, cease & desist from violations 06/12/2006
Langlois, Joseph Holland, Jr. Producer 5148 Failure to report administrative action(s) Settlement Agreement: $200 fine, cease & desist from violations 06/12/2006
Machado, Joaquin, C. Producer 4493 Failure to make required disclosure on licensing application(s) Consent Agreement: $3,000 fine, cease & desist from violations 06/20/2006
Manning and Smith Insurance, Incorporated Producer 5453 Placed policies while unlicensed Settlement Agreement: $50 civil penalty, cease & desist from violations 05/02/2006
Pedack, Richard Emil Producer 5491 Failure to report administrative action(s) Settlement Agreement: $250 civil penalty, cease & desist from violation 05/09/2006
Proctor, Thomas Lynn Producer 5451 Failure to report administrative action(s) Settlement Agreement: $250 fine, cease & desist from violations 04/10/2006
Rocco, John Angelo Producer 5523 Failure to report administrative action(s) Settlement Agreement: $500 fine, cease & desist from violations 06/22/2006
Servant, Joseph A. Producer 5366 Failure to make required disclosure Settlement Agreement: $50 civil penalty, cease & desist from violations 05/01/2006
Springfield Insurance Agency, Inc. Producer 5490 Placed policies while unlicensed Settlement Agreement: $250 civil penalty, cease & desist from violations 04/14/2006
Tanenbaum-Harber Insurance Agency of Mass., Inc. Producer 5445 Placed policies while unlicensed Settlement Agreement: $400 civil penalty, cease & desist from violations 05/18/2006
Tucker, Glen D., Jr. Producer 4559 Failure to report administrative action(s) Administrative Decision: License Revocation; $3,000 fine, Cease & Desist from all insurance activity 05/05/2006
Turner, Tyler Parker Producer 4932 Failure to report administrative action(s) Administrative Decision: License Revocation; $1,000 fine, Cease & Desist from all insurance activity 05/05/2006
Ulico Insurance Group, Inc. Producer 4928 Placed policies while unlicensed Settlement Agreement: $350 civil penalty, cease & desist from violations 05/30/2006
Valley Global Insurance Brokers, LLC/Carmichael. Arthur C., Jr. Producer 5167 Failure to report administrative action(s), failure to make required disclosure on licensing application(s) Settlement Agreement: $1,500 fine, cease & desist from violations 06/19/2006
Walsh, Thomas F. Producer 5521 Failure to make required disclosure on licensing application(s) Settlement Agreement: $1,000 fine, cease & desist from violations 05/24/2006

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